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工银瑞祥定开发起式债券(005525)

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投资类型:债券型 成立日期:2018-06-11 管理人:工银瑞信... 基金经理:李娜
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基金公告

工银瑞祥定开发起式债券:工银瑞信瑞祥定期开放债券型发起式证券投资基金更新的招募说明书摘要(2019年第3号)

公告日期:2019-11-09

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工银瑞信瑞祥定期开 债券型发起式仓
          证券投资基金仓
      更新的招募说明书摘要仓
          (该代令9 第 详 )仓
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     基金管理人   工银瑞信基金管理 限      仓
     基金托管人    业银   股份   限   仓
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工银瑞信瑞祥定期开        债券型发起式证券投资基金                                       更新的招募说明书摘要



                                                           重要提示仓
           基金 中国证券监督管理委员 该代令7 令该 令5 证监许 后该代令7成该详该5 文注                         募集

     基金基金合 已于该代令8 6                令令     式生效 自             起基金管理人 式开始管理 基金 仓

           摘要 据基金合 和基金招募说明书编写 并 中国证监 注                                 基金合 是 定

基金当 人之间 利 义 的法律文                                基金投资人自依基金合         得基金份额 即

基金份额持 人和 基金合                      的当 人           持 基金份额的            身即表明 对基金合

的        认和接    并按照 证券投资基金法                           开募集证券投资基金 作管理办法            基金

合                   规定              利           担义      基金投资人欲了解基金份额持 人的 利和义

               查阅基金合              仓

       投资 风险 投资者 购基金份额时 认真阅 招募说明书和基金产品资料概要 仓

       基金管理人保证招募说明书的内容真                            准确      整    招募说明书 中国证监 注

          但中国证监 对 基金募集的注                        并 表明 对 基金的 值和收益作出                   性判

断或保证 也 表明投资于                      基金没 风险 仓

       基金的过 业绩并 预示                         来表现 基金管理人管理的 它基金的业绩并 构 对

     基金业绩表现的保证 基金管理人依照恪 职                                 诚 信用 谨慎勤勉的原      管理和

用基金 产 但 保证基金一定盈利 也 保证最 收益 仓

           基金 次更新招募说明书仅 据该代令9 9                        令 生效的 信息披露办法        基金合

     托管          的修      更新 招募说明书 前言 释义 基金份额的 购 赎回 基金的收

益         配 基金的                          基金的信息披露 法律文 摘要等章节内容 并更新基金管

理人 要人员情况              述内容更新截                    该代令9 令代    令5   除非另 说明      招募说明书

     载      内容截          该代令9        6 令代                   数据和净值表现数据截          该代令9   详 详令

             数据                 仓




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工银瑞信瑞祥定期开             债券型发起式证券投资基金                                                更新的招募说明书摘要



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                                                           一 基金管理人仓

              一 基金管理人概况仓

                    工银瑞信基金管理 限                      仓

                             西城 金融大街 5                      5         6层    5      6代令        5    7层     5   7代令

     5        8层      5      8代令       5          9层     5    9代令仓

         办     地址                  西城 金融大街 5             新盛大厦 致           6-9 层仓

         邮     编码 令代代代详详仓

         法定 表人 王海璐仓

              立 期 该代代5           6       该令    仓

         批准设立机                中国证监 仓

         批准设立文                中国证监 证监基金 后该代代5成9详                仓

              营范围 基金募集 基金销售 资产管理 中国证监 许 的                                              业 仓

                形式         限 任             仓

         注     资         贰亿元人民 仓

         联系人 朱碧艳仓

         联系电话 4代代-8令令-9999仓

         股     结构 中国工商银 股份 限                                      注 资 的 8代变 瑞士信贷银 股份

限                     注 资 的 该代变 仓

              续期间 持续 营仓

                       要人员情况仓

         令    董           员仓

         郭特 女士 董 长 博士                          曾任工银瑞信基金管理              限        总 理 历任中国工商

银       总 商业信贷部 资金                    划部副处长 中国工商银 总 资产托管部处长 副总 理 仓

         耀i外h且刘l仓L刘天in 先生 董                  瑞士信贷董 总 理 亚 地 资产管理 管 仓L刘天in

先生负 制定和指导亚                       资产管理战略 包括销售                   产品和合作 伴 系                  还 机构

和私人银 密 合作                       提供资产管理投资解 方案 仓在 该代令令                       8       入瑞士信贷之前 仓

L刘天in 先生是 致账i且件r刘账货仓件且责i货且l 的首席执 官                   致账i且件r刘账货仓件且责i货且l 是一家 于香港的对

     基金 F财F          之前           曾在 读i货刘仓件且责i货且l 和英 曼集团担任投资 合 理 L刘天in 先生


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工银瑞信瑞祥定期开             债券型发起式证券投资基金                                              更新的招募说明书摘要


也是 耀刘货r财责财li货且n仓有刘n货质r刘仓P且r货n刘r账 的联合创始人 仓 在流 和非流 性另类投资 业

拥        超过 该代         的 验 L刘天in 先生 业于美国宾 法                       亚大学沃 商学               并获得 济学

理学士学               仓

         王海璐女士 董               硕士 现任工银瑞信基金管理 限                              党委书          总 理            令997

     7        开始先 在中国工商银 总 管理信息部 办                                室 金融 场部工作 该代令代                     9

     该代令9      令        任中国工商银 总 金融 场部副总                         理 该代令9         入工银瑞信基金管理

     限           仓

         王一心女士 董               高           济师 中国工商银 战略管理 投资者 系部高                                        家

     职董         历任中国工商银                       融资部               业     部 营业部 副总 理                  中国工商

银        营业部仓历任副处长 处长 中国工商银 总                                  术改造信贷部 理 仓

         王莹女士 董                高            师 中国工商银 战略管理 投资者 系部高                                     家

职派出董               于 该代代4        令令     获得国 内                  注 内部           师 件刘r货i则i刘北仓In货刘rn且l仓

致质北i货财r)仓资格证书 历任中国工商银 国 业 部 汇清算处负 人 中国工商银 清算

中心 汇清算处负 人 副处长 中国工商银 稽 监督局 汇业 稽 处副处长 处长

中国工商银 内部                     局境        机构          处处长 工 悉                内部           师 风险 家 仓

              国 先生 独立董                      济学博士             海        大学   济学         长        海          大学高

等研究            长 美国德州 致&耀 大学 济系 致l则r刘北仓F.仓件h且lk 讲席教授 首批中 部 千人

     划 入选者                国家特聘          家 首批人文社 科学长江学者讲 教授 曾任                                海 人民

     府特聘 策咨询 家 中国留美 济学                                长 令99令-令99该            该代代6    被        尔街电

          中国大 十大最 影响力的 济学家之一                                  要研究领域包括 济理论 激励机制设

          中国 济等 仓仓

         致l且n仓读仓分mi货h 先生 独立董                 法学学士 香港                  士 香港律师                 律师        历任

     顶香港 限                副董 长           怡富 股 限                  董 长 香港大学法律 业讲师 恒生指

数            委员 委员 香港                    管理局         金 划 托人 香港证监 程序复检委员 委员

香港 府 济                    委员 发展局 员 香港联合交易 新 场发展工作小                                       席 曾被 亚

洲金融            志评               银         家       仓

         程凤朝先生 独立董                      管理学博士 现 湖南大学博士生导师 中国社 科学 研

究生 硕士生导师 中国                                          并购融资委员         副 任委员 获湖南大学管理学博

士学           金融科学研究员 高                         师 中国注                 师 中国注 资产评估师 仓

         仓

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工银瑞信瑞祥定期开           债券型发起式证券投资基金                                                                更新的招募说明书摘要


         该    监          员仓

         郑剑锋先生 监                   金融学科学 硕士 该代代5                             令该       起 郑剑锋先生任职于中国工

商银 监               办 室 先 担任综合管理处处长 监督 员和监                                                        办 室副        任           要

负        风险 内           董 高管履职的监督检查工作 该代令4                                       6     起 郑剑锋先生被任命 中

国工商银 战略管理 投资者 系部集团派驻子                                                     董监 办 室高                 家         职派出董

         仓

         黄敏女士 监                   金融学学士 黄敏女士于 该代代6                                入 件r刘北i货仓分质i账账刘仓诺r财质责仓(瑞士

信贷集团) 先 担任全球投资银 战略部 理副总裁 亚                                                            投资银 战略部副总裁 中

国        执 首席 营官 资产管理大中国 首席 营官,现任资产管理中国 负 人 仓

         洪波女士 监               硕士 致件件致仓非执业 员 该代代5                                  该代代8        任 永 明             师

     高             员 该代代8             该代代9     任民生证券 限 任                                 监察稽 总部业               管 该代代9

     6          入工银瑞信法律合规部 现任内 稽 部总监 仓

              莹女士 监            硕士 该代代代              该代代9         任职于中国人民大学 历任副科长 科长

校团委副书              该代代9           该代令令   就职于                     委教工委 任 部处副调研员 该代令令

入工银瑞信战略发展部 现任人力资源部总监 仓

         章琼女士 监                   硕士 该代代令              该代代详       任职于富               证券         部 该代代详              该代代5

     任职于银河基金 担任注                     登       员 该代代5                  入工银瑞信 作部 现任中央交易室总

监 仓

         详    高 管理人员仓

         王海璐女士 总 理 简历                               仓

         朱碧艳女士 硕士 国 注 内部                                  师 现任工银瑞信基金管理 限                                    党委委员

督察长              任工银瑞信投资管理 限                         监            令997        令999        中国 融信托投资                     证券

总部 理 该代代代 该代代5                 中国 融资产管理                        投资银 部 证券业 部高 副                             理 该代代5

          入工银瑞信基金管理 限                         仓

         杜海涛先生 硕士 现任工银瑞信基金管理 限                                                    副总 理            任工银瑞信资产管

理        国          限          董        令997       7            该代代该           9           任职于长城证券 限               任

历任职员 债券 金融工程 研究员 该代代该                                       令代            该代代详     5          任职于 盈基金管理

     限             历任研究员 基金 理 理 该代代详                                  6           该代代6        详      任职于招商基金管

理        限          历任研究员 基金 理 该代代6                                 入工银瑞信基金管理 限                              仓

         赵紫英女士 博士 现任工银瑞信基金管理 限                                                    党委委员 副总 理                     任工银

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工银瑞信瑞祥定期开             债券型发起式证券投资基金                                                                     更新的招募说明书摘要


瑞信基金管理 限                   首席信息官 工银瑞信投资管理                                   限            董            令989仓          8仓              令99详仓

      5仓       任职于中国工商银                海淀支               从 国 业                        令99详           6仓          该代代该仓          4仓

任职于中国工商银                                    国 业 部 历任综合科科长 国 业 部副总 理 该代代该

      5         该代代5    6       任职于中国工商银 牡                               中心 历任 场营销部副总                                         理 清算

部副总 理 该代代5                 入工银瑞信基金管理 限                                        仓

          郝炜先生 硕士 现任工银瑞信基金管理 限                                               党委委员 副总 理                                      任工银瑞

信资产管理 国                    限        董              工银瑞信投资管理 限                                董             该代代令         4               该代代5

      6         任职于中国工商银               资产托管部 该代代5                         入工银瑞信基金管理 限                                               仓

          4      基金基金 理仓

          李娜女士 令令         证券从业 验 曾在中国工商银 总                                            担任交易员 该代令6                            入工银

瑞信 现任固定收益部基金                        理 该代令7            令       该4              该代令8        详        该代                担任工银瑞信

恒丰纯债债券型证券投资基金基金 理 该代令7                                       令        该4               该代令8          5         详           担任工银

瑞信恒泰纯债债券型证券投资基金基金 理 该代令7                                              4          令4                        担任工银瑞信瑞丰

纯债半 定期开 债券型证券投资基金 自 该代令8                                           6         令       起           更 工银瑞信瑞丰定期

开        纯债债券型发起式证券投资基金 基金 理 该代令7                                               5        该7                           担任工银瑞信

纯债定期开 债券型证券投资基金基金 理 该代令7                                               5          该7                        担任工银瑞信目标

收益一 定期开 债券型投资基金基金 理 该代令7                                               6          8             该代令9         5         该详             担任

工银瑞信瑞利两 封 式债券型证券投资基金基金 理 该代令7                                                              6         该7                       担任工

银瑞信丰                  定期开 债券型证券投资基金基金 理 该代令8                                                 6         7               该代令9          8

令4           担任工银瑞信瑞 定期开 债券型发起式证券投资基金基金 理 该代令8                                                                            6           令令

               担任工银瑞信瑞祥定期开 债券型发起式证券投资基金基金 理 该代令8                                                                          令令          7

                担任工银瑞信瑞福纯债债券型证券投资基金基金 理 仓

          历任基金 理 仓

          谷衡先生 该代令8         6      令5              该代令9        8     令4        管理 基金 仓

          5    投资 策委员              员仓

          王海璐女士 简历                      仓

          杜海涛先生 投资 策委员                           任 简历                    仓

              炳珅先生 令5        证券从业                验 曾任中信建投证券                            限           研究员 该代代7                       入工

银瑞信 现任 益投资总监                         该代令该      该      令4                      担任工银瑞信添颐债券型证券投资

基金基金 理 该代令详               令     令8                     担任工银瑞信                  利债券型证券投资基金基金 理

                                                                          5
工银瑞信瑞祥定期开                          债券型发起式证券投资基金                                                                                        更新的招募说明书摘要


该代令详         令          该8                该代令4          令该          5           担任工银瑞信 6代                            理 债券型基金基金                           理 该代令4

       令        该代               该代令8            8        该8                担任工银瑞信红利混合型证券投资基金基金                                                         理 该代令4

       令        该代               该代令7            5        该7                担任工银瑞信 心                                   值混合型证券投资基金基金 理

该代令4             令代           该详                       担任工银瑞信研究精选股票型证券投资基金基金 理                                                                        该代令4

令令          令8              该代令8             8          该8              担任工银 疗保健 业股票型基金基金 理 该代令5                                                                          该

       令6                 该代令7         令该         该该               担任工银战略转型 题股票基金基金 理 该代令7                                                                  4        令该

             该代令8          令该         该8                担任工银瑞信中国制造 该代该5 股票型证券投资基金基金                                                                      理 仓

            欧阳凯先生 令7                             证券从业                    验 曾任中海基金管理                                      限         基金 理 该代令代                         入

工银瑞信 现任固定收益投资总监 该代令代                                                                   8            令6                        担任工银瑞信 利债券型证

券投资基金基金 理 该代令令                                              令该        该7                该代令7              4        该令        担任工银保 混合基金基金

       理 该代令详                  该      7                  该代令7             该       6          担任工银保                      该        混合型发起式基金(自 该代令6

       该        令9          起 更 工银瑞信                                        精选混合型证券投资基金)基金 理                                                该代令详             6        该6

             该代令8          该          该7              担任工银瑞信保                              详          混合型基金基金 理,仓该代令详                              7         4

该代令8           该         该详           担任工银信用纯债两 定期开 基金基金 理 该代令4                                                                           9            令9           起

            担任工银新 富灵活配置混合型基金基金 理 该代令5                                                                                   5        该6    起      该代令8               6        5

            担任工银丰盈回 灵活配置混合型基金基金 理 仓

            黄         乐先生 令6                      证券从业                    验 先 在 相投资                                               限         担任研究员 国信证

券          济研究 担任资深 析师 国信证券资产管理总部担任投资 理 研究员 该代令代

入工银瑞信 现任 益投资总监 该代令令                                                               令令         该详                         担任工银瑞信 题策略混合型

证券投资基金基金 理 该代令详                                                   9         该详                该代令9            该      令详           担任工银瑞信精选 衡

基金基金 理 该代令4                                    令代          该该               该代令7             令代          9          担任工银高端制造 业股票型基

金基金 理 该代令5                                 4           该8              该代令8            详          该              担任工银新材料新能源 业股票型基

金基金 理 该代令6                                 令          该9              该代令8            令令             详代          担任工银瑞信国家战略                            题股票型

基金基金 理 该代令7                                     4           该令                该代令9          令           该4             担任工银瑞信 联网 股票型证

券投资基金基金 理 该代令8                                                详         该8                            担任工银瑞信中小盘 长混合型证券投资

基金基金 理 该代令8                                    6            5                      担任工银瑞信高端制造 业股票型证券投资基金基

金          理 仓

            李剑峰先生,令6                             证券从业                验 曾任中央国债登 结算 限 任                                                         业                 理 高

       副 理 该代代8                            入工银瑞信 曾任固定收益研究员 现任固定收益投资总监                                                                                              金

投资中心总 理 仓

                                                                                                         6
工银瑞信瑞祥定期开          债券型发起式证券投资基金                                                               更新的招募说明书摘要


      郝康先生 该令            证券从业 验 先 在澳大利亚首源投资管理                                                  担任基金 理 在

联和 通投资               管理          担任执 董                    在工银瑞信担任国 业 总监 在工银瑞信资

产管理 国                 限       担任副总 理 该代令6                            入工银瑞信基金管理 限                          现任

益投资总监             任工银瑞信 国                        副总 理 该代令6                    令该     详代           担任工银瑞信沪

港深股票型证券投资基金基金 理 该代令7                                 令令         9                        担任工银瑞信沪港深精选灵

活配置混合型证券投资基金基金 理 该代令8                                      5         令代                    担任工银瑞信新 济灵活

配置混合型证券投资基金 Q号II 基金 理 该代令8                                             令该         该5            担任工银瑞信红利

          灵活配置混合型证券投资基金基金 理 仓

      石            先生 硕士 现任工银瑞信基金管理 限                                              投资总监 令99代            令995

任职于荷 银                             担任 理 令995                            该代代该             任职于         大和投资信托 香

港          限         担任资深投资 理 该代代详                              该代代4               任职于 湾英国保诚投资信托

          担任投资总监 该代代4                    该代代6        任职于 湾汇丰中 投资信托                                   担任投资管

理部副总裁 该代代6                 该代代8            任职于国联 基金管理 限                                      担任副总 理 投资

总监 该代代8            该代令详       任职于 湾                    投资信托                       担任副总 理 投资总监 该代令4

          该代令6      任职于 湾中国人寿保险 限                                        担任全球 益 场负 人 该代令7

该代令8       6       任职于尤梅投资                         担任         董 总                理 仓

      朱碧艳女士 简历                        仓

      章赟先生 令该            证券从业 验 复 大学理论物理学                                          业博士 英国剑桥大学管理学

研究生 曾先 在 海 狮津泉投资咨询 限                                               担任数                    析师 在      资产管理 限

          担任        投资 理 在国泰基金管理 限                                   担任指数投资 长                        执   总监

该代令4           入工银瑞信 现任指数投资中心总 理 仓

            述人员之间均               在 亲属 系 仓

                                                                 基金托管人仓

                      业银 股份 限                    仓

      注       地址 福州 湖东路 令54                        仓

      办       地址       海 银城路 令67                    仓

      法定 表人 陶                                 履 法定 表人职                             仓

            立时间 令988           8     该该        仓

      注       资      该代7.74 亿元人民 仓


                                                                      7
工银瑞信瑞祥定期开                  债券型发起式证券投资基金                                                          更新的招募说明书摘要


             续期间 持续 营仓

        基金托管资格批文 文                              中国证监 证监基金 后该代代5成74                         仓

        托管部门联系人                         峰仓

        电话 代该令-5该6该9999仓

        传真 代该令-6该令59该令7仓

                                                                     相 服 机构仓

             一 基金销售机构仓

        令     直销中心仓

             仓仓          工银瑞信基金管理                   限      仓

        注          地址                  西城 金融大街 5仓                      5仓       6仓层        5仓   6代令      5仓     7仓层   5仓

7代令           5仓        8仓层        5仓     8代令         5仓    9仓层       5仓        9代令仓

        办          地址                   西城 金融大街 5仓 新盛大厦 致仓                             6-9仓层仓

        法定 表人 王海璐仓

        联系人                     芳仓

        电话 代令代-6658详令99仓

        传真 代令代-8令代4该588 代令代-8令代4该599仓

             户服 电话 4代代-8令令-9999仓

        网址 未未未.i外夕外外账.外财m.外n仓

        投资者还 通过                             电子自 交易系统进 交易 仓

        该 基金管理人                         据 中 人民 和国证券投资基金法                                     开募集证券投资基金

作管理办法                   证券投资基金销售管理办法 和 基金基金合 等的规定 选择                                                        符合

要求的机构销售 基金                                     基金管理人网站 仓

                      基金登 机构仓

             仓仓          工银瑞信基金管理                   限      仓

        注          地址                   西城 金融大街 5                         5         6层         5    6代令        5      7层    5

7代令           5      8层          5         8代令       5         9层      5         9代令仓

        注          登 业 办 地址                               西城 金融大街 5                       新盛大厦 致       6 层仓

        法定 表人 王海璐仓

        全国统一 户服 电话 4代代-8令令-9999仓


                                                                             8
工银瑞信瑞祥定期开            债券型发起式证券投资基金                                       更新的招募说明书摘要


    传仓仓真 代令代-6658详令代代仓

    联系人 朱辉毅仓

               律师                     办律师仓

                               元律师            仓仓

    注        地址               西城 丰盛胡             该8          洋保险大厦 令代 层仓

    办        地址               西城 丰盛胡             该8          洋保险大厦 令代 层仓

    负        人 朱小辉仓

    电话 代令代-5776详888仓

    传真 代令代-5776详777仓

    联系人 李晗仓

         办律师 吴冠雄 李晗仓

         四            师                 办注             师仓

         仓           永 明         师                  特殊 通合          仓仓

         仓      仓            东城 东长 街 令             东方广场 永大楼 令7 层 代令-令该 室仓

    办        地址               东城 东长 街 令               东方广场 永大楼 令7 层 代令-令该 室仓

    执                合 人 仓毛鞍宁仓

         办注               师 徐艳              仓仓

    联系电话 代令代-58令54代79仓

    传真 仓代令代-85令88该98仓

    联系人               仓

                                                  四 基金的                仓

          基金              工银瑞信瑞祥定期开 债券型发起式证券投资基金仓

                                                  五 基金的类型仓

          基金类型 债券型发起式证券投资基金 仓

                                                        基金的投资目标仓

    在        制风险的基础              通过     极投资 追求基金资产的长期稳定增值




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工银瑞信瑞祥定期开       债券型发起式证券投资基金                             更新的招募说明书摘要



                                      七 基金的投资方向仓

            基金的投资范围包括国债        央 票据 金融债 地方 府债 企业债                     债 短

期融资券 超短期融资券 中期票据 次 债                      府支持机构债券 证券           短期      债

券          转换债券 含        离交易 转债的纯债部               交换债券 资产支持证券 银

     款       业 单 债券回购         法律法规或中国证监         允许基金投资的        金融工      仓

            基金 在         场买入股票       证 也 参 一               场新股 购和新股增发 仓

            基金投资 合资产配置 例 债券资产 基金资产的 例                     于 8代变 但在      次开

     期前一个       开 期 开       期结      一个 的期间内 基金投资                  述 例限制 开

     期内       个交易           基金 持 现金 到期 在一                 内的 府债券的     例合

     于基金资产净值的 5变        中现金 包括结算备付金            出保证金         收 购款等 在封

     期内       基金           例的限制 仓

       法律法规或监管机构          允许基金投资的         品种 基金管理人在履           当程序

          将 纳入投资范围        投资 例遵循届时 效法律法规或相 规定 仓

                                             基金的投资策略仓

       令    封 期投资策略仓

            令 利率预期策略 久期管理仓

            基金将考察 场利率的 态             预期         对 诺号P    件PI PPI      汇收支 国

     场流 性 态情况等引起利率              的相 因素进 深入的研究             析国      国内宏

济          的 能情       并在 基础 判断包括              策     国内和 要发达国家        地 的

          策 汇率 策在内的宏         济 策 向 对 场利率水 和收益率曲线 来的                       趋

势做出预测和判断 结合债券 场资金 债券的供求结构                           趋势 确定债券 合的久

期配置 仓

       当预期 场利率水 将 升时 降                   合的久期 预期 场利率将 降时 提高 合

的久期          达到利用 场利率的波 和债券 合久期的调整提高债券 合收益率目的 仓

            基金 据对收益率曲线形状          的预期建立或改            合期限结构 通过预测收益率

曲线          的方向 然        据收益率曲线形状          的情    析 构建 合的期限结构             体

来看 又           跟踪收益率曲线的骑乘策略和基于收益率曲线                的子 策略       铃策略

梯式策略 仓

       令 骑乘策略是基于收益率曲线 析对债券 合进                  时调整 当收益率曲线 较 峭

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工银瑞信瑞祥定期开       债券型发起式证券投资基金                                更新的招募说明书摘要


时        即相邻期限利差较大时            买入期限 于收益率曲线 峭处的债券 也即收益率水

     相对较高的债券 随着持           期限的延长 债券的剩余期限将 缩短                时债券的收益率

水        将 较投资期初          降 通过债券收益率的 滑来获得资 利得收益 仓

      该 子 策略是使投资 合中债券久期集中于收益率曲线的一点                        用于收益率曲线较

     时       铃策略是使投资 合中债券的久期集中在收益率曲线的两端                    用于收益率曲线

两头 降较中间 降更多的蝶式                       梯式策略是使投资 合中的债券久期均匀 别于收

益率曲线             用于收益率曲线水 移          仓

           该 类属配置策略仓

      类属配置 要包括资产类别选择 各类资产的 当 合                         对资产 合的管理         基

金将在利率预期 析              久期配置范围确定的基础             通过情      析和历史预测相结合的

方法          自 而       在债券一        场和          场 银     间 场和交易        场 银       款

信用债         府债券等资产类别之间进 类属配置 进而确定                    最 风险收益特 的资产

     合 仓

           详 证券选择策略仓

           据发 人          在 业发展                  治理       状况等信息对债券发 人 体进

评         在 基础        进一 结合债券发              体 款      要是债券担保状况 对债券进 评

           据信用债的评        给予相 的信用风险溢                  场 的信用利差进 对           发掘

     备相对 值的个券 仓

           4 息差策略仓

           基金       通过债券回购融入资金 投资于收益率高于融资                  的各类证券 从而获

得息差收益             基金进入银    间   业     场进       债券回购的资金余额    超过基金净资产的

4代变 仓

           5 资产支持证券投资策略仓

      资产支持证券 要包括资产抵押贷款支持证券 致B分                        抵押贷款支持证券 耀B分

等证券品种            基金将重点对 场利率 发                款 支持资产的构             提前偿还率

风险补偿收益和 场流 性等影响资产支持证券 值的因素进                           析 并辅 采用蒙特

洛方法等数            定 模型 评估资产支持证券的相对投资 值并做出相 的投资 策 仓

      该     开 期投资策略仓

      开      期内      基金 保持较高的 合流 性 方便投资人 排投资 在遵                        基金

     投资限制 投资 例的前提               将 要投资于高流         性的投资品种       小基金净值的波

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工银瑞信瑞祥定期开             债券型发起式证券投资基金                                              更新的招募说明书摘要


          仓

                                                     九 业绩 较基准仓

               基金的业绩 较基准                 中债综合 富 总值 指数收益率 仓

          中债综合 富 总值 指数                      中央国债登 结算 限              任       编制的 映中国债券

场总体走势的 表性指数                        指数的         券覆盖 国银 间 场和交易                         场    份债券

包括国债 央 票据 金融债 企业债券 短期融资券等几乎                                             债券种类            广泛的

     场 表性 能够 映债券                     场总体走势 中债综合               富 总值 指数是 债券全                    算

的指数值 考虑了付息 利息 投资因素 即在                                     券付息时将利息 投资 入指数之中

     基金管理人认                   业绩     较基准目前能够忠 地               映 基金的风险收益特                仓

          如果          法律法规发生                 或者 更 威的 更能                  场 遍接 的业绩 较基准

     出               基金托管人 商一                  基金 在 中国证监 备案                         更业绩 较基准并

时        告 仓

                                                     十 风险收益特 仓

               基金 债券型基金               长期 均风险和预期收益率                 于股票型 混合型基金               高于

               场基金 仓

                                            十一 基金的投资 合 告仓

               投资 合的 告期              该代令9    令   令   起    详      详令                   数据               仓

1.1            告期 基金资产 合情况

序 仓                               目仓                             金额 元 仓                         基金总资产的 例 变 仓
 令仓               益投资仓                                                                  -仓                                   -仓
     仓             中 股票仓仓                                                               -仓                                   -仓
 该仓          基金投资仓                                                                     -仓                                   -仓
 详仓          固定收益投资仓仓                                       7,该76,57该,5该详.代代仓                                96.详详仓
     仓             中 债券仓仓仓                                     6,4代详,466,6该详.代代仓                                84.78仓
     仓        资产支持证券仓仓仓                                          87详,令代5,9代代.代代仓                            令令.56仓
 4仓           贵金属投资仓                                                                   -仓                                   -仓
 5仓           金融 生品投资仓                                                                -仓                                   -仓
 6仓           买入返售金融资产仓仓                                                           -仓                                   -仓
                 中 买断式回购的买入返售
     仓                                                                                       -仓                                   -仓
               金融资产仓仓仓
 7仓           银       款和结算备付金合 仓仓                              令59,4详8,77该.96仓                                 该.令令仓


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 工银瑞信瑞祥定期开                         债券型发起式证券投资基金                                                   更新的招募说明书摘要


      8仓                     资产仓仓仓                                                   令令7,447,该74.9该仓                                              令.55仓
      9仓           合        仓仓仓仓仓                                               7,55详,458,57代.88仓仓仓                                        令代代.代代仓
注             于四舍五入的原因金额 基金总资产的 例                                            之和 合              能          差    仓仓

 令.该          告期 按 业 类的股票投资 合仓仓

 令.该.令            告期 按 业 类的境内股票投资 合仓仓仓

                    基金             告期          持 境内股票投资 仓

 令.该.该            告期 按 业 类的港股通投资股票投资 合仓

               无     仓仓仓

 令.详          告期 按 允 值 基金资产净值 例大小排序的前十 股票投资明 仓仓

                    基金             告期          持 股票 仓仓仓仓

 令.4           告期 按债券品种 类的债券投资 合仓仓仓
 序 仓                                     债券品种仓                                   允 值 元 仓                             基金资产净值 例 % 仓
      令仓          国家债券仓                                                                                       -仓                                         -仓
      该仓          央        票据仓                                                                                 -仓                                         -仓
      详仓          金融债券仓                                                                 详56,886,代代代.代代仓                                        7.代该仓
       仓                中           策性金融债仓                                             详56,886,代代代.代代仓                                        7.代该仓
      4仓           企业债券仓                                                            详,655,该详5,6该详.代代仓                                      7令.9详仓
      5仓           企业短期融资券仓                                                           654,该6令,代代代.代代仓                                   令该.88仓
      6仓           中期票据仓                                                            令,6令5,代68,代代代.代代仓                                     详令.78仓
      7仓                转债              交换债 仓                                                                 -仓                                         -仓
      8仓                业 单仓                                                                                     -仓                                         -仓
      9仓           地方 府债仓                                                                令该该,代令6,代代代.代代仓                                    该.4代仓
     令代仓                仓                                                                                        -仓                                         -仓
     令令仓         合 仓                                                                 6,4代详,466,6该详.代代仓                                      令该6.代该仓
注             于四舍五入的原因 允 值 基金资产净值的                                           例         之和 合               能           差 仓仓

 令.5           告期 按 允 值 基金资产净值 例大小排序的前五 债券投资明 仓
     序                                                                                                                              基金资产净值
                     债券 码仓                  债券            仓   数         张 仓               允 值 元 仓
          仓                                                                                                                           例 % 仓
     令仓       令5该代4代仓                   令8 国盛 代令仓            该,代代代,代代代仓      该代代,令该代,代代代.代代仓                     详.94仓
     该仓       令55令9令仓                    令9 信债 代令仓            该,代代代,代代代仓      令99,该8代,代代代.代代仓                        详.9该仓
                                               令8 中铝集
     详仓       令代令8代代75代仓                                         令,4代代,代代代仓       令44,该4该,代代代.代代仓                        该.84仓
                                               耀切送代代该致仓
                                               令8 首钢
     4仓        令代令8代代77详仓                                         令,该代代,代代代仓      令该详,该令6,代代代.代代仓                      该.4该仓
                                               耀切送代代该仓
                                               令8 中节能
     5仓        令代令8代代68代仓                                         令,代代代,代代代仓      令代详,98代,代代代.代代仓                       该.代5仓
                                               耀切送代代令仓




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工银瑞信瑞祥定期开            债券型发起式证券投资基金                                                    更新的招募说明书摘要



令.6       告期 按 允 值 基金资产净值 例大小排序的前十 资产支持证券投资明 仓仓
 序                                                                                                                基金资产净
             证券 码仓               证券              仓    数          份 仓            允 值(元)仓
      仓                                                                                                           值 例(变)仓
  令仓     令详946该仓            绿城 令代       仓              令,详该代,代代代仓 令详该,448,8代代.代代仓                该.6令仓
  该仓     令56令7详仓            国花 代该致仓                   令,令代代,代代代仓 令令令,代令该,代代代.代代仓            该.令8仓
  详仓     令详9详69仓            万科 详详致令仓                    7代代,代代代仓     7代,56代,代代代.代代仓              令.详9仓
  4仓      令566代令仓               局 代令      仓                 65代,代代代仓      65,详9代,代代代.代代仓              令.该9仓
  5仓      令详9代详令仓          联易融 代4仓                       4代代,代代代仓     4代,5令该,代代代.代代仓             代.8代仓
  6仓      令49867仓              令8 花 令6致令仓                   4代代,代代代仓     4代,详令6,代代代.代代仓             代.79仓
  7仓      令详9代详详仓          绿城 该         令仓               详详代,代代代仓    详详,详89,4代代.代代仓              代.66仓
  8仓      令详94令6仓            链融 代5致令仓                     该5代,代代代仓     该5,令代该,5代代.代代仓             代.49仓
  9仓      令详94令该仓           万科 详6致令仓                     该详代,代代代仓    该详,代98,9代代.代代仓              代.45仓
 令代仓 令详945详仓               链融 代7致令仓                     该详代,代代代仓    该详,代78,该代代.代代仓             代.45仓
令.7       告期 按 允 值 基金资产净值 例大小排序的前五 贵金属投资明 仓

           基金            告期        持 贵金属 仓仓

令.8       告期 按 允 值 基金资产净值 例大小排序的前五                                               证投资明 仓

           基金            告期        持          证 仓仓

令.9       告期            基金投资的国债期 交易情况说明仓

令.9.令       期国债期 投资 策仓

              告期内           基金            用国债期 进 投资 仓

令.9.该       告期           基金投资的国债期 持 和损益明 仓

           基金            告期        持 国债期 投资 也无期间损益 仓

令.9.详       期国债期 投资评 仓

              告期内           基金            用国债期 进 投资 仓

令.令代 投资 合 告 注仓

令.令代.令      基金投资的前十 证券的发                           体 期 到调查                  处罚的情况的说明仓

           基金投资的前十 证券的发                           体 期 出现被监管部门立案调查 或在 告编制

   前一 内 到 开谴                          处罚的情形 仓

令.令代.该 基金投资的前十 股票超出基金合 规定的备选股票 情况的说明仓

           基金投资的前十 股票 超出基金合 规定的备选股票                                             仓

令.令代.详         资产构 仓
 序 仓                                 仓                                                 金额 元 仓
    令仓          出保证金仓                                                                                        令74,6详令.55仓
    该仓          收证券清算款仓                                                                                                 -仓

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工银瑞信瑞祥定期开            债券型发起式证券投资基金                                                        更新的招募说明书摘要


     详仓        收股利仓                                                                                                                            -仓
     4仓         收利息仓                                                                                               令令7,该7该,59详.详7仓
     5仓         收 购款仓                                                                                                                           -仓
     6仓                  收款仓                                                                                                             5代.代代仓
     7仓     待摊 用仓                                                                                                                               -仓
     8仓             仓                                                                                                                              -仓
     9仓     合 仓                                                                                                      令令7,447,该74.9该仓
令.令代.4      告期 持 的处于转股期的 转换债券明 仓

            基金          告期       持 处于转股期的 转换债券 仓仓

令.令代.5      告期 前十 股票中 在流通 限情况的说明仓

       无 仓

令.令代.6 投资 合 告 注的                        文          述部 仓

       无     仓仓

                                                   十              基金的业绩仓

       基金管理人                  恪 职           诚 信用 勤勉                          的原 管理和 用基金 产                               但

保证基金一定盈利 也 向投资者保证最 收益 基金的过 业绩并                                                               表             来表现

投资 风险 投资者在作出投资 策前                                         阅         基金的招募说明书 仓

       令       基金合        生效       该代令8      6     令令        基金合           生效       来      截 该代令9          详    详令        的

投资业绩             期基准的 较如 表 示 仓
                                                                 业绩 较
                                              净值增长 业绩 较
                                   净值增长率                    基准收益
             阶段仓                           率标准差 基准收益                                               (令)      (详)仓 (该)            (4)仓
                                       令 仓                     率标准差
                                                  该 仓 率 详 仓
                                                                     4 仓

该代令8.6.令令-该代令8.令该.详令     4.64变仓             代.代6变仓        4.89变仓           代.代6变仓         -代.该5变仓          代.代代变仓


 该代令9.令.令-该代令9.详.详令仓     令.45变仓            代.代5变仓        令.令6变仓         代.代5变仓         代.该9变仓           代.代代变仓


自基金合 生效起                      6.令6变仓            代.代6变仓        6.令令变仓         代.代6变仓         代.代5变仓           代.代代变仓

       该    自基金合 生效 来基金累 净值增长率                                         期业绩 较基准收益率                           的       较 仓

                                       该代令8        6       令令           该代令9      详      详令       仓




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工银瑞信瑞祥定期开        债券型发起式证券投资基金                              更新的招募说明书摘要




注 1           基金基金合 于 2018            6    11   生效 截      告期        基金基金合    生效

满一

      2        据基金合 规定         基金建 期         6个       建 期满   基金的投资符合基金合

       于投资范围 投资限制的规定 债券资产 基金资产的 例                     于 80% 但在 次开

     期前一个       开 期 开         期结         一个 的期间内 基金投资            述 例限制 开

     期内       个交易            基金 持 现金 到期 在一               内的 府债券的         例合

     于基金资产净值的 5%             中现金       包括结算备付金     出保证金       收 购款等       在

封     期内       基金            例的限制 仓

                                             十         用概览仓

          一      基金 作         的 用仓

      令.基金 用的种类仓

          令 基金管理人的管理           仓

          该 基金托管人的托管           仓

          详     基金合       生效      基金相 的信息披露 用 仓



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工银瑞信瑞祥定期开       债券型发起式证券投资基金                                     更新的招募说明书摘要


          4     基金合      生效      基金相 的           师         证        律师      仲裁 和诉讼         仓

          5 基金份额持 人大            用 仓

          6 基金的证券交易 用 仓

          7 基金的银 汇划 用 仓

          8 基金的开户 用            户维       用 仓

          9 按照国家         规定和 基金合               定         在基金 产中 支的                用 仓

     该       基金 用 提方法         提标准和支付方式仓

          令 基金管理人的管理 仓仓

          基金的管理 按前一 基金资产净值的 0.30%的                        率 提 管理 的 算方法如



     H E核0.30%杂当             数

     H                 提的基金管理

     E        前一 的基金资产净值

     基金管理               算 逐 累                          按 支付          基金管理人向基金托管人

发   基金管理 划付指                 基金托管人复         于次      首 起 3 个工作 内从基金资产中

一次性支付给基金管理人 若遇法定节假                     休息 或           抗力 使无法按时支付的

延   最         支付 支付

          该 基金托管人的托管 仓

          基金的托管 按前一 基金资产净值的 0.10%的                        率 提 托管 的 算方法如



     H E核0.10%杂当             数

     H                 提的基金托管

     E        前一 的基金资产净值

     基金托管               算 逐 累                          按 支付          基金管理人向基金托管人

发   基金托管 划付指                 基金托管人复         于次      首 起 3 个工作 内从基金资产中

一次性支付给基金托管人 若遇法定节假                     休息 或           抗力 使无法按时支付的

延   最         支付 支付

          述“1.基金     用的种类”中第     3       9          用         据     法规     相       规定

按   用         支出金额 入当期 用              基金托管人从基金 产中支付

     详.仓       入基金 用的 目仓

                                                    17
工银瑞信瑞祥定期开             债券型发起式证券投资基金                                更新的招募说明书摘要


                     用       入基金 用 仓

            令 基金管理人和基金托管人因 履 或                       全履 义 导 的 用支出或基金 产

的损失 仓

            该 基金管理人和基金托管人处理 基金 作无 的                          发生的 用 仓

            详        基金合         生效前的相          用 仓

            4                据相 法律法规         中国证监 的         规定   得 入基金 用的 目 仓

      4          基金税收仓

            基金 作过程中涉 的各纳税 体                          纳税义 按国家税收法律 法规执          仓

                          基金销售       的 用仓

      令           购 仓

            基金对 购设置 差 率                 投资者在一 之内如 多笔 购                用 率按单笔 别

     算 仓

            基金的 购 率如 表 示 仓
                   用种类仓                              情形仓                              率仓
                                                     M 100 万                              0.4%仓
                                                100 万    M 300 万仓                       0.3%仓
                   购 率仓
                                                300 万    M 500 万仓                       0.2%仓
                                                     M 500 万仓                  按笔收       1,000 元/笔仓
       注        M         购金额

            基金的 购 用                 购人   担        要用于 基金的       场 广 销售 注 登         等各

       用                 入基金 产 仓

      该         赎回 仓

      赎回 用 赎回基金份额的基金份额持 人 担 在基金份额持 人赎回基金份额时

收                基金收 的赎回 将全额 入基金 产                      体 率如     仓
             用种类仓                                情形仓                                  率仓
                                    在   一个开 期内 购 又赎回的份
                                                                                           1.50%
                                           额 持续持 期 7
                                    在   一个开 期内 购 又赎回的份
       赎回 率仓                                                                           1.00%
                                           额 持续持 期 7
                                    认购或在某一开 期 购并在 一个
                                                                                            0%
                                          之 的开 期赎回的份额
      详 基金管理人                  在基金合        定的范围内调整 率或收 方式 并最迟 于新的

率或收 方式 施 前依照                      信息披露办法 的            规定在指定媒         告 仓


                                                              18
工银瑞信瑞祥定期开        债券型发起式证券投资基金                           更新的招募说明书摘要


      4 基金管理人           在 违 法律法规规定 基金合            定的情形       据 场情况制定

基金促销 划 定期或 定期地开展基金促销活                     在基金促销活 期间 在          影响现

基金份额持 人利益的前提               按相 监管部门要求履 必要手续             基金管理人

当调 基金 购 率 仓

                              十四 对招募说明书更新部 的说明仓

           基金管理人依据 基金法             作办法       销售管理办法       信息披露办法

它         法律法规的要求 对        基金招募说明书进 了更新 更新内容如               仓

      令    在        基金管理人 部         更新了基金管理人 要人员情况等相 内容 仓

      该         据2019   9 1   生效的    信息披露办法         基金合         托管         的修

更新 招募说明书 前言 释义 基金份额的 购 赎回 基金的收益                              配 基金的

             基金的信息披露 法律文 摘要等章节内容 仓

           述内容仅        更新招募说明书的摘要 投资人欲查询 更新招募说明书 文                    登

     工银瑞信基金管理 限            网站www.icbccs.com.cn

                                                                                                       仓

                                                               工银瑞信基金管理 限           仓

                                                                    〇一九 十一 九 仓




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  • 最近访问基金

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