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投资类型:混合型 成立日期:2003-07-09 管理人:嘉实基金... 基金经理:归凯
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基金公告

嘉实基金:嘉实理财通系列证券投资基金暨嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019年第2号)

公告日期:2019-08-21

嘉实理财通系列证券投资基金暨 嘉实增长
混合、嘉实稳健混合及嘉实债券更新招募说
                  明书
                                 (2019年第2号)




                      基金管理人:嘉实基金管理有限公司
                      基金托管人:中国银行股份有限公司


                                    重要提示
    (一)嘉实理财通系列证券投资基金(以下简称“本系列基金”)经中国证券监督管理
委员会于 2003 年 5 月 6 日《关于同意嘉实理财通系列开放式证券投资基金设立的批复》(证
监基金字 [2003] 67 号)核准公开发售。根据当时生效的法律法规的有关规定,本系列基
金于 2003 年 7 月 9 日成立,自该日起本系列基金管理人正式开始管理本系列基金。
    (二)本系列基金由具有不同市场定位的三只基金构成,包括相互独立的嘉实增长证券
投资基金、嘉实稳健证券投资基金和嘉实债券证券投资基金。每只基金均为契约型开放式,
适用一个基金合同和招募说明书。
    (三)本招募说明书是对原《嘉实理财通系列证券投资基金招募说明书》的定期更新,
原招募说明书与本招募说明书不一致的,以本招募说明书为准。基金管理人保证本招募说
明书的内容真实、准确、完整。本招募说明书经中国证监会核准,但中国证监会对本系列
基金募集的核准,并不表明其对本系列基金的价值和收益做出实质性判断或保证,也不表
明投资于本系列基金没有风险。
    (四)基金管理人承诺依照恪尽职守、诚实信用、谨慎勤勉的原则管理和运用基金资产,
但不保证基金一定盈利,也不保证最低收益。
    (五)投资有风险,投资者申购本系列基金/基金时应认真阅读本招募说明书。
    (六)基金的过往业绩并不预示其未来表现。
    本招募说明书已经本基金托管人复核。本招募说明书所载内容截止日为 2019 年 7 月 9
日,有关财务数据和净值表现截止日为 2019 年 6 月 30 日(未经审计),特别事项注明除外。
 嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                            号)


                                                                     目录
一、绪言........................................................................................................................................... 3
二、释义........................................................................................................................................... 4
三、基金管理人............................................................................................................................... 7
四、基金托管人............................................................................................................................. 18
五、相关服务机构......................................................................................................................... 20
六、基金的募集............................................................................................................................. 99
七、基金合同的生效................................................................................................................... 100
八、基金份额的申购与赎回 ....................................................................................................... 101
九、基金转换............................................................................................................................... 107
十、基金的转托管、定期定额投资计划、非交易过户、冻结与解冻 ................................... 112
十一、基金的投资....................................................................................................................... 114
十二、基金的业绩....................................................................................................................... 133
十三、基金的财产....................................................................................................................... 138
十四、基金资产估值................................................................................................................... 140
十五、基金的收益与分配........................................................................................................... 143
十六、基金的费用与税收........................................................................................................... 144
十七、基金的会计与审计........................................................................................................... 147
十八、基金的信息披露............................................................................................................... 148
十九、基金的风险揭示............................................................................................................... 152
二十、系列基金/基金的终止与清算.......................................................................................... 157
二十一、基金合同内容摘要 ....................................................................................................... 159
二十二、基金托管协议的内容摘要 ........................................................................................... 170
二十三、对基金份额持有人的服务 ........................................................................................... 175
二十四、其他应披露事项........................................................................................................... 177
二十五、招募说明书存放及查阅方式 ....................................................................................... 179
二十六、备查文件....................................................................................................................... 180




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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)


                                       一、绪言

    本招募说明书依据《公开募集证券投资基金运作管理办法》、《公开募集开放式证券投
资基金流动性风险管理规定》(以下简称“《流动性风险管理规定》”)及其配套法规、其他
法律法规和《嘉实理财通系列证券投资基金基金合同》编写。
    本招募说明书阐述了嘉实理财通系列证券投资基金暨嘉实增长证券投资基金、嘉实稳
健证券投资基金和嘉实债券证券投资基金的投资目标、策略、风险、费率等与投资者投资
决策有关的全部必要事项,投资者在作出投资决策前应仔细阅读本招募说明书。
    基金管理人承诺本招募说明书不存在任何虚假记载、误导性陈述或重大遗漏,并对其
真实性、准确性、完整性承担法律责任。
    本系列基金根据本招募说明书所载明的资料管理运作并交易。本招募说明书由嘉实基
金管理有限公司解释。基金管理人没有委托或授权任何其他人提供未在本招募说明书中载
明的信息,或对本招募说明书作出任何解释或者说明。
    本招募说明书根据本系列基金的基金合同编写,并经中国证监会核准。基金合同是约
定基金当事人之间权利、义务的法律文件。基金投资人自依基金合同取得基金份额,即成
为基金份额持有人和本系列基金合同的当事人,其持有基金份额的行为本身即表明其对基
金合同的承认和接受,并按照《证券投资基金法》、基金合同及其他有关规定享有权利、承
担义务。基金投资人欲了解基金份额持有人的权利和义务,应详细查阅基金合同。




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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)


                                       二、释义

    本系列基金招募说明书中,除非文意另有所指,下列词语或简称具有如下含义:

      词语或简称                                            含义

1.本系列基金              指嘉实理财通系列证券投资基金暨嘉实增长证券投资基金、嘉实稳健证
                          券投资基金和嘉实债券证券投资基金
2.基金/本基金             视上下文而定,指嘉实增长证券投资基金、嘉实稳健证券投资基金和嘉
                          实债券证券投资基金中的一只或数只基金
3. 基金合同               指《嘉实理财通系列证券投资基金基金合同》及基金合同当事人对其不
                          时作出的修订和补充
4.招募说明书              指《嘉实理财通系列证券投资基金招募说明书》及其每六个月的更新招
                          募说明书
5.中国证监会              指中国证券监督管理委员会

6.中国银监会              指中国银行业监督管理委员会

7.《证券投资基金法》 指《中华人民共和国证券投资基金法》

8.《证券法》              指《中华人民共和国证券法》

9.《合同法》              指《中华人民共和国合同法》

10. 《流动性风险管理      指中国证监会 2017 年 8 月 31 日颁布、同年 10 月 1 日实施的《公开募
规定》                    集开放式证券投资基金流动性风险管理规定》及颁布机关对其不时做出
                          的修订
11.基金合同当事人         指受基金合同约束,根据基金合同享受权利并承担义务的法律主体,包
                          括基金管理人、基金托管人和基金份额持有人
12.基金管理人             指嘉实基金管理有限公司

13.基金托管人             指中国银行股份有限公司或中国银行

14.中国银行               指中国银行股份有限公司

15.注册登记业务           指本系列基金登记、存管、清算和交收业务,包括投资者基金账户管理、
                          基金份额注册登记、清算及基金交易确认、代理发放红利、建立并保管
                          基金份额持有人名册等
16.注册登记机构           指办理本系列基金注册登记业务的机构。本系列基金的注册登记机构为
                          嘉实基金管理有限公司或接受嘉实基金管理有限公司委托代为办理本
                          系列基金注册登记业务的机构。
17.发售公告               指《嘉实理财通系列证券投资基金基金份额发售公告》

18.投资者                 指个人投资者和机构投资者

19.个人投资者             指依据中华人民共和国有关法律法规及其他有关规定可以投资于证券
                          投资基金的自然人投资者




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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

20.机构投资者             指在中国境内合法注册登记或经有权政府部门批准设立和有效存续并
                          依法可以投资本系列基金的企业法人、事业法人、社会团体或其它组织
                          以及合格境外机构投资者
21.合格境外机构投资       指符合《合格境外机构投资者境内证券投资管理暂行办法》及相关法律
                          法规规定,可以投资于在中国境内合法设立的开放式证券投资基金的中
者                        国境外的机构投资者
22.基金份额持有人         指依据基金合同、招募说明书取得基金份额的投资者

23.基金成立日             指基金达到成立条件后,基金管理人宣告基金成立的日期

24.工作日                 指上海证券交易所和深圳证券交易所的正常交易日,若无特殊说明基金
                          合同中以“日”为时间计算单位时皆指“工作日”
25.元                     指人民币元

26.存续期                 指基金成立至终止之间的不定期期限

27.申购                   指在基金成立后投资者申请购买基金份额的行为

28.赎回                   指基金份额持有人按本系列基金合同规定的条件,要求基金管理人购回
                          本系列基金基金份额的行为
29.转托管                 指投资者将其所持有的某一基金份额从一个交易账号指定到另一交易
                          账号进行交易的行为
30.投资指令               指基金管理人在运用基金资产进行投资时,向基金托管人发出的资金划
                          拨及实物券调拨等指令
31.代销机构               指接受基金管理人委托代为办理本系列基金销售业务的具有基金代销

                          业务资格的机构


32.销售机构               指基金管理人及基金代销机构

33.基金销售网点           指基金管理人的直销中心及基金代销机构的代销网点

34.指定媒体               指中国证监会指定的用以进行信息披露的报纸、互联网网址

35.基金账户               指注册登记机构为基金投资者开立的记录其持有的由该注册登记机构
                          办理注册登记的基金份额余额及其变动情况的账户
36.开放日                 指为投资者办理基金申购、赎回等业务的工作日

37.T 日                   指销售机构在规定时间受理投资者申购、赎回或其他业务申请的日期

38.T+n 日                 指自T 日起第n 个工作日(不包含T 日)

39.基金收益               指基金投资所得红利、股息、债券利息、买卖证券价差、银行存款利息
                          及其他合法收入
40.基金资产总值           指基金购买的各类证券、银行存款本息、基金应收申购款及其他投资等
                          的价值总和
41.基金资产净值           指基金资产总值减去负债后的价值

42. 流动性受限资产        指由于法律法规、监管、合同或操作障碍等原因无法以合理价格予以变


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                          现的资产,包括但不限于到期日在 10 个交易日以上的逆回购与银行定
                          期存款(含协议约定有条件提前支取的银行存款)、停牌股票、流通受
                          限的新股及非公开发行股票、资产支持证券、因发行人债务违约无法进
                          行转让或交易的债券等
43.基金资产估值           指计算评估基金资产和负债的价值,以确定基金资产净值和基金份额净
                          值的过程
44.法律法规               指中华人民共和国现行有效的法律、行政法规、司法解释、部门规章以
                          及其他对本合同当事人有约束力的决定、决议、通知等
45.不可抗力               指本合同当事人无法预见、无法克服、无法避免且在本合同由基金托管
                          人、基金管理人签署之日后发生的,使本合同当事人无法全部或部分履
                          行本合同的任何事件,包括但不限于洪水、地震及其他自然灾害、战争、
                          骚乱、火灾、政府征用、没收、法律变化、突发停电或其他突发事件、
                          证券交易场所非正常暂停或停止交易等




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 嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                            号)


                                   三、基金管理人


(一) 基金管理人基本情况


1、基本信息


名称             嘉实基金管理有限公司

注册地址         中国(上海)自由贸易试验区世纪大道8号上海国金中心二期53层09-11单元

办公地址         北京市建国门北大街8号华润大厦8层

法定代表人       经雷

成立日期         1999年3月25日

注册资本         1.5 亿元

股权结构         中诚信托有限责任公司40%,DWS Investments Singapore Limited 30%,立

                 信投资有限责任公司30%。

存续期间         持续经营

电话             (010)65215588

传真             (010)65185678

联系人           胡勇钦

       嘉实基金管理有限公司经中国证监会证监基字[1999]5 号文批准,于 1999 年 3 月 25

日成立,是中国第一批基金管理公司之一,是中外合资基金管理公司。公司注册地上海,总

部设在北京并设深圳、成都、杭州、青岛、南京、福州、广州、北京怀柔、武汉分公司。公

司获得首批全国社保基金、企业年金投资管理人、QDII 资格和特定资产管理业务资格。



2、管理基金情况

       截止 2019 年 6 月 30 日,基金管理人共管理 1 只封闭式证券投资基金、154 只开放式证
券投资基金,具体包括嘉实元和、嘉实成长收益混合、嘉实增长混合、嘉实稳健混合、嘉
实债券、嘉实服务增值行业混合、嘉实优质企业混合、嘉实货币、嘉实沪深 300ETF 联接
(LOF)、嘉实超短债债券、嘉实主题混合、嘉实策略混合、嘉实海外中国股票(QDII)混
合、嘉实研究精选混合、嘉实多元债券、嘉实量化阿尔法混合、嘉实回报混合、嘉实基本
面 50 指数(LOF)、嘉实稳固收益债券、嘉实价值优势混合、嘉实 H 股指数(QDII)、嘉实
主题新动力混合、嘉实多利分级债券、嘉实领先成长混合、嘉实深证基本面 120ETF、嘉实

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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

深证基本面 120ETF 联接、嘉实黄金(QDII-FOF-LOF)、嘉实信用债券、嘉实周期优选混合、
嘉实安心货币、嘉实中创 400ETF、嘉实中创 400ETF 联接、嘉实沪深 300ETF、嘉实优化红利
混合、嘉实全球房地产(QDII)、嘉实理财宝 7 天债券、嘉实纯债债券、嘉实中证中期企业
债指数(LOF)、嘉实中证 500ETF、嘉实增强信用定期债券、嘉实中证 500ETF 联接、嘉实
中证中期国债 ETF、嘉实中证金边中期国债 ETF 联接、嘉实丰益纯债定期债券、嘉实研究阿
尔法股票、嘉实如意宝定期债券、嘉实美国成长股票(QDII)、嘉实丰益策略定期债券、嘉
实新兴市场债券、嘉实绝对收益策略定期混合、嘉实宝 A/B、嘉实活期宝货币、嘉实 1 个月
理财债券、嘉实活钱包货币、嘉实泰和混合、嘉实薪金宝货币、嘉实对冲套利定期混合、
嘉实中证主要消费 ETF、嘉实中证医药卫生 ETF、嘉实中证金融地产 ETF、嘉实 3 个月理财
债券 A/E、嘉实医疗保健股票、嘉实新兴产业股票、嘉实新收益混合、嘉实沪深 300 指数研
究增强、嘉实逆向策略股票、嘉实企业变革股票、嘉实新消费股票、嘉实全球互联网股票、
嘉实先进制造股票、嘉实事件驱动股票、嘉实快线货币、嘉实低价策略股票、嘉实中证金
融地产 ETF 联接、嘉实新起点混合、嘉实腾讯自选股大数据策略股票、嘉实环保低碳股票、
嘉实创新成长混合、嘉实智能汽车股票、嘉实新起航混合、嘉实新财富混合、嘉实稳祥纯
债债券、嘉实稳瑞纯债债券、嘉实新优选混合、嘉实新趋势混合、嘉实新思路混合、嘉实
沪港深精选股票、嘉实稳盛债券、嘉实稳鑫纯债债券、嘉实安益混合、嘉实文体娱乐股票、
嘉实稳泽纯债债券、嘉实惠泽混合(LOF)、嘉实成长增强混合、嘉实策略优选混合、嘉实
研究增强混合、嘉实优势成长混合、嘉实稳荣债券、嘉实农业产业股票、嘉实现金宝货币、
嘉实增益宝货币、嘉实物流产业股票、嘉实丰安 6 个月定期债券、嘉实稳元纯债债券、嘉
实新能源新材料股票、嘉实稳熙纯债债券、嘉实丰和混合、嘉实新添华定期混合、嘉实定
期宝 6 个月理财债券、嘉实现金添利货币、嘉实沪港深回报混合、嘉实原油(QDII-LOF)、
嘉实前沿科技沪港深股票、嘉实稳宏债券、嘉实中关村 A 股 ETF、嘉实稳华纯债债券、嘉实
6 个月理财债券、嘉实稳怡债券、嘉实富时中国 A50ETF 联接、嘉实富时中国 A50ETF、嘉实
中小企业量化活力灵活配置混合、嘉实创业板 ETF、嘉实新添泽定期混合、嘉实合润双债
两年期定期债券、嘉实新添丰定期混合、嘉实新添辉定期混合、嘉实领航资产配置混合
(FOF)、嘉实价值精选股票、嘉实医药健康股票、嘉实润泽量化定期混合、嘉实核心优势
股票、嘉实润和量化定期混合、嘉实金融精选股票、嘉实新添荣定期混合、嘉实致兴定期
纯债债券、嘉实战略配售混合、嘉实瑞享定期混合、嘉实新添康定期混合、嘉实资源精选
股票、嘉实致盈债券、嘉实恒生港股通新经济指数( LOF)、嘉实中短债债券、嘉实致享纯
债债券、嘉实互通精选股票、嘉实互融精选股票、嘉实养老 2040 混合( FOF)、嘉实消费
精选股票、嘉实新添元定期混合、嘉实中债 1-3 政金债指数、嘉实养老 2050 混合(FOF)、
嘉实长青竞争优势股票、嘉实科技创新混合、嘉实基本面 50ETF、嘉实稳联纯债债券、嘉
实汇达中短债债券。其中嘉实增长混合、嘉实稳健混合和嘉实债券属于嘉实理财通系列基
金。同时,基金管理人还管理多个全国社保基金、企业年金、特定客户资产投资组合。


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)


(二) 主要人员情况


1、董事、监事及高级管理人员

    牛成立先生,联席董事长,经济学硕士,中共党员。曾任中国人民银行非银行金融机
构监管司副处长、处长;中国银行厦门分行党委委员、副行长(挂职);中国银行业监督管
理委员会(下称银监会)非银行金融机构监管部处长;银监会新疆监管局党委委员、副局长;
银监会银行监管四部副主任;银监会黑龙江监管局党委书记、局长;银监会融资性担保业
务工作部(融资性担保业务监管部际联席会议办公室)主任;中诚信托有限责任公司党委委
员、总裁。现任中诚信托有限责任公司党委书记、董事长,兼任中国信托业保障基金有限
责任公司董事。
    赵学军先生,董事长,党委书记,经济学博士。曾就职于天津通信广播公司电视设计
所、外经贸部中国仪器进出口总公司、北京商品交易所、天津纺织原材料交易所、商鼎期
货经纪有限公司、北京证券有限公司、大成基金管理有限公司。2000 年 10 月至 2017 年 12
月任嘉实基金管理有限公司董事、总经理,2017 年 12 月起任公司董事长。
    朱蕾女士,董事,硕士研究生,中共党员。曾任保监会财会部资金运用处主任科员;
国都证券有限责任公司研究部高级经理;中欧基金管理有限公司董秘兼发展战略官;现任
中诚信托有限责任公司总裁助理兼国际业务部总经理;兼任中诚国际资本有限公司总经理、
深圳前海中诚股权投资基金管理有限公司董事长、总经理。
    韩家乐先生,董事,1990 年毕业于清华大学经济管理学院,硕士研究生。1990 年 2 月
至 2000 年 5 月任海问证券投资咨询有限公司总经理;1994 年至今,任北京德恒有限责任公
司总经理;2001 年 11 月至今,任立信投资有限责任公司董事长。
    Mark H.Cullen 先生,董事,澳大利亚籍,澳大利亚莫纳什大学经济政治专业学士。曾
任达灵顿商品(Darlington Commodities)商品交易主管,贝恩(Bain&Company)期货与商品
部负责人,德意志银行(纽约)全球股票投资部首席运营官、MD,德意志资产管理(纽约)
全球首席运营官、MD,德意志银行(伦敦)首席运营官,德意志银行全球审计主管。现任
DWS Management GmbH 执行董事、全球首席运营官。
    高峰先生,董事,美国籍,美国纽约州立大学石溪分校博士。曾任所罗门兄弟公司利
息衍生品副总裁,美国友邦金融产品集团结构产品部副总裁。自 1996 年加入德意志银行以
来,曾任德意志银行(纽约、香港、新加坡)董事、全球市场部中国区主管、上海分行行长,
2008 年至今任德意志银行(中国)有限公司行长、德意志银行集团中国区总经理。
    王巍先生,独立董事,美国福特姆大学文理学院国际金融专业博士。曾任职于中国建
设银行辽宁分行。曾任中国银行总行国际金融研究所助理研究员,美国化学银行分析师,




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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

美国世界银行顾问,中国南方证券有限公司副总裁,万盟投资管理有限公司董事长。2004
至今任万盟并购集团董事长。
    汤欣先生,独立董事,中共党员,法学博士,清华大学法学院教授、清华大学商法研
究中心副主任、《清华法学》副主编,汤姆森路透集团“中国商法”丛书编辑咨询委员会成
员。曾兼任中国证券监督管理委员会第一、二届并购重组审核委员会委员,现兼任上海证
券交易所上市委员会委员、中国上市公司协会独立董事委员会首任主任。
    王瑞华先生,独立董事,管理学博士,会计学教授,注册会计师,中共党员。曾任中
央财经大学财务会计教研室主任、研究生部副主任。2012 年 12 月起担任中央财经大学商学
院院长兼 MBA 教育中心主任。
    经雷先生,董事、总经理,金融学、会计学专业本科学历,工商管理学学士学位,特
许金融分析师(CFA)。1998 年到 2008 年在美国国际集团(AIG)国际投资公司美国纽约总
部担任研究投资工作。2008 年到 2013 年历任友邦保险中国区资产管理中心副总监,首席投
资总监及资产管理中心负责人。2013 年 10 月至今就职于嘉实基金管理有限公司,历任董事
总经理(MD)、机构投资和固定收益业务首席投资官;2018 年 3 月起任公司总经理。
    张树忠先生,监事长,经济学博士,高级经济师,中共党员。曾任华夏证券公司投资
银行部总经理、研究发展部总经理;光大证券公司总裁助理、北方总部总经理、资产管理
总监;光大保德信基金管理公司董事、副总经理;大通证券股份有限公司副总经理、总经
理;大成基金管理有限公司董事长,中国人保资产管理股份有限公司副总裁、首席投资执
行官;中诚信托有限责任公司副董事长、党委副书记。现任中诚信托有限责任公司党委副
书记、总裁,兼任中诚资本管理(北京)有限公司董事长。
    穆群先生,监事,经济师,硕士研究生。曾任西安电子科技大学助教,长安信息产业
(集团)股份有限公司董事会秘书,北京德恒有限责任公司财务主管。2001 年 11 月至今任
立信投资有限公司财务总监。
    曾宪政先生,监事,法学硕士。1999 年 7 月至 2003 年 10 月就职于首钢集团,2003 年
10 月至 2008 年 6 月,为国浩律师集团(北京)事务所证券部律师。2008 年 7 月至今,就职
于嘉实基金管理有限公司法律稽核部、法律部,现任法律部总监。
    罗丽丽女士,监事,经济学硕士。2000 年 7 月至 2004 年 8 月任北京兆维科技股份有限
公司证券事务代表,2004 年 9 月至 2006 年 1 月任平泰人寿保险股份有限公司(筹)法律事
务主管,2006 年 2 月至 2007 年 10 月任上海浦东发展银行北京分行法务经理,2007 年 10
月至 2010 年 12 月任工银瑞信基金管理有限公司法律合规经理。2010 年 12 月加入嘉实基金
管理有限公司,现任稽核部执行总监。
    宋振茹女士,副总经理,中共党员,硕士研究生,经济师。1981 年 6 月至 1996 年 10
月任职于中办警卫局。1996 年 11 月至 1998 年 7 月于中国银行海外行管理部任副处长。1998




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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

年 7 月至 1999 年 3 月任博时基金管理公司总经理助理。1999 年 3 月至今任职于嘉实基金管
理有限公司,历任督察员和公司副总经理。
    王炜女士,督察长,中共党员,法学硕士。曾就职于中国政法大学法学院、北京市陆
通联合律师事务所、北京市智浩律师事务所、新华保险股份有限公司。曾任嘉实基金管理
有限公司法律部总监。



2、本系列基金基金经理

    (1)现任基金经理
    归凯先生,12 年证券从业经理。曾任国都证券研究所研究员、投资经理。2014 年 5 月
加入嘉实基金管理有限公司,任机构投资部投资经理,现任职于股票业务体系 GARP 策略
组。2016 年 3 月 10 日至今任嘉实泰和混合基金经理。2018 年 7 月 18 日至今任嘉实稳健混
合基金经理、2018 年 12 月 4 日至今任嘉实增长混合基金经理。
    张淼女士,嘉实稳健混合基金经理,13 年证券从业经历,曾就职于东方基金管理有限
公司研究部。2007 年 9 月加入嘉实基金管理有限公司,先后担任研究员、研究部副总监和
基金经理助理职务。硕士研究生,具有基金从业资格。2015 年 4 月 24 日至今任嘉实先进制
造股票基金经理,2015 年 2 月 17 日至今任嘉实稳健混合基金经理。
    曲扬女士,嘉实债券基金经理,硕士研究生,13 年证券从业经历,具有基金从业资格。
曾任中信基金债券研究员和债券交易员、光大银行债券自营投资业务副主管,2010 年 6 月
加入嘉实基金管理有限公司任基金经理助理。2011 年 11 月 18 日起至 2012 年 11 月 21 日任
嘉实稳固收益债券基金经理职务,2016 年 5 月 17 日至 2017 年 11 月 9 日任嘉实稳丰纯债债
券基金经理。2017 年 8 月 24 日至 2018 年 4 月 10 日任嘉实稳悦纯债债券基金经理。2016
年 4 月 26 日至 2018 年 12 月 3 日任嘉实新常态混合基金经理。2017 年 2 月 28 日至 2018 年
10 月 8 日任嘉实新添程混合基金经理。2012 年 12 月 11 日起至今任嘉实纯债债券基金经理
职务。2013 年 5 月 21 日起至今任嘉实丰益纯债定期债券基金经理职务。2014 年 4 月 18 日
起至今任嘉实稳固收益债券基金经理。2015 年 4 月 18 日至今任嘉实中证中期国债 ETF、嘉
实中证金边中期国债 ETF 联接基金经理、嘉实中证中期企业债(LOF)基金经理。2016 年 3
月 18 日至今任嘉实稳瑞纯债债券、嘉实稳祥纯债债券基金经理。2016 年 3 月 30 日至今任
嘉实新财富混合、嘉实新起航混合基金经理。2016 年 4 月 26 日至今任嘉实新优选混合、嘉
实新思路混合基金经理。2016 年 7 月 15 日至今任嘉实稳鑫纯债债券基金经理。2016 年 8
月 25 日至今任嘉实安益混合基金经理。2016 年 9 月 13 日至今任嘉实稳泽纯债债券基金经
理。2016 年 12 月 1 日至今任嘉实策略优选混合、嘉实主题增强混合基金经理。2016 年 12
与 14 日至今任嘉实价值增强混合基金经理。2016 年 12 月 21 日至今任嘉实新添瑞混合基金
经理。2017 年 3 月 9 日至今任嘉实稳元纯债债券基金经理。2017 年 3 月 16 日至今任嘉实稳



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

熙纯债债券基金经理。2017 年 6 月 21 日至今任嘉实稳怡债券基金经理。2017 年 9 月 28 日
至今任嘉实新添辉定期混合基金经理。2011 年 11 月 18 日起至今任嘉实债券基金经理职
务。
    (2)历任基金经理
    2003 年 7 月 9 日至 2004 年 8 月 10 日,由基金经理刘欣先生、基金经理助理田晶女士、
郭林军先生组成基金经理小组管理本系列基金。
    2009 年 1 月 16 日至 2010 年 6 月 7 日张弢先生任嘉实增长混合基金经理。
    2004 年 4 月 6 日至 2006 年 8 月 3 日,田晶女士任嘉实稳健混合基金经理。
    2006 年 8 月 3 日至 2008 年 2 月 27 日,邹唯先生任嘉实稳健混合基金经理。
    2006 年 12 月 22 日至 2009 年 1 月 15 日,忻怡先生任嘉实稳健混合基金经理。
    2009 年 1 月 16 日至 2010 年 6 月 7 日,党开宇女士任嘉实稳健混合基金经理。
    2010 年 6 月 8 日至 2010 年 11 月 11 日,徐晨光先生任嘉实稳健混合基金经理。
    2010 年 7 月 29 日至 2013 年 5 月 7 日,林青先生任嘉实稳健混合基金经理。
    2005 年 4 月 30 日至 2008 年 4 月 10 日,刘夫先生任嘉实债券基金经理。
    2008 年 4 月 11 日至 2011 年 11 月 17 日,刘熹先生任嘉实债券基金经理。
    2004 年 4 月 6 日至 2015 年 7 月 8 日,邵健先生任嘉实增长混合基金经理。
    2013 年 5 月 7 日至 2015 年 5 月 23 日, 许少波先生任嘉实稳健混合基金经理。
    2014 年 11 月 26 日至 2016 年 5 月 12 日,郭东谋先生任嘉实稳健混合基金经理。
    2015 年 7 月 8 日至 2016 年 7 月 22 日,董理先生任嘉实增长混合基金经理。
    2015 年 12 月 31 日至 2017 年 11 月 18 日,刘美玲女士任嘉实增长混合基金经理。
    2015 年 2 月 17 日至 2017 年 11 月 16 日,翟琳琳女士任嘉实稳健混合基金经理。
    2017 年 11 月 16 日至 2018 年 7 月 18 日,郭东谋先生任本基金基金经理。
    2017 年 11 月 18 日至 2018 年 12 月 4 日,季文华先生任本基金基金经理。



3、股票投资决策委员会

    股票投资决策委员会的成员包括:公司股票投资业务联席 CIO 邵健先生,公司总经理
经雷先生,各策略组投资总监邵秋涛先生、张金涛先生、胡涛先生、谭丽女士,研究部执
行总监张丹华先生。
    债券投资决策委员会的成员包括:公司总经理兼固定收益业务首席投资官经雷先生、
固定收益体系策略组组长王茜女士、胡永青先生、王怀震先生。
    上述人员之间不存在近亲属关系。



(三) 基金管理人的职责


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                                           号)

    1、依法募集基金,办理或者委托经中国证监会认定的其他机构代为办理基金份额的发
售、申购、赎回和登记事宜;
    2、办理基金备案手续;
    3、对所管理的不同基金财产分别管理、分别记账,进行证券投资;
    4、按照基金合同的约定确定基金收益分配方案,及时向基金份额持有人分配收益;
    5、进行基金会计核算并编制基金财务会计报告;
    6、编制季度、半年度和年度基金报告;
    7、计算并公告基金资产净值,确定基金份额申购、赎回价格;
    8、办理与基金财产管理业务活动有关的信息披露事项;
    9、召集基金份额持有人大会;
    10、保存基金财产管理业务活动的记录、账册、报表和其他相关资料;
    11、以基金管理人名义,代表基金份额持有人利益行使诉讼权利或者实施其他法律行
为;
    12、中国证监会规定的其他职责。
    (四)基金管理人承诺
    1、基金管理人严格遵守法律法规和基金合同的规定,按照招募说明书列明的投资目标、
策略及限制全权处理本系列基金的投资。
    2、基金管理人不从事违反《证券法》的行为,并建立健全内部控制制度,采取有效措
施,防止违反《证券法》行为的发生。
    3、基金管理人不从事违反《证券投资基金法》及其他有关法律法规规定的行为,并建
立健全内部控制制度,采取有效措施,防止下列行为的发生:
    (1)基金之间相互投资;
    (2)基金管理人以基金的名义使用不属于基金名下的资金买卖证券;
    (3)基金管理人从事任何形式的证券承销或者从事除国家债券以外的其他证券自营业
务;
    (4)基金管理人从事资金拆借业务;
    (5)动用银行信贷资金从事基金投资;
    (6)将基金资产用于抵押、担保、资金拆借或者贷款;
    (7)从事证券信用交易;
    (8)以基金资产进行房地产投资;
    (9)从事可能使基金资产承担无限责任的投资;
    (10)向其基金管理人、基金托管人出资或者买卖其基金管理人、基金托管人发行的股
票或者债券;




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                                           号)

    (11) 买卖与其基金管理人、基金托管人有控股关系的股东或者与其基金管理人、基金
托管人有其他重大利害关系的公司发行的证券或者承销期内承销的证券;
    (12)中国证监会或有关法律法规规定禁止从事的其他行为。
    4、基金管理人承诺加强人员管理,强化职业操守,督促和约束员工遵守国家有关法律、
法规及行业规范,诚实信用、勤勉尽责,不从事以下行为:
    (1)越权或违规经营;
    (2)违反基金合同或基金托管协议;
    (3)故意损害基金份额持有人或其他基金相关机构、人员的合法利益;
    (4)在向中国证监会报送的材料中弄虚作假;
    (5)拒绝、干扰、阻挠或严重影响中国证监会依法监管;
    (6)玩忽职守、滥用职权;
    (7)泄漏在任职期间知悉的有关证券、基金的商业秘密、尚未依法公开的基金投资内
容、基金投资计划等信息;
    (8)除为公司进行基金投资外,直接或间接进行其他股票交易;
    (9)协助、接收委托或以其他任何形式为其他组织或个人进行证券交易;
    (10)违反证券交易所业务规则,利用对敲、倒仓等手段操纵市场价格,扰乱市场秩
序;
    (11)以不正当手段谋求业务发展;
    (12)有悖社会公德,损害证券投资基金人员形象;
    (13)在公开信息披露和广告中故意含有虚假、误导、欺诈成分;
    (14)将其固有财产或他人财产混同于基金财产从事证券投资;
    (15)利用基金财产为基金份额持有人以外的第三人谋取利益;
    (16)向基金份额持有人违规承诺收益或承担损失;
    (17)其他法律法规以及中国证监会禁止的行为。
    5、基金经理承诺
    (1)依照有关法律、法规和基金合同的规定,本着谨慎的原则为基金份额持有人谋取
最大利益;
    (2)不利用职务之便为自己、代理人、代表人、受雇人或任何其他第三人谋取不当利
益;
    (3)不泄漏在任职期间知悉的有关证券、基金的商业秘密、尚未依法公开的基金投资
内容、基金投资计划等信息;
    (4)不以任何形式为其他组织或个人进行证券交易。
    (五)基金管理人内部控制制度
    1.内部控制制度概述


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                                           号)

    为加强内部控制,防范和化解风险,促进公司诚信、合法、有效经营,保障基金份额
持有人利益,根据《证券投资基金管理公司内部控制指导意见》并结合公司具体情况,公司
已建立健全内部控制体系和内部控制制度。
        公司内部控制制度由内部控制大纲、基本管理制度、部门业务规章等部分组成。
公司内部控制大纲是对公司章程规定的内控原则的细化和展开,是各项基本管理制度的纲
要和总揽。基本管理制度包括投资管理、信息披露、信息技术管理、公司财务管理、基金
会计、人力资源管理、资料档案管理、业绩评估考核、监察稽核、风险控制、紧急应变等
制度。部门业务规章是对各部门的主要职责、岗位设置、岗位责任、操作守则等具体说
明。
    2.内部控制的原则
    (1)健全性原则:内部控制包括公司的各项业务、各个部门或机构和各级人员,并涵
盖到决策、执行、监督、反馈等各个环节;
    (2)有效性原则:通过科学的内控手段和方法,建立合理的内控程序,维护内控制度
的有效执行;
    (3)独立性原则:公司各机构、部门和岗位在职能上必须保持相对独立;
    (4)相互制约原则:组织结构体现职责明确、相互制约的原则,各部门有明确的授权
分工,操作相互独立。
    (5)成本效益原则:运用科学化的经营管理方法降低运作成本,提高经济效益,以合
理的控制成本达到最佳的内部控制效果。
    3、内部控制组织体系
    (1)公司董事会对公司建立内部控制系统和维持其有效性承担最终责任。董事会下设
审计与合规委员会,负责检查公司内部管理制度的合法合规性及内控制度的执行情况,充
分发挥独立董事监督职能,保护投资者利益和公司合法权益。
    (2)股票投资决策委员会由公司总经理、总监及资深基金经理组成,负责指导权益类
基金资产的运作、确定基本的投资策略和投资组合的原则;债券投资决策委员会由公司固
定收益业务首席投资官、总监及资深基金经理、投资经理组成,负责指导固定收益类基金
资产的运作、确定基本的投资策略和投资组合的原则。
    (3)风险控制委员会为公司风险管理的最高决策机构,由公司总经理、督察长及部门
总监组成,负责全面评估公司经营管理过程中的各项风险,并提出防范化解措施。
    (4)督察长积极对公司各项制度、业务的合法合规性及公司内部控制制度的执行情况
进行监察、稽核,定期和不定期向董事会报告公司内部控制执行情况。
    (5)监察稽核部:公司管理层重视和支持监察稽核工作,并保证监察稽核部的独立性
和权威性,配备了充足合格的监察稽核人员,明确监察稽核部门及其各岗位的职责和工作




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                                           号)

流程、组织纪律。监察稽核部具体负责公司各项制度、业务的合法合规性及公司内部控制
制度的执行情况的监察稽核工作。
    (6)业务部门:部门负责人为所在部门的风险控制第一责任人,对本部门业务范围内
的风险负有管控及时报告的义务。
    (7)岗位员工:公司努力树立内控优先和风险管理理念,培养全体员工的风险防范意
识,营造一个浓厚的内控文化氛围,保证全体员工及时了解国家法律法规和公司规章制度,
使风险意识贯穿到公司各个部门、各个岗位和各个环节。员工在其岗位职责范围内承担相
应的内控责任,并负有对岗位工作中发现的风险隐患或风险问题及时报告、反馈的义务。
    4、内部控制措施
    公司确立“制度上控制风险、技术上量化风险”,积极吸收或采用先进的风险控制技
术和手段,进行内部控制和风险管理。
       (1)公司逐步健全法人治理结构,充分发挥独立董事和监事会的监督职能,严禁不
正当关联交易、利益输送和内部人控制现象的发生,保护投资者利益和公司合法权益。
       (2)公司设置的组织结构,充分体现职责明确、相互制约的原则,各部门均有明确
的授权分工,操作相互独立。公司逐步建立决策科学、运营规范、管理高效的运行机制,
包括民主、透明的决策程序和管理议事规则,高效、严谨的业务执行系统,以及健全、有
效的内部监督和反馈系统。
        (3)公司设立了顺序递进、权责统一、严密有效的内控防线:
    ① 各岗位职责明确,有详细的岗位说明书和业务流程,各岗位人员在上岗前均应知悉
并以书面方式承诺遵守,在授权范围内承担责任;
        ② 建立重要业务处理凭据传递和信息沟通制度,相关部门和岗位之间相互监督制
衡;
       (4)公司建立有效的人力资源管理制度,健全激励约束机制,确保公司人员具备与
岗位要求相适应的职业操守和专业胜任能力。
    (5)公司建立科学严密的风险评估体系,对公司内外部风险进行识别、评估和分析,
及时防范和化解风险。
    (6)授权控制应当贯穿于公司经营活动的始终,授权控制的主要内容包括:
    ①股东会、董事会、监事会和管理层充分了解和履行各自的职权,建立健全公司授权
标准和程序,确保授权制度的贯彻执行;
        ②公司各部门、分公司及员工在规定授权范围内行使相应的职责;
        ③重大业务授权采取书面形式,授权书应当明确授权内容和时效。
        ④对已获授权的部门和人员建立有效的评价和反馈机制,对已不适用的授权应及
时修改或取消授权。




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                                           号)

        (7)建立完善的基金财务核算与基金资产估值系统和资产分离制度,基金资产与
公司自有资产、其他委托资产以及不同基金的资产之间实行独立运作,分别核算,及时、
准确和完整地反映基金财产的状况。
        (8)建立科学、严格的岗位分离制度,明确划分各岗位职责,投资和交易、交易
和清算、基金会计和公司会计等重要岗位不得有人员的重叠。投资、研究、交易、IT 等重
要业务部门和岗位进行物理隔离。
        (9)建立和维护信息管理系统,严格信息管理,保证客户资料等信息安全、真实
和完整。积极维护信息沟通渠道的畅通,建立清晰的报告系统,各级领导、部门及员工均
有明确的报告途径。
        (10)建立和完善客户服务标准,加强基金销售管理,规范基金宣传推介,不得有
不正当销售行为和不正当竞争行为。
    (11)制订切实有效的应急应变措施,建立危机处理机制和程序,对发生严重影响基金
份额持有人利益、可能引起系统性风险、严重影响社会稳定的突发事件,按照预案妥善处
理。
    (12)公司建立健全内部监控制度,督察长、监察稽核部对公司内部控制制度的执行情
况进行持续的监督,保证内部控制制度落实;定期评价内部控制的有效性并适时改进。
    ①对公司各项制度、业务的合法合规性核查。由监察稽核部设计各部门监察稽核点明
细,按照查核项目和查核程序进行部门自查、监察部核查,确保公司各项制度、业务符合
有关法律、行政法规、部门规章及行业监管规则。
    ②对内部风险控制制度的持续监督。由监察稽核部组织相关业务部门、岗位共同识别
风险点,界定风险责任人,设计内部风险点自我评估表,对风险点进行评估和分析,并由
监察稽核部监督风险控制措施的执行,及时防范和化解风险。
    ③督察长发现公司存在重大风险或者有违法违规行为,在告知总经理和其他有关高级
管理人员的同时,向董事会、中国证监会和公司所在地中国证监会派出机构报告。
    5、基金管理人关于内部控制的声明
    (1)本公司承诺以上关于内部控制的披露真实、准确;
    (2)本公司承诺根据市场变化和公司发展不断完善内部控制体系和内部控制制度。




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                                           号)


                                  四、基金托管人

    (一)基本情况
    名称:中国银行股份有限公司(简称“中国银行”)
    住所及办公地址:北京市西城区复兴门内大街 1 号
    首次注册登记日期:1983 年 10 月 31 日
    注册资本:人民币贰仟玖佰肆拾叁亿捌仟柒佰柒拾玖万壹仟贰佰肆拾壹元整
    法定代表人:刘连舸
    基金托管业务批准文号:中国证监会证监基字【1998】24 号
    托管部门信息披露联系人:王永民
    传真:(010)66594942
    中国银行客服电话:95566
    (二)基金托管部门及主要人员情况
    中国银行托管业务部设立于 1998 年,现有员工 110 余人,大部分员工具有丰富的银行、
证券、基金、信托从业经验,且具有海外工作、学习或培训经历,60%以上的员工具有硕
士以上学位或高级职称。为给客户提供专业化的托管服务,中国银行已在境内、外分行开
展托管业务。
    作为国内首批开展证券投资基金托管业务的商业银行,中国银行拥有证券投资基金、
基金(一对多、一对一)、社保基金、保险资金、QFII、RQFII、QDII、境外三类机构、券
商资产管理计划、信托计划、企业年金、银行理财产品、股权基金、私募基金、资金托管
等门类齐全、产品丰富的托管业务体系。在国内,中国银行首家开展绩效评估、风险分析
等增值服务,为各类客户提供个性化的托管增值服务,是国内领先的大型中资托管银行。
    (三)证券投资基金托管情况
    截至 2019 年 6 月 30 日,中国银行已托管 716 只证券投资基金,其中境内基金 676 只,
QDII 基金 40 只,覆盖了股票型、债券型、混合型、货币型、指数型、FOF 等多种类型的基
金,满足了不同客户多元化的投资理财需求,基金托管规模位居同业前列。
    (四)托管业务的内部控制制度
    中国银行托管业务部风险管理与控制工作是中国银行全面风险控制工作的组成部分,
秉承中国银行风险控制理念,坚持“规范运作、稳健经营”的原则。中国银行托管业务部
风险控制工作贯穿业务各环节,通过风险识别与评估、风险控制措施设定及制度建设、内
外部检查及审计等措施强化托管业务全员、全面、全程的风险管控。
    2007 年起,中国银行连续聘请外部会计会计师事务所开展托管业务内部控制审阅工作。
先后获得基于 “SAS70”、“AAF01/06” “ISAE3402”和“SSAE16”等国际主流内控审阅
准则的无 保留意见的审阅报告。 2017 年,中国银行继续 获得了基于“ ISAE3402” 和

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                                           号)

“SSAE16”双准则的内部控制审计报告。中国银行托管业务内控制度完善,内控措施严密,
能够有效保证托管资产的安全。
    (五)托管人对管理人运作基金进行监督的方法和程序
    根据《中华人民共和国证券投资基金法》、《公开募集证券投资基金运作管理办法》的
相关规定,基金托管人发现基金管理人的投资指令违反法律、行政法规和其他有关规定,
或者违反基金合同约定的,应当拒绝执行,及时通知基金管理人,并及时向国务院证券监
督管理机构报告。基金托管人如发现基金管理人依据交易程序已经生效的投资指令违反法
律、行政法规和其他有关规定,或者违反基金合同约定的,应当及时通知基金管理人,并及
时向国务院证券监督管理机构报告。




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                                           号)


                                 五、相关服务机构


(一) 基金份额发售机构


1、直销机构


   (1)嘉实基金管理有限公司直销中心

    办公地址       北京市东城区建国门南大街 7 号北京万豪中心 D 座 12 层

    电话           (010)65215588               传真        (010)65215577

    联系人         赵佳

    (2)嘉实基金管理有限公司上海直销中心

    办公地址       上海市浦东新区世纪大道 8 号上海国金中心二期 53 层 09-11 单元

    电话           (021)38789658               传真        (021)68880023

    联系人         邵琦

    (3)嘉实基金管理有限公司成都分公司

    办公地址       成都市高新区交子大道 177 号中海国际中心 A 座 2 单元 21 层 04-05

                   单元

    电话           (028)86202100               传真        (028)86202100

    联系人         王启明

    (4)嘉实基金管理有限公司深圳分公司

    办公地址       深圳市福田区益田路 6001 号太平金融大厦 16 层

    电话           0755-84362200                 传真        (0755)25870663

    联系人         陈寒梦

    (5)嘉实基金管理有限公司青岛分公司

    办公地址       青岛市市南区山东路 6 号华润大厦 3101 室

    电话           (0532)66777997              传真        (0532)66777676

    联系人         胡洪峰

    (6)嘉实基金管理有限公司杭州分公司

    办公地址       杭州市江干区四季青街道钱江路 1366 号万象城 2 幢 1001A 室

    电话           (0571)88061392              传真        (0571)88021391


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

    联系人         王振

    (7)嘉实基金管理有限公司福州分公司

    办公地址       福州市鼓楼区五四路 137 号信合广场 801A 单元

    电话           (0591)88013670              传真        (0591)88013670

    联系人         吴志锋

     (8)嘉实基金管理有限公司南京分公司

    办公地址       南京市白下区中山东路 288 号新世纪广场 A 座 4202 室

    电话           (025)66671118               传真        (025)66671100

    联系人         徐莉莉

     (9)嘉实基金管理有限公司广州分公司

    办公地址       广州市天河区珠江西路 5 号广州国际金融中心裙楼 103、203 单元

    电话           (020)62305005               传真        (020)62305005

    联系人         周炜




2、代销机构

           序号                      代销机构名称                   代销机构信息
              1.              中国工商银行股份有限公司       注册地址:北京市西城区复
                                                             兴门内大街 55 号

                                                             办公地址:北京市西城区复
                                                             兴门内大街 55 号

                                                             法人代表:易会满

                                                             传真:010-66107914

                                                             联系人:杨菲

                                                             客服电话:95588

                                                             网址:
                                                             http://www.icbc.com.cn,http:/
                                                             /www.icbc-ltd.com
              2.              中国农业银行股份有限公司       注册地址:北京市东城区建
                                                             国门内大街 69 号

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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             办公地址:北京市西城区复
                                                             兴门内大街 28 号凯晨世贸
                                                             中心东座

                                                             法人代表:周慕冰

                                                             电话:(010)85108227

                                                             传真:(010)85109219

                                                             客服电话:95599

                                                             网址:
                                                             http://www.abchina.com
            3.                中国银行股份有限公司           注册地址:北京市复兴门内
                                                             大街 1 号

                                                             办公地址:中国北京市复兴
                                                             门内大街 1 号

                                                             法人代表:陈四清

                                                             电话:(010)66596688

                                                             传真:(010)66594946

                                                             客服电话:95566

                                                             网址:http://www.boc.cn
            4.                中国建设银行股份有限公司       注册地址:北京市西城区金
                                                             融大街 25 号

                                                             办公地址:北京市西城区金
                                                             融大街 25 号

                                                             法人代表:田国立

                                                             客服电话:95533

                                                             网址:http://www.ccb.com
            5.                交通银行股份有限公司           注册地址:上海市自由贸易
                                                             试验区银城中路 188 号



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                                           号)

                                                             办公地址:上海市浦东新区
                                                             银城中路 188 号

                                                             法人代表:彭纯

                                                             电话:021-58781234

                                                             传真:021-58408483

                                                             联系人:王菁

                                                             客服电话:95559

                                                             网址:
                                                             http://www.bankcomm.com
            6.                招商银行股份有限公司           注册地址:深圳市福田区深
                                                             南大道 7088 号

                                                             办公地址:深圳市福田区深
                                                             南大道 7088 号

                                                             法人代表:李建红

                                                             电话:(0755)83198888

                                                             传真:(0755)83195050

                                                             联系人:季平伟

                                                             客服电话:95555

                                                             网址:
                                                             http://www.cmbchina.com
            7.                中信银行股份有限公司           注册地址:北京市东城区朝
                                                             阳门北大街 9 号

                                                             办公地址:北京市东城区朝
                                                             阳门北大街 9 号

                                                             法人代表:李庆萍

                                                             联系人:丰靖

                                                             客服电话:95558


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             网址:
                                                             http://www.citicbank.com
            8.                上海浦东发展银行股份有限       注册地址:上海市中山东一
                              公司                           路 12 号

                                                             办公地址:上海市中山东一
                                                             路 12 号

                                                             法人代表:高国富

                                                             电话:(021)61618888

                                                             传真:(021)63604199

                                                             联系人:江逸舟、赵守良

                                                             客服电话:95528

                                                             网址:
                                                             http://www.spdb.com.cn
            9.                兴业银行股份有限公司           注册地址:福建省福州市湖
                                                             东路 154 号

                                                             办公地址:福建省福州市湖
                                                             东路 154 号

                                                             法人代表:高建平

                                                             电话:(021)52629999

                                                             传真:(021)62569070

                                                             联系人:卞晸煜

                                                             客服电话:95561

                                                             网址:http://www.cib.com.cn
            10.               中国光大银行股份有限公司       注册地址:北京市西城区太
                                                             平桥大街 25 号、甲 25 号中
                                                             国光大中心

                                                             办公地址:北京市西城区太
                                                             平桥大街 25 号中国光大中


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             心

                                                             法人代表:李晓鹏

                                                             电话:(010)63636153

                                                             传真:010-63639709

                                                             联系人:朱红

                                                             客服电话:95595

                                                             网址:
                                                             http://www.cebbank.com
            11.               中国民生银行股份有限公司       注册地址:中国北京市西城
                                                             区复兴门内大街 2 号

                                                             办公地址:中国北京市西城
                                                             区复兴门内大街 2 号民生银
                                                             行大厦

                                                             法人代表:洪崎

                                                             电话:(010)58560666

                                                             联系人:王志刚

                                                             客服电话:95568

                                                             网址:
                                                             http://www.cmbc.com.cn
            12.               中国邮政储蓄银行股份有限       注册地址:北京市西城区金
                              公司                           融大街 3 号

                                                             办公地址:北京市西城区金
                                                             融大街 3 号 A 座

                                                             法人代表:李国华

                                                             传真:(010)68858057

                                                             联系人:王硕

                                                             客服电话:95580


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

            13.               北京银行股份有限公司           注册地址:北京市西城区金
                                                             融大街甲 17 号首层

                                                             办公地址:北京市西城区金
                                                             融大街丙 17 号

                                                             法人代表:张东宁

                                                             电话:(010)66223587

                                                             传真:(010)66226045

                                                             联系人:谢小华

                                                             客服电话:95526

                                                             网址:
                                                             http://www.bankofbeijing.co
                                                             m.cn
            14.               华夏银行股份有限公司           注册地址:北京市东城区建
                                                             国门内大街 22 号

                                                             办公地址:北京市东城区建
                                                             国门内大街 22 号华夏银行
                                                             大厦

                                                             法人代表:李民吉

                                                             电话:010-85238667

                                                             传真:010-85238680

                                                             联系人:郑鹏

                                                             客服电话:95577

                                                             网址:
                                                             http://www.hxb.com.cn;
                                                             http://www.95577.com.cn
            15.               上海银行股份有限公司           注册地址:上海市自由贸易
                                                             试验区银城中路 168 号

                                                             办公地址:上海市浦东新区
                                                             银城中路 168 号


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             法人代表:金煜

                                                             电话:021-68475888

                                                             传真:021-68476111

                                                             联系人:汤征程

                                                             客服电话:95594

                                                             网址:http://www.bosc.cn
            16.               广发银行股份有限公司           注册地址:广州市越秀区东
                                                             风东路 713 号

                                                             办公地址:广州市越秀区东
                                                             风东路 713 号

                                                             法人代表:杨明生

                                                             电话:(020)38322256

                                                             传真:(020)87310955

                                                             联系人:詹全鑫、张扬眉

                                                             客服电话:800-830-8003、
                                                             400-830-8003

                                                             网址:
                                                             http://www.cgbchina.com.cn
            17.               平安银行股份有限公司           注册地址:深圳市罗湖区深
                                                             南东路 5047 号

                                                             办公地址:深圳市深南东路
                                                             5047 号

                                                             法人代表:谢永林

                                                             电话:0755-22166118

                                                             传真:0755-82080406

                                                             联系人:张青


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                                           号)



                                                             客服电话:95511-3 或 95501

                                                             网址:
                                                             http://www.bank.pingan.com
            18.               宁波银行股份有限公司           注册地址:浙江省宁波市鄞
                                                             州区宁东路 345 号

                                                             办公地址:浙江省宁波市鄞
                                                             州区宁东路 345 号

                                                             法人代表:陆华裕

                                                             电话:(0574)89068340

                                                             传真:(0574)87050024

                                                             联系人:胡技勋

                                                             客服电话:96528,962528
                                                             上海、北京地区

                                                             网址:
                                                             http://www.nbcb.com.cn
            19.               上海农村商业银行股份有限       注册地址:上海市黄浦区中
                              公司                           山东二路 70 号

                                                             办公地址:上海市浦东新区
                                                             银城中路 8 号 16 层

                                                             法人代表:冀光恒

                                                             电话:021-38523692

                                                             传真:021-50105124

                                                             联系人:施传荣

                                                             客服电话:(021)962999

                                                             网址:http://www.srcb.com
            20.               北京农村商业银行股份有限       注册地址:北京市西城区月
                              公司                           坛南街 1 号院 2 号楼



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             办公地址:北京市朝阳区朝
                                                             阳门北大街 16 号

                                                             法人代表:王金山

                                                             电话:(010)85605006

                                                             传真:(010)85605345

                                                             联系人:王薇娜

                                                             客服电话:96198

                                                             网址:http://www.bjrcb.com
            21.               青岛银行股份有限公司           注册地址:山东省青岛市崂
                                                             山区秦岭路 6 号 3 号楼

                                                             办公地址:山东省青岛市崂
                                                             山区秦岭路 6 号 3 号楼

                                                             法人代表:郭少泉

                                                             电话:0532-68629925

                                                             传真:0532-68629939

                                                             联系人:徐伟静

                                                             客服电话:96588(青岛)、
                                                             4006696588(全国)

                                                             网址:http://www.qdccb.com/
            22.               徽商银行股份有限公司           注册地址:安徽省合肥市安
                                                             庆路 79 号天徽大厦 A 座

                                                             办公地址:安徽省合肥市安
                                                             庆路 79 号天徽大厦 A 座

                                                             法人代表:吴学民

                                                             电话:0551-65898103

                                                             传真:0551-62667684



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             联系人:顾伟平

                                                             客服电话:4008896588

                                                             网址:
                                                             http://www.hsbank.com.cn
            23.               浙商银行股份有限公司           注册地址:浙江省杭州市庆
                                                             春路 288 号

                                                             办公地址:浙江省杭州市庆
                                                             春路 288 号

                                                             法人代表:沈仁康

                                                             电话:(0571)87659056

                                                             传真:(0571)87659554

                                                             联系人:唐燕

                                                             客服电话:95527

                                                             网址:http://www.czbank.com
            24.               东莞银行股份有限公司           注册地址:广东省东莞市城
                                                             区运河东一路193号

                                                             办公地址:东莞市莞城区体
                                                             育路 21 号

                                                             法人代表:廖玉林

                                                             电话:(0769)22119061

                                                             传真:(0769)22117730

                                                             联系人:吴照群

                                                             客服电话:4001196228

                                                             网址:
                                                             http://www.dongguanbank.cn/
            25.               杭州银行股份有限公司           注册地址:浙江省杭州市下
                                                             城区庆春路 46 号



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             办公地址:杭州市下城区庆
                                                             春路 46 号

                                                             法人代表:陈震山

                                                             电话:(0571)85108309

                                                             传真:(0571)85108309

                                                             联系人:严峻

                                                             客服电话:400-888-8508

                                                             网址:
                                                             http://www.hzbank.com.cn
            26.               南京银行股份有限公司           注册地址:江苏省南京市玄
                                                             武区中山路 288 号

                                                             办公地址:江苏省南京市玄
                                                             武区中山路 288 号

                                                             法人代表:胡昇荣

                                                             电话:(025)86775044

                                                             传真:(025)86775376

                                                             联系人:刘静

                                                             客服电话:4008896400

                                                             网址:http://www.njcb.com.cn
            27.               临商银行股份有限公司           注册地址:山东省临沂市兰
                                                             山区北京路 37 号

                                                             办公地址:山东省临沂市兰
                                                             山区北京路 37 号

                                                             法人代表:钱进

                                                             电话:(0539)8304657

                                                             传真:(0539)8051127



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             联系人:寇廷柱

                                                             客服电话:400-699-6588

                                                             网址:
                                                             http://www.lsbchina.com
            28.               温州银行股份有限公司           注册地址:温州市车站大道
                                                             196 号

                                                             办公地址:温州市车站大道
                                                             196 号

                                                             法人代表:叶建清

                                                             电话:(0577)88990082

                                                             传真:(0577) 88995217

                                                             联系人:林波

                                                             客服电话:(0577)96699

                                                             网址:http://www.wzbank.cn/
            29.               汉口银行股份有限公司           注册地址:江汉区建设大道
                                                             933 号武汉商业银行大厦

                                                             办公地址:湖北省武汉市江
                                                             汉区建设大道 933 号

                                                             法人代表:陈新民

                                                             电话:027-82656224

                                                             传真:027-82656099

                                                             联系人:黄惠琼

                                                             客服电话:027-96558(武
                                                             汉);4006096558(全国)

                                                             网址:
                                                             http://www.hkbchina.com
            30.               江苏银行股份有限公司           注册地址:江苏省南京市中
                                                             华路 26 号


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             办公地址:江苏省南京市中
                                                             华路 26 号

                                                             法人代表:夏平

                                                             电话:(025)58587036

                                                             传真:(025)58587820

                                                             联系人:张洪玮

                                                             客服电话:95319

                                                             网址:http://www.jsbchina.cn
            31.               渤海银行股份有限公司           注册地址:天津市河东区海
                                                             河东路 218 号

                                                             办公地址:天津市河东区海
                                                             河东路 218 号

                                                             法人代表:李伏安

                                                             电话:(022)58316666

                                                             传真:(022)58316569

                                                             联系人:王宏

                                                             客服电话:400-888-8811

                                                             网址:
                                                             http://www.cbhb.com.cn
            32.               深圳农村商业银行股份有限       注册地址:深圳市罗湖区深
                              公司                           南东路 3038 号

                                                             办公地址:中国广东省深圳
                                                             市深南东路 3038 号

                                                             法人代表:李光安

                                                             电话:0755-25188781

                                                             传真:0755-25188785


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                                           号)



                                                             联系人:常志勇

                                                             客服电话:961200(深圳)

                                                             网址:
                                                             http://www.4001961200.com
            33.               洛阳银行股份有限公司           注册地址:洛阳市洛阳新区
                                                             开元大道与通济街交叉口

                                                             办公地址:洛阳市洛龙区开
                                                             元大道与通济街交叉口

                                                             法人代表:王建甫

                                                             电话:(0379)65921977

                                                             传真:(0379)65921869

                                                             联系人:董鹏程

                                                             客服电话:(0379)96699

                                                             网址:
                                                             http://www.bankofluoyang.co
                                                             m.cn
            34.               乌鲁木齐银行股份有限公司       注册地址:新疆乌鲁木齐市
                                                             天山区新华北路 8 号

                                                             办公地址:新疆乌鲁木齐市
                                                             天山区新华北路 8 号

                                                             法人代表:杨黎

                                                             电话:(0991)8824667

                                                             传真:(0991)8824667

                                                             联系人:何佳

                                                             客服电话:(0991)96518

                                                             网址:
                                                             http://www.uccb.com.cn


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

            35.               烟台银行股份有限公司           注册地址:烟台市芝罘区海
                                                             港路 25 号

                                                             办公地址:烟台市芝罘区海
                                                             港路 25 号

                                                             法人代表:叶文君

                                                             电话:0535-6699660

                                                             传真:0535-6699884

                                                             联系人:王淑华

                                                             客服电话:4008-311-777

                                                             网址:
                                                             http://www.yantaibank.net
            36.               哈尔滨银行股份有限公司         注册地址:黑龙江省哈尔滨
                                                             市道里区尚志大街 160 号

                                                             办公地址:黑龙江省哈尔滨
                                                             市道里区尚志大街 160 号

                                                             法人代表:郭志文

                                                             电话:0451-86779007

                                                             传真:0451-86779218

                                                             联系人:王超

                                                             客服电话:95537

                                                             网址:
                                                             http://www.hrbb.com.cn
            37.               浙江稠州商业银行股份有限       注册地址:浙江省义乌市江
                              公司                           滨路义乌乐园东侧

                                                             办公地址:浙江省杭州市上
                                                             城区望潮路 158 号稠银大厦

                                                             法人代表:金子军



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                                           号)

                                                             电话:(0571)87117616

                                                             传真:(0571)87117607

                                                             联系人:董晓岚、张予多

                                                             客服电话:(0571)96527、
                                                             4008096527

                                                             网址:
                                                             http://www.czcb.com.cn/
            38.               东莞农村商业银行股份有限       注册地址:广东省东莞市东
                              公司                           城区鸿福东路 2 号

                                                             办公地址:广东省东莞市东
                                                             城区鸿福东路 2 号

                                                             法人代表:王耀球

                                                             电话:0769-22866143

                                                             传真:0769-22866282

                                                             联系人:洪晓琳

                                                             客服电话:(0769)961122

                                                             网址:
                                                             http://www.drcbank.com/
            39.               天津银行股份有限公司           注册地址:天津市河西区友
                                                             谊路 15 号

                                                             办公地址:天津市河西区友
                                                             谊路 15 号

                                                             法人代表:李宗唐

                                                             电话:(022)28405330

                                                             传真:(022)28405631

                                                             联系人:杨森

                                                             客服电话:4006-960296


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             网址:
                                                             http://www.bankoftianjin.com
            40.               河北银行股份有限公司           注册地址:河北省石家庄市
                                                             平安北大街 28 号

                                                             办公地址:河北省石家庄市
                                                             平安北大街 28 号

                                                             法人代表:乔志强

                                                             电话:0311-88627587

                                                             传真:0311-88627027

                                                             联系人:王娟

                                                             客服电话:4006129999

                                                             网址:
                                                             http://www.hebbank.com
            41.               重庆农村商业银行股份有限       注册地址:重庆市江北区金
                              公司                           沙门路 36 号

                              注:仅代销嘉实债券             办公地址:重庆市江北区金
                                                             沙门路 36 号

                                                             法人代表:刘建忠

                                                             电话:023-67637962

                                                             传真:023-67637709

                                                             联系人:范亮

                                                             客服电话:966866

                                                             网址:http://www.cqrcb.com
            42.               西安银行股份有限公司           注册地址:陕西省西安市高
                                                             新路 60 号
                              注:仅代销嘉实债券
                                                             办公地址:陕西省西安市高
                                                             新路 60 号



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             法人代表:郭军

                                                             电话:029-88992881

                                                             传真:029-88992475

                                                             联系人:白智

                                                             客服电话:40086-96779

                                                             网址:
                                                             http://www.xacbank.com
            43.               江苏江南农村商业银行股份       注册地址:常州市和平中路
                              有限公司                       413 号

                                                             办公地址:江苏省常州市和
                                                             平中路 413 号

                                                             法人代表:陆向阳

                                                             电话:13951229068

                                                             传真:0519-89995170

                                                             联系人:包静

                                                             客服电话:96005

                                                             网址:
                                                             http://www.jnbank.com.cn
            44.               江苏昆山农村商业银行股份       注册地址:江苏省昆山市前
                              有限公司                       进东路 828 号

                                                             办公地址:江苏省昆山市前
                                                             进东路 828 号

                                                             法人代表:张哲清

                                                             电话:0512-57379810

                                                             传真:0512-57370750

                                                             联系人:黄怡



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             客服电话:0512-96079

                                                             网址:http://www.ksrcb.cn/
            45.               吉林银行股份有限公司           注册地址:经济开发区东南
                                                             湖大路 1817 号
                              注:仅代销嘉实债券及嘉实
                              增长混合                       办公地址:吉林省长春市东
                                                             南湖大路 1817 号

                                                             法人代表:张宝祥

                                                             电话:0431-84992680

                                                             传真:0431-84992649

                                                             联系人:孟明

                                                             客服电话:4008896666

                                                             网址:
                                                             http://www.jlbank.com.cn/pu
                                                             blish/portal0/
            46.               成都农村商业银行股份有限       注册地址:成都市武侯区科
                              公司                           华中路 88 号

                              注:仅代销嘉实增长混合         办公地址:成都市武侯区科
                                                             华中路 88 号

                                                             法人代表:陈萍

                                                             电话:028-85315412

                                                             传真:028-85190961

                                                             联系人:杨琪

                                                             客服电话:95392

                                                             网址:http://www.cdrcb.com
            47.               苏州银行股份有限公司           注册地址:江苏省苏州工业
                                                             园区钟园路 728 号

                                                             办公地址:江苏省苏州工业
                                                             园区钟园路 728 号


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             法人代表:王兰凤

                                                             电话:0512-69868390

                                                             传真:0512-69868370

                                                             联系人:熊志强

                                                             客服电话:0512-96067

                                                             网址:
                                                             http://www.suzhoubank.com
            48.               杭州联合农村商业银行股份       注册地址:浙江省杭州市上
                              有限公司                       城区建国中路 99 号

                                                             办公地址:杭州市上城区建
                                                             国中路 99 号

                                                             法人代表:张晨

                                                             电话:0571—87923324

                                                             传真:0571—87923214

                                                             联系人:胡莹

                                                             客服电话:96592

                                                             网址:http://www.urcb.com
            49.               威海市商业银行股份有限公       注册地址:山东省威海市宝
                              司                             泉路 9 号

                              注:仅代销嘉实增长混合         办公地址:山东省威海市宝
                                                             泉路 9 号

                                                             法人代表:谭先国

                                                             电话:0631-5211651

                                                             传真:0631-5215726

                                                             联系人:刘文静



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                                           号)

                                                             客服电话:4000096636

                                                             网址:http://www.whccb.com/
            50.               四川天府银行股份有限公司       注册地址:四川省南充市涪
                                                             江路1号

                                                             办公地址:四川省南充市顺
                                                             庆区滨江中路一段 97 号 26
                                                             栋

                                                             法人代表:邢敏

                                                             电话:028-67676033

                                                             传真:028-67676033

                                                             联系人:樊海波

                                                             网址:http://www.tf.cn
            51.               日照银行股份有限公司           注册地址:山东省日照市烟
                                                             台路 197 号
                              注:仅代销嘉实债券
                                                             办公地址:山东省日照市烟
                                                             台路 197 号

                                                             法人代表:王森

                                                             电话:0633-8081590

                                                             传真:0633-8081276

                                                             联系人:孔颖

                                                             客服电话:4006896588

                                                             网址:
                                                             www.bankofrizhao.com.cn
            52.               福建海峡银行股份有限公司       注册地址:福建省福州市台
                                                             江区江滨中大道 358 号海峡
                                                             银行大厦

                                                             办公地址:福建省福州市台
                                                             江区江滨中大道 358 号海峡
                                                             银行大厦


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                                           号)



                                                             法人代表:俞敏

                                                             电话:0591-87838759

                                                             传真:0591-87388016

                                                             联系人:吴白玫

                                                             客服电话:4008939999

                                                             网址:
                                                             http://www.fjhxbank.com
            53.               浙江绍兴瑞丰农村商业银行       注册地址:浙江省绍兴市柯
                              股份有限公司                   桥区柯桥笛扬路 1363 号

                                                             办公地址:浙江省绍兴市柯
                                                             桥区柯桥笛扬路 1363 号

                                                             法人代表:俞俊海

                                                             电话:0575-84788101

                                                             传真:0575-84788100

                                                             联系人:孔张海

                                                             客服电话:4008896596

                                                             网址:http://www.borf.cn/
            54.               浙江温州龙湾农村商业银行       注册地址:温州市龙湾区永
                              股份有限公司                   中街道永宁西路 555 号

                              注:仅代销嘉实债券及嘉实       办公地址:温州市龙湾区永
                              增长混合                       中街道永宁西路 555 号

                                                             法人代表:刘少云

                                                             电话:0577-86923223

                                                             传真:0577-86982650

                                                             联系人:胡俊杰



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             客服电话:4008296596

                                                             网址:http://www.lwrcb.com/
            55.               泉州银行股份有限公司           注册地址:泉州市丰泽区云
                                                             鹿路 3 号

                                                             办公地址:泉州市丰泽区云
                                                             鹿路 3 号

                                                             法人代表:傅子能

                                                             电话:0595-22551071

                                                             传真:0595-22578871

                                                             联系人:董培姗、王燕玲

                                                             客服电话:4008896312

                                                             网址:
                                                             http://www.qzccbank.com/
            56.               锦州银行股份有限公司           注册地址:辽宁省锦州市科
                                                             技路 68 号

                                                             办公地址:北京市东城区建
                                                             国门北大街 5 号

                                                             法人代表:张伟

                                                             电话:0416-3220085

                                                             传真:0416-3220017

                                                             联系人:张华阳

                                                             客服电话:400-6696178

                                                             网址:
                                                             http://www.jinzhoubank.com
            57.               华融湘江银行股份有限公司       注册地址:长沙市天心区芙
                                                             蓉南路一段 828 号杰座大厦
                              注:仅代销嘉实增长混合
                                                             办公地址:湖南省长沙市天
                                                             心区芙蓉南路一段 828 号鑫


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             远杰座大厦

                                                             法人代表:张永宏

                                                             电话:0731-89828900

                                                             联系人:杨舟

                                                             客服电话:0731-96599

                                                             网址:
                                                             http://www.hrxjbank.com.cn
            58.               浙江乐清农村商业银行股份       注册地址:乐清市城南街道
                              有限公司                       伯乐西路 99 号

                                                             办公地址:乐清市城南街道
                                                             伯乐西路 99 号

                                                             法人代表:高剑飞

                                                             电话:0577-61566028

                                                             传真:0577-61566063

                                                             联系人:金晓娇

                                                             客服电话:4008896596

                                                             网址:
                                                             http://www.yqbank.com/
            59.               贵阳银行股份有限公司           注册地址:贵州省贵阳市云
                                                             岩区中华北路 77 号
                              注:仅代销嘉实增长混合
                                                             办公地址:贵州省贵阳市云
                                                             岩区中华北路 77 号

                                                             法人代表:陈宗权

                                                             电话:18092299120

                                                             传真:0851-86851953

                                                             联系人:黎荣荣



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             客服电话:4001196033

                                                             网址:http://www.bankgy.cn
            60.               青岛农村商业银行股份有限       注册地址:山东省青岛市崂
                              公司                           山区秦岭路 6 号 1 号楼

                                                             办公地址:山东省青岛市崂
                                                             山区秦岭路 6 号 1 号楼

                                                             法人代表:刘仲生

                                                             电话:0532-66957228

                                                             传真:0532-85933730

                                                             联系人:李洪姣

                                                             客服电话:400-11-96668

                                                             网址:
                                                             http://www.qrcb.com.cn
            61.               桂林银行股份有限公司           注册地址:桂林市中山南路
                                                             76 号

                                                             办公地址:桂林市中山南路
                                                             76 号

                                                             法人代表:王能

                                                             传真:0773-3851691

                                                             联系人:周佩玲

                                                             客服电话:4008696299

                                                             网址:
                                                             http://www.guilinbank.com.c
                                                             n
            62.               江苏紫金农村商业银行股份       注册地址:江苏省南京市建
                              有限公司                       邺区江东中路 381 号

                              注:仅代销嘉实债券及嘉实       办公地址:南京市建邺区江
                              稳健混合                       东中路 381 号



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             法人代表:张小军

                                                             电话:025-88866645

                                                             传真:025-88866724

                                                             联系人:游丹

                                                             客服电话:96008

                                                             网址:
                                                             http://www.zjrcbank.com/
            63.               浙江杭州余杭农村商业银行       注册地址:杭州市余杭区南
                              股份有限公司                   苑街道南大街 72 号

                                                             办公地址:浙江省杭州市余
                                                             杭区南苑街道南大街 72 号

                                                             法人代表:来煜标

                                                             电话:0571-86209980

                                                             传真:0571-86137150

                                                             联系人:蔡亮

                                                             客服电话:
                                                             96596/4008896596

                                                             网址:http://www.yhrcb.com/
            64.               天相投资顾问有限公司           注册地址:北京市西城区金
                                                             融街 19 号富凯大厦 B 座 701

                                                             办公地址:西城区新街口外
                                                             大街 28 号院 C 座 505

                                                             法人代表:林义相

                                                             电话:010-66045182

                                                             传真:010-66045518

                                                             联系人:谭磊



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             客服电话:010-66045678

                                                             网址:txsec.com
            65.               和讯信息科技有限公司           注册地址:北京市朝阳区朝
                                                             外大街 22 号 1002 室

                                                             办公地址:北京市朝阳区朝
                                                             阳门外泛利大厦 10 层

                                                             法人代表:王莉

                                                             传真:8610-65884788

                                                             联系人:刘洋

                                                             客服电话:4009200022

                                                             网址:http://www.hexun.com/
            66.               诺亚正行基金销售有限公司       注册地址:上海市虹口区飞
                                                             虹路 360 弄 9 号 3724 室

                                                             办公地址:上海市杨浦区秦
                                                             皇岛路 32 号 C 栋

                                                             法人代表:汪静波

                                                             电话:021-38509735

                                                             传真:021-38509777

                                                             联系人:张裕

                                                             客服电话:400-821-5399

                                                             网址:
                                                             http://www.noah-fund.com
            67.               深圳众禄基金销售股份有限       注册地址:深圳市罗湖区笋
                              公司                           岗街道梨园路物资控股置地
                                                             大厦 8 楼 801

                                                             办公地址:深圳市罗湖区笋
                                                             岗街道梨园路物资控股置地
                                                             大厦 8 楼 801



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             法人代表:薛峰

                                                             电话:0755-33227950

                                                             传真:0755-33227951

                                                             联系人:童彩平

                                                             客服电话:4006-788-887

                                                             网址:
                                                             http://www.jjmmw.com;https:
                                                             //www.zlfund.cn
            68.               上海天天基金销售有限公司       注册地址:上海市徐汇区龙
                                                             田路 190 号 2 号楼二层

                                                             办公地址:上海市徐汇区宛
                                                             平南路 88 号金座

                                                             法人代表:其实

                                                             电话:021-54509977

                                                             传真:021-64385308

                                                             联系人:潘世友

                                                             客服电话:95021

                                                             网址:
                                                             http://www.1234567.com.cn
            69.               上海好买基金销售有限公司       注册地址:上海市虹口区欧
                                                             阳路 196 号 26 号楼 2 楼 41
                                                             号

                                                             办公地址:上海市虹口区欧
                                                             阳路 196 号 26 号楼 2 楼

                                                             法人代表:杨文斌

                                                             电话:021-20613999

                                                             传真:021-68596916



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             联系人:张茹

                                                             客服电话:4007009665

                                                             网址:
                                                             https://www.howbuy.com/
            70.               上海长量基金销售投资顾问       注册地址:浦东新区高翔路
                              有限公司                       526 号 2 幢 220 室

                                                             办公地址:上海市浦东新区
                                                             东方路 1267 号陆家嘴金融
                                                             服务广场二期 11 层

                                                             法人代表:张跃伟

                                                             电话:021-20691869

                                                             传真:021-20691861

                                                             联系人:单丙烨

                                                             客服电话:400-089-1289

                                                             网址:
                                                             http://www.erichfund.com
            71.               浙江同花顺基金销售有限公       注册地址:杭州市文二西路
                              司                             1 号 903 室

                                                             办公地址:浙江省杭州市西
                                                             湖区古荡街道

                                                             法人代表:凌顺平

                                                             传真:0571-86800423

                                                             联系人:林海明

                                                             客服电话:4008-773-772

                                                             网址:http://www.5ifund.com
            72.               北京展恒基金销售股份有限       注册地址:北京市朝阳区安
                              公司                           苑路 15 号邮电新闻大厦

                                                             办公地址:北京市朝阳区安


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             苑路 15 号邮电新闻大厦

                                                             法人代表:闫振杰

                                                             电话:010-59601366-7024

                                                             联系人:李静如

                                                             客服电话:4008886661

                                                             网址:
                                                             http://www.myfund.com
            73.               上海利得基金销售有限公司       注册地址:中国上海宝山区
                                                             蕴川路 5475 号 1033 室

                                                             办公地址:上海宝山区蕴川
                                                             路 5475 号 1033 室

                                                             法人代表:李兴春

                                                             电话:021-50583533

                                                             传真:021-50583633

                                                             联系人:曹怡晨

                                                             客服电话:400-921-7755

                                                             网址:
                                                             http://www.leadfund.com.cn
            74.               嘉实财富管理有限公司           注册地址:中国(上海)自
                                                             由贸易试验区世纪大道 8 号
                                                             上海国金中心办公楼二期 53
                                                             层 5312-15 单元

                                                             办公地址:上海市浦东新区
                                                             世纪大道八号国金中心二期
                                                             53 楼

                                                             法人代表:赵学军

                                                             电话:021-20289890

                                                             传真:021-20280110


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             联系人:景琪

                                                             客服电话:400-021-8850

                                                             网址:
                                                             http://www.harvestwm.cn
            75.               北京创金启富基金销售有限       注册地址:北京市西城区民
                              公司                           丰胡同 31 号 5 号楼 215A

                                                             办公地址:中国北京市西城
                                                             区民丰胡同 31 号 5 号楼
                                                             215A

                                                             法人代表:梁蓉

                                                             电话:010-66154828

                                                             传真:010-63583991

                                                             联系人:魏素清

                                                             客服电话:400-6262-818

                                                             网址:http://www.5irich.com
            76.               宜信普泽(北京)基金销售有       注册地址:北京市朝阳区建
                              限公司                         国路 88 号楼 15 层 1809

                                                             办公地址:北京市朝阳区建
                                                             国路 88 号楼 15 层 1809

                                                             法人代表:戎兵

                                                             电话:010-52413385

                                                             传真:010-85894285

                                                             联系人:魏晨

                                                             客服电话:400-6099-200

                                                             网址:
                                                             http://www.yixinfund.com
            77.               南京苏宁基金销售有限公司       注册地址:南京市玄武区苏


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                                           号)

                                                             宁大道 1-5 号

                                                             办公地址:南京市玄武区苏
                                                             宁大道 1-5 号

                                                             法人代表:刘汉青

                                                             电话:025-66996699-884131

                                                             传真:025-66008800-884131

                                                             联系人:喻明明

                                                             客服电话:95177

                                                             网址:http://www.snjijin.com/
            78.               众升财富(北京)基金销售有       注册地址:北京市朝阳区北
                              限公司                         四环中路 27 号院 5 号楼 3201
                                                             内 3201 单元

                                                             办公地址:北京市朝阳区北
                                                             四环中路 27 号院 5 号楼 3201
                                                             内 3201 单元

                                                             法人代表:李招弟

                                                             电话:010-59393923

                                                             传真:010-59393074

                                                             联系人:高晓芳

                                                             客服电话:400-876-9988

                                                             网址:
                                                             http://www.wy-fund.com
            79.               深圳腾元基金销售有限公司       注册地址:深圳市福田区华
                                                             富街道深南中路 4026 号田
                                                             面城市大厦 18 层 b

                                                             办公地址:深圳市福田区华
                                                             富街道深南中路 4026 号田
                                                             面城市大厦 18 层 b



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                                           号)

                                                             法人代表:曾革

                                                             电话:0755-33376922

                                                             传真:0755-33065516

                                                             联系人:鄢萌莎

                                                             客服电话:4006877899

                                                             网址:
                                                             http://www.tenyuanfund.com
            80.               通华财富(上海)基金销售有       注册地址:上海市虹口区同
                              限公司                         丰路 667 弄 107 号 201 室

                                                             办公地址:上海市浦东新区
                                                             新金桥路 28 号新金桥大厦 5
                                                             楼

                                                             法人代表:马刚

                                                             电话:021-60818730

                                                             传真:021-60818187

                                                             联系人:褚志朋

                                                             客服电话:40066-95156

                                                             网址:
                                                             http://www.tonghuafund.com
            81.               北京恒天明泽基金销售有限       注册地址:北京市北京经济
                              公司                           技术开发区宏达北路 10 号
                                                             五层 5122 室
                              注:仅代销嘉实债券及嘉实
                              增长混合                       办公地址:北京市朝阳区东
                                                             三环北路甲 19 号嘉盛中心
                                                             30 层

                                                             法人代表:周斌

                                                             电话:010-53572363

                                                             传真:010-59313586


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             联系人:侯艳红

                                                             客服电话:400-8980-618

                                                             网址:
                                                             http://www.chtfund.com/
            82.               北京唐鼎耀华基金销售有限       注册地址:北京市延庆县延
                              公司                           庆经济开发区百泉街 10 号 2
                                                             栋 236 室
                              注:仅代销嘉实债券及嘉实
                              增长混合                       办公地址:北京市朝阳区建
                                                             外大街 19 号国际大厦 A 座
                                                             1503

                                                             法人代表:张冠宇

                                                             电话:010-85932810

                                                             传真:010-59200800

                                                             联系人:王丽敏

                                                             网址:
                                                             http://www.tdyhfund.com
            83.               北京植信基金销售有限公司       注册地址:北京市密云区兴
                                                             盛南路 8 号院 2 号楼 106 室
                                                             -67

                                                             办公地址:北京市密云县兴
                                                             盛南路 8 号院 2 号楼 106 室
                                                             -67

                                                             法人代表:于龙

                                                             电话:010-56075718

                                                             传真:010-67767615

                                                             联系人:吴鹏

                                                             客服电话:400-680-2123

                                                             网址:


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                                           号)

                                                             http://www.zhixin-inv.com
            84.               海银基金销售有限公司           注册地址:中国(上海)自
                                                             由贸易试验区银城中路 8 号
                              注:仅代销嘉实债券及嘉实       402 室
                              稳健混合
                                                             办公地址:上海市浦东新区
                                                             银城中路 8 号 4 楼 402 室

                                                             法人代表:惠晓川

                                                             电话:021-80134149

                                                             传真:021-80133413

                                                             联系人:秦琼

                                                             客服电话:4008081016

                                                             网址:
                                                             http://www.fundhaiyin.com
            85.               北京广源达信基金销售有限       注册地址:北京市西城区新
                              公司                           街口外大街 28 号 C 座六层
                                                             605 室

                                                             办公地址:北京市朝阳区望
                                                             京东园四区 13 号楼浦项中
                                                             心 B 座 19 层

                                                             法人代表:齐剑辉

                                                             电话:010-57298634

                                                             传真:010-82055860

                                                             联系人:王英俊

                                                             客服电话:4006236060

                                                             网址:
                                                             http://www.niuniufund.com
            86.               上海大智慧基金销售有限公       注册地址:中国(上海)自
                              司                             由贸易试验区杨高南路 428
                                                             号 1 号楼 1102 单元



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                                           号)

                                                             办公地址:中国(上海)自
                                                             由贸易试验区杨高南路 428
                                                             号 1 号楼 1102 单元

                                                             法人代表:申健

                                                             电话:021-20219988-37492

                                                             传真:021-20219923

                                                             联系人:宋楠

                                                             客服电话:021-20292031

                                                             网址:
                                                             https://www.wg.com.cn/
            87.               北京加和基金销售有限公司       注册地址:北京市西城区金
                                                             融大街 11 号 7 层 703 室

                                                             办公地址:北京市西城区金
                                                             融大街 33 号通泰大厦 C 座
                                                             709 室

                                                             法人代表:曲阳

                                                             电话:010-68292940

                                                             传真:010-68292941

                                                             联系人:徐娜

                                                             客服电话:010-68292745

                                                             网址:
                                                             http://www.bzfunds.com
            88.               济安财富(北京)基金销售有       注册地址:北京市朝阳区东
                              限公司                         三环中路 7 号 4 号楼 40 层
                                                             4601 室

                                                             办公地址:北京市朝阳区东
                                                             三环中路 7 号北京财富中心
                                                             A 座 46 层

                                                             法人代表:杨健


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             电话:010-65309516

                                                             传真:010-65330699

                                                             联系人:李海燕

                                                             客服电话:400-673-7010

                                                             网址:
                                                             http://www.jianfortune.com
            89.               上海联泰资产管理有限公司       注册地址:中国(上海)自
                                                             由贸易试验区富特北路 277
                                                             号 3 层 310 室

                                                             办公地址:上海市长宁区福
                                                             泉北路 518 号 8 号楼 3 楼

                                                             法人代表:燕斌

                                                             电话:021-52822063

                                                             传真:021-52975270

                                                             联系人:兰敏

                                                             客服电话:400-166-6788

                                                             网址:
                                                             http://www.66zichan.com
            90.               上海汇付基金销售有限公司       注册地址:上海市黄浦区黄
                                                             河路 333 号 201 室 A 区 056
                                                             单元

                                                             办公地址:上海市中山南路
                                                             100 号金外滩国际广场 19 楼

                                                             法人代表:金佶

                                                             电话:021-33323998

                                                             传真:021-33323837

                                                             联系人:陈云卉


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                                           号)



                                                             客服电话:400-820-2819
            91.               上海基煜基金销售有限公司       注册地址:上海市崇明县长
                                                             兴镇潘园公路 1800 号 2 号楼
                                                             6153 室(上海泰和经济发展
                                                             区)

                                                             办公地址:上海昆明路 518
                                                             号北美广场 A1002

                                                             法人代表:王翔

                                                             电话:021-65370077

                                                             传真:021-55085991

                                                             联系人:蓝杰

                                                             客服电话:4008-205-369

                                                             网址:
                                                             http://www.jiyufund.com.cn
            92.               上海中正达广基金销售有限       注册地址:上海市徐汇区龙
                              公司                           腾大道 2815 号 302 室

                                                             办公地址:上海市徐汇区龙
                                                             腾大道 2815 号 302 室

                                                             法人代表:黄欣

                                                             电话:021-33768132

                                                             传真:021-33768132*802

                                                             联系人:戴珉微

                                                             客服电话:400-6767-523

                                                             网址:http://www.zzwealth.cn
            93.               北京虹点基金销售有限公司       注册地址:北京市朝阳区工
                                                             人体育场北路甲 2 号裙房 2
                                                             层 222 单元

                                                             办公地址:北京市朝阳区工


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                                           号)

                                                             人体育场北路甲 2 号裙房 2
                                                             层 222 单元

                                                             法人代表:郑毓栋

                                                             电话:13522549431

                                                             传真:010-65951887

                                                             联系人:姜颖

                                                             客服电话:400-068-1176

                                                             网址:
                                                             http://www.hongdianfund.co
                                                             m
            94.               上海陆金所基金销售有限公       注册地址:中国(上海)自
                              司                             由贸易试验区陆家嘴环路
                                                             1333 号 14 楼 09 单元

                                                             办公地址:上海市浦东新区
                                                             陆家嘴环路 1333 号 14 楼 09
                                                             单元

                                                             法人代表:胡学勤

                                                             电话:021-20665952

                                                             传真:021-22066653

                                                             联系人:宁博宇

                                                             客服电话:4008219031

                                                             网址:
                                                             http://www.lufunds.com
            95.               大泰金石基金销售有限公司       注册地址:南京市建邺区江
                                                             东中路 222 号南京奥体中心
                                                             现代五项馆 2105 室

                                                             办公地址:南京市建邺区江
                                                             东中路 222 号南京奥体中心
                                                             现代五项馆 2105 室



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                                           号)

                                                             法人代表:袁顾明

                                                             电话:15921264785

                                                             传真:021-20324199

                                                             联系人:朱海涛

                                                             客服电话:400-928-2266

                                                             网址:
                                                             http://www.dtfortune.com/
            96.               珠海盈米基金销售有限公司       注册地址:珠海市横琴新区
                                                             宝华路 6 号 105 室-3491

                                                             办公地址:珠海市横琴新区
                                                             宝华路 6 号 105 室-3491

                                                             法人代表:肖雯

                                                             电话:020-89629019

                                                             传真:020-89629011

                                                             联系人:黄敏嫦

                                                             客服电话:020-89629066

                                                             网址:http://www.yingmi.cn
            97.               奕丰基金销售有限公司           注册地址:深圳市前海深港
                                                             合作区前湾一路 1 号 A 栋
                                                             201 室(入驻深圳市前海商务
                                                             秘书有限公司)

                                                             办公地址:深圳市南山区蛇
                                                             口街道后海滨路与海德三道
                                                             交汇处航天科技广场 A 座 17
                                                             楼 1704 室

                                                             法人代表:TEO WEE HOWE

                                                             电话:0755-89460500

                                                             传真:0755-21674453


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             联系人:叶健

                                                             网址:
                                                             https://www.ifastps.com.cn/
            98.               中证金牛(北京)投资咨询有       注册地址:北京市丰台区东
                              限公司                         管头 1 号 2 号楼 2-45 室

                                                             办公地址:北京市西城区宣
                                                             武门外大街甲 1 号环球财讯
                                                             中心 A 座 5 层

                                                             法人代表:钱昊旻

                                                             电话:010-59336492

                                                             传真:010-59336510

                                                             联系人:仲甜甜

                                                             客服电话:010-59336512

                                                             网址:http://www.jnlc.com
            99.               大连网金基金销售有限公司       注册地址:辽宁省大连市沙
                                                             河口区体坛路 22 号诺德大
                                                             厦 2 层 202 室

                                                             办公地址:辽宁省大连市沙
                                                             河口区体坛路 22 号 2F

                                                             法人代表:樊怀东

                                                             电话:0411-39027828

                                                             传真:0411-39027835

                                                             联系人:于舒

                                                             客服电话:4000-899-100

                                                             网址:
                                                             http://www.yibaijin.com/
           100.               中民财富基金销售(上海)有       注册地址:上海市黄浦区中
                              限公司                         山南路 100 号 7 层 05 单元


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                                           号)



                                                             办公地址:上海市黄浦区老
                                                             太平弄 88 号 A、B 单元

                                                             法人代表:弭洪军

                                                             电话:021-33355392

                                                             传真:021-63353736

                                                             联系人:茅旦青

                                                             客服电话:400-876-5716

                                                             网址:
                                                             http://www.cmiwm.com/
           101.               万家财富基金销售(天津)有       注册地址:天津自贸区(中
                              限公司                         心商务区)迎宾大道 1988 号
                                                             滨海浙商大厦公寓 2-2413 室
                              注:仅代销嘉实债券及嘉实
                              稳健混合                       办公地址:北京市西城区丰
                                                             盛胡同 28 号太平洋保险大
                                                             厦A座5层

                                                             法人代表:李修辞

                                                             电话:
                                                             010-59013842/18519215322

                                                             传真:010-59013828

                                                             联系人:王芳芳

                                                             网址:
                                                             http://www.wanjiawealth.com
           102.               上海华夏财富投资管理有限       注册地址:上海市虹口区东
                              公司                           大名路 687 号 1 幢 2 楼 268
                                                             室

                                                             办公地址:北京市西城区金
                                                             融大街 33 号通泰大厦 B 座 8
                                                             层

                                                             法人代表:毛淮平


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                                           号)



                                                             电话:010-88066632

                                                             传真:010-88066214

                                                             联系人:仲秋玥

                                                             客服电话:400-817-5666

                                                             网址:
                                                             https://www.amcfortune.com/
           103.               阳光人寿保险股份有限公司       注册地址:海南省三亚市迎
                                                             宾路 360-1 号三亚阳光金融
                              注:仅代销嘉实债券及嘉实       广场 16 层
                              稳健混合
                                                             办公地址:北京市朝阳区朝
                                                             外大街乙 12 号 1 号楼昆泰国
                                                             际大厦

                                                             法人代表:李科

                                                             电话:010-59053660

                                                             传真:010-59053700

                                                             联系人:王超

                                                             客服电话:95510

                                                             网址:http://life.sinosig.com/
           104.               国泰君安证券股份有限公司       注册地址:中国(上海)自
                                                             由贸易试验区商城路 618 号

                                                             办公地址:上海市静安区南
                                                             京西路 768 号

                                                             法人代表:杨德红

                                                             电话:(021)38676666

                                                             传真:(021)38670666

                                                             联系人:芮敏祺



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                                           号)

                                                             客服电话:4008888666

                                                             网址:http://www.gtja.com
           105.               中信建投证券股份有限公司       注册地址:北京市朝阳区安
                                                             立路 66 号 4 号楼

                                                             办公地址:北京市东城区朝
                                                             内大街 188 号

                                                             法人代表:王常青

                                                             电话:(010)65183880

                                                             传真:(010)65182261

                                                             联系人:权唐

                                                             客服电话:400-8888-108

                                                             网址:http://www.csc108.com
           106.               国信证券股份有限公司           注册地址:深圳市红岭中路
                                                             1012 号国信证券大厦十六层
                                                             至二十六层

                                                             办公地址:广东省深圳市罗
                                                             湖区红岭中路 1012 号国信
                                                             证券大厦十六层至二十六层

                                                             法人代表:何如

                                                             电话:0755-82130833

                                                             传真:0755-82133952

                                                             联系人:李颖

                                                             客服电话:95536

                                                             网址:
                                                             http://www.guosen.com.cn
           107.               招商证券股份有限公司           注册地址:深圳市福田区福
                                                             田街道福华一路 111 号

                                                             办公地址:深圳市福田区益


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                                           号)

                                                             田路江苏大厦 A 座 38-45 层

                                                             法人代表:霍达

                                                             电话:(0755)82943666

                                                             传真:(0755)82943636

                                                             联系人:林生迎

                                                             客服电话:4008888111、
                                                             95565

                                                             网址:
                                                             http://www.cmschina.com
           108.               广发证券股份有限公司           注册地址:广东省广州市黄
                                                             埔区中新广州知识城腾飞一
                                                             街 2 号 618 室

                                                             办公地址:广州市天河区马
                                                             场路 26 号广发证券大厦

                                                             法人代表:孙树明

                                                             电话:(020)66338888

                                                             传真:(020)87555305

                                                             联系人:陈姗姗

                                                             客服电话:95575 或致电各
                                                             地营业网点

                                                             网址:http://www.gf.com.cn
           109.               中信证券股份有限公司           注册地址:深圳市福田区中
                                                             心三路 8 号卓越时代广场
                                                             (二期)北座

                                                             办公地址:深圳市福田区中
                                                             心三路 8 号中信证券大厦;北
                                                             京市朝阳区亮马桥路 48 号
                                                             中信证券大厦

                                                             法人代表:张佑君


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                                           号)



                                                             电话:010-60838888

                                                             联系人:郑慧

                                                             客服电话:95558

                                                             网址:
                                                             http://www.cs.ecitic.com
           110.               中国银河证券股份有限公司       注册地址:北京市西城区金
                                                             融大街 35 号国际企业大厦 C
                                                             座 2-6 层

                                                             办公地址:北京市西城区金
                                                             融大街 35 号国际企业大厦 C
                                                             座 2-6 层

                                                             法人代表:陈共炎

                                                             电话:010-83574507

                                                             传真:010-83574807

                                                             联系人:辛国政

                                                             客服电话:400-8888-888

                                                             网址:
                                                             http://www.chinastock.com.c
                                                             n
           111.               海通证券股份有限公司           注册地址:上海市广东路 689
                                                             号

                                                             办公地址:上海市广东路 689
                                                             号

                                                             法人代表:周杰

                                                             电话:(021)23219000

                                                             传真:(021)23219100

                                                             联系人:金芸、李笑鸣



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                                           号)

                                                             客服电话:95553 或拨打各
                                                             城市营业网点咨询电话

                                                             网址:http://www.htsec.com
           112.               申万宏源证券有限公司           注册地址:上海市徐汇区长
                                                             乐路 989 号 45 层

                                                             办公地址:上海市徐汇区长
                                                             乐路 989 号

                                                             法人代表:李梅

                                                             电话:021-33388214

                                                             传真:021-33388224

                                                             联系人:陈宇

                                                             客服电话:95523 或
                                                             4008895523

                                                             网址:http://www.swhysc.com
           113.               安信证券股份有限公司           注册地址:深圳市福田区金
                                                             田路 4018 号安联大厦 35 层、
                                                             28 层 A02 单元

                                                             办公地址:深圳市福田区金
                                                             田路 4018 号安联大厦 35 层、
                                                             28 层 A02 单元

                                                             法人代表:王连志

                                                             电话:(0755)82825551

                                                             传真:(0755)82558355

                                                             联系人:陈剑虹

                                                             客服电话:4008001001

                                                             网址:
                                                             http://www.essence.com.cn
           114.               华泰证券股份有限公司           注册地址:江苏省南京市江
                                                             东中路 228 号


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                                           号)



                                                             办公地址:江苏省南京市江
                                                             东中路 228 号

                                                             法人代表:周易

                                                             电话:0755-82492193

                                                             传真:0755-82492962(深圳)

                                                             联系人:庞晓芸

                                                             客服电话:95597

                                                             网址:http://www.htsc.com.cn
           115.               中信证券(山东)有限责任公       注册地址:青岛市崂山区深
                              司                             圳路 222 号 1 号楼 2001

                                                             办公地址:青岛市市南区东
                                                             海西路 28 号龙翔广场东座 5
                                                             层

                                                             法人代表:姜晓林

                                                             电话:(0531)89606166

                                                             传真:(0532)85022605

                                                             联系人:焦刚

                                                             客服电话:95548

                                                             网址:http://sd.citics.com/
           116.               中国中投证券有限责任公司       注册地址:深圳市福田区益
                                                             田路与福中路交界处荣超商
                                                             务中心 A 栋第 18-21 层及第
                                                             04 层
                                                             01.02.03.05.11.12.13.15.16.1
                                                             8.19.20.21.22.23 单元

                                                             办公地址:深圳福田区益田
                                                             路 6003 号荣超商务中心 A
                                                             座 4 层、18-21 层



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                                           号)

                                                             法人代表:高涛

                                                             电话:0755-88320851

                                                             传真:0755-82026539

                                                             联系人:胡芷境

                                                             客服电话:400 600 8008

                                                             网址:
                                                             http://www.china-invs.cn
           117.               兴业证券股份有限公司           注册地址:福建省福州市湖
                                                             东路 268 号

                                                             办公地址:福建省福州市湖
                                                             东路 268 号

                                                             法人代表:杨华辉

                                                             电话:021-38565547

                                                             联系人:乔琳雪

                                                             客服电话:95562

                                                             网址:
                                                             http://www.xyzq.com.cn
           118.               东方证券股份有限公司           注册地址:中国上海市黄浦
                                                             区中山南路 318 号 2 号楼 22
                                                             层、23 层、25-29 层

                                                             办公地址:中国上海市黄浦
                                                             区中山南路 119 号东方证券
                                                             大厦、中国上海市黄浦区中
                                                             山南路 318 号 2 号楼 3-6 层、
                                                             12 层、13 层、22 层、25-27
                                                             层、 29 层、32 层、36 层、
                                                             38 层

                                                             法人代表:潘鑫军

                                                             电话:(021)63325888



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                                           号)

                                                             传真:(021)63327888

                                                             联系人:王凤

                                                             客服电话:95503

                                                             网址:
                                                             http://www.dfzq.com.cn
           119.               方正证券股份有限公司           注册地址:湖南省长沙市天
                                                             心区湘江中路二段 36 号华
                                                             远华中心 4、5 号楼
                                                             3701-3717

                                                             办公地址:湖南省长沙市天
                                                             心区湘江中路二段 36 号华
                                                             远华中心 4、5 号楼
                                                             3701-3717

                                                             法人代表:施华

                                                             电话:(010)59355997

                                                             传真:(010)56437013

                                                             联系人:丁敏

                                                             客服电话:95571

                                                             网址:
                                                             http://www.foundersc.com
           120.               长城证券股份有限公司           注册地址:深圳市福田区深
                                                             南大道 6008 号特区报业大
                                                             厦 16、17 层

                                                             办公地址:深圳市福田区深
                                                             南大道 6008 号特区报业大
                                                             厦 16、17 层

                                                             法人代表:曹宏

                                                             电话:(021)62821733

                                                             传真:(0755)83515567



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                                           号)

                                                             联系人:金夏

                                                             客服电话:4006666888、
                                                             (0755)33680000

                                                             网址:http://www.cgws.com
           121.               光大证券股份有限公司           注册地址:上海市静安区新
                                                             闸路 1508 号

                                                             办公地址:上海市静安区新
                                                             闸路 1508 号

                                                             法人代表:周健男

                                                             电话:(021)22169999

                                                             传真:(021)22169134

                                                             联系人:刘晨、李芳芳

                                                             客服电话:4008888788、
                                                             10108998

                                                             网址:http://www.ebscn.com
           122.               广州证券股份有限公司           注册地址:广州市天河区珠
                                                             江西路 5 号广州国际金融中
                                                             心主塔 19 层、20 层

                                                             办公地址:广州市天河区珠
                                                             江西路 5 号广州国际金融中
                                                             心主塔 19 层、20 层

                                                             法人代表:张永衡

                                                             电话:020-88836999

                                                             传真:020-88836654

                                                             联系人:林洁茹

                                                             客服电话:95396

                                                             网址:http://www.gzs.com.cn
           123.               东北证券股份有限公司           注册地址:吉林省长春市生


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                                           号)

                                                             态大街 6666 号

                                                             办公地址:长春市生态大街
                                                             6666 号

                                                             法人代表:李福春

                                                             电话:(0431)85096517

                                                             传真:(0431)85096795

                                                             联系人:安岩岩

                                                             客服电话:95360

                                                             网址:http://www.nesc.cn
           124.               华安证券股份有限公司           注册地址:安徽省合肥市政
                                                             务文化新区天鹅湖路 198 号

                                                             办公地址:安徽省合肥市政
                                                             务文化新区天鹅湖路 198 号

                                                             法人代表:章宏韬

                                                             电话:0551-65161821

                                                             传真:0551-65161672

                                                             联系人:范超

                                                             客服电话:95318

                                                             网址:http://www.hazq.com
           125.               财富证券有限责任公司           注册地址:长沙市芙蓉中路
                                                             二段 80 号顺天国际财富中
                                                             心 26 层

                                                             办公地址:湖南长沙芙蓉中
                                                             路二段 80 号顺天国际财富
                                                             中心 26-28 层

                                                             法人代表:蔡一兵

                                                             电话:(0731)84403347


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                                           号)



                                                             传真:(0731)84403439

                                                             联系人:郭静

                                                             客服电话:95317

                                                             网址:http://www.cfzq.com
           126.               华西证券股份有限公司           注册地址:四川省成都市高
                                                             新区天府二街 198 号华西证
                                                             券大厦

                                                             办公地址:四川省成都市高
                                                             新区天府二街 198 号华西证
                                                             券大厦

                                                             法人代表:杨炯洋

                                                             电话:(010)52723273

                                                             传真:(028)86150040

                                                             联系人:谢国梅

                                                             客服电话:95584

                                                             网址:
                                                             http://www.hx168.com.cn
           127.               申万宏源西部证券有限公司       注册地址:新疆乌鲁木齐市
                                                             高新区(新市区)北京南路
                                                             358 号大成国际大厦 20 楼
                                                             2005 室

                                                             办公地址:新疆乌鲁木齐市
                                                             高新区(新市区)北京南路
                                                             358 号大成国际大厦 20 楼
                                                             2005 室

                                                             法人代表:李琦

                                                             电话:0991-2307105

                                                             传真:0991-2301927



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                                           号)

                                                             联系人:王怀春

                                                             客服电话:4008-000-562

                                                             网址:www.hysec.com
           128.               中泰证券股份有限公司           注册地址:山东省济南市市
                                                             中区经七路 86 号

                                                             办公地址:济南市市中区经
                                                             七路 86 号

                                                             法人代表:李玮

                                                             电话:021-20315290

                                                             联系人:许曼华

                                                             客服电话:95538

                                                             网址:http://www.zts.com.cn/
           129.               世纪证券有限责任公司           注册地址:深圳市福田区深
                                                             南大道招商银行大厦 40-42
                                                             层

                                                             办公地址:广东省深圳市深
                                                             南大道 7088 号招商银行大
                                                             厦 41 层

                                                             法人代表:姜昧军

                                                             电话:(0755)83199599

                                                             传真:(0755)83199545

                                                             联系人:方文

                                                             客服电话:(0755)83199511

                                                             网址:
                                                             http://www.csco.com.cn
           130.               第一创业证券股份有限公司       注册地址:深圳市福田区福
                                                             华一路 115 号投行大厦 20 楼

                                                             办公地址:深圳市福田区福


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                                           号)

                                                             华一路 115 号投行大厦 9、
                                                             16-20 楼

                                                             法人代表:刘学民

                                                             电话:(0755)23838750

                                                             传真:(0755)25838701

                                                             联系人:毛诗莉

                                                             客服电话:95358

                                                             网址:
                                                             http://www.firstcapital.com.c
                                                             n
           131.               中航证券有限公司               注册地址:江西省南昌市红
                                                             谷滩新区红谷中大道 1619
                                                             号南昌国际金融大厦 A 栋 41
                                                             层

                                                             办公地址:中国北京市朝阳
                                                             区望京东园四区 2 号楼中航
                                                             资本大厦

                                                             法人代表:王晓峰

                                                             电话:(0791)86768681

                                                             传真:(0791)86770178

                                                             联系人:戴蕾

                                                             客服电话:400-8866-567

                                                             网址:
                                                             http://www.avicsec.com/
           132.               华福证券有限责任公司           注册地址:福州市鼓楼区温
                                                             泉街道五四路 157 号 7-8 层

                                                             办公地址:福州市鼓楼区温
                                                             泉街道五四路 157 号 7-8 层

                                                             法人代表:黄金琳


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                                           号)



                                                             电话:(0591)87383623

                                                             传真:(0591)87383610

                                                             联系人:张腾

                                                             客服电话:(0591)96326

                                                             网址:
                                                             http://www.hfzq.com.cn/
           133.               中国国际金融股份有限公司       注册地址:北京市朝阳区建
                                                             国门外大街 1 号国贸大厦 2
                                                             座 27 层及 28 层

                                                             办公地址:北京市朝阳区建
                                                             国门外大街 1 号国贸大厦 2
                                                             座 27 层及 28 层

                                                             法人代表:丁学东

                                                             电话:(010)65051166

                                                             传真:(010)85679203

                                                             联系人:杨涵宇

                                                             客服电话:400 910 1166

                                                             网址:http://www.cicc.com.cn
           134.               联讯证券股份有限公司           注册地址:广东省惠州市惠
                                                             城区江北东江三路 55 号广
                                                             播电视新闻中心西面一层大
                                                             堂和三、四层

                                                             办公地址:广东省惠州市惠
                                                             城区江北东江三路 55 号广
                                                             播电视新闻中心西面一层大
                                                             堂和三、四层

                                                             法人代表:严亦斌

                                                             电话:0755-83331195



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                                           号)

                                                             联系人:彭莲

                                                             客服电话:95564

                                                             网址:http://www.lxsec.com
           135.               英大证券有限责任公司           注册地址:深圳市福田区深
                                                             南中路华能大厦三十、三十
                                                             一层

                                                             办公地址:深圳市福田区深
                                                             南中路华能大厦三十、三十
                                                             一层

                                                             法人代表:吴骏

                                                             电话:0755-83007323

                                                             传真:0755-83007034

                                                             联系人:杨洪飞

                                                             客服电话:4000-188-688

                                                             网址:http://www.vsun.com
           136.               宏信证券有限责任公司           注册地址:成都市锦江区人
                                                             民南路二段十八号川信大厦
                                                             10 楼

                                                             办公地址:成都市人民南路
                                                             二段 18 号川信大厦 10 楼

                                                             法人代表:吴玉明

                                                             电话:028-86199278

                                                             传真:028-86199382

                                                             联系人:刘进海

                                                             客服电话:4008366366

                                                             网址:http://www.hx818.com
           137.               中信期货有限公司               注册地址:广东省深圳市福
                                                             田区中心三路 8 号卓越时代


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             广场(二期)北座 13 层
                                                             1301-1305、14 层

                                                             办公地址:深圳市福田区中
                                                             心三路 8 号卓越时代广场
                                                             (二期)北座 13 层
                                                             1303-1305 室、14 层

                                                             法人代表:张皓

                                                             电话:010-60833754

                                                             传真:0755-83217421

                                                             联系人:刘宏莹

                                                             客服电话:400-990-8826

                                                             网址:http://www.citicsf.com
           138.               东海期货有限责任公司           注册地址:江苏省常州市延
                                                             陵西路 23、25、27、29 号

                                                             办公地址:江苏省常州市延
                                                             陵西路 23、25、27、29 号、
                                                             上海市浦东新区东方路 1928
                                                             号东海证券大厦 8 楼

                                                             法人代表:陈太康

                                                             电话:021-68757102

                                                             传真:021-68757102

                                                             联系人:李天雨

                                                             客服电话:
                                                             95531/4008888588

                                                             网址:
                                                             http://www.qh168.com.cn/
           139.               长江证券股份有限公司           注册地址:湖北省武汉市江
                                                             汉区新华路特 8 号

                                                             办公地址:湖北省武汉市江


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             汉区新华路特 8 号

                                                             法人代表:陈佳(代)

                                                             电话:(027)65799999

                                                             传真:(027)85481900

                                                             联系人:李良

                                                             客服电话:95579 或
                                                             4008-888-999

                                                             网址:http://www.cjsc.com
           140.               西南证券股份有限公司           注册地址:重庆市江北区桥
                                                             北苑 8 号

                                                             办公地址:重庆市江北区桥
                                                             北苑 8 号西南证券大厦

                                                             法人代表:廖庆轩

                                                             电话:(023)63786141

                                                             传真:(023)6378212

                                                             联系人:张煜

                                                             客服电话:4008096096

                                                             网址:
                                                             http://www.swsc.com.cn
           141.               湘财证券股份有限公司           注册地址:长沙市天心区湘
                                                             府中路 198 号新南城商务中
                                                             心 A 栋 11 楼

                                                             办公地址:湖南省长沙市天
                                                             心区湘府中路 198 号新南城
                                                             商务中心 A 栋 11 楼

                                                             法人代表:孙永祥

                                                             电话:(021)38784580



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                                           号)

                                                             传真:(021)68865680

                                                             联系人:李欣

                                                             客服电话:95351

                                                             网址:http://www.xcsc.com
           142.               万联证券股份有限公司           注册地址:广州市天河区珠
                                                             江东路 11 号 18、19 楼全层

                                                             办公地址:广州市天河区珠
                                                             江东路 11 号高德置地广场 F
                                                             座 18、19 楼

                                                             法人代表:罗钦城

                                                             电话:020-38286026

                                                             联系人:甘蕾

                                                             客服电话:95322

                                                             网址:http://www.wlzq.cn
           143.               民生证券股份有限公司           注册地址:北京市东城区建
                                                             国门内大街 28 号民生金融
                                                             中心 A 座 16 层--18 层

                                                             办公地址:北京市东城区建
                                                             国门内大街 28 号民生金融
                                                             中心 A 座 16-18 层

                                                             法人代表:冯鹤年

                                                             电话:(010)59355807

                                                             传真:(010)56437013

                                                             联系人:程博怡

                                                             客服电话:400-619-8888

                                                             网址:http://www.mszq.com/
           144.               国元证券股份有限公司           注册地址:安徽省合肥市梅
                                                             山路 18 号


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)



                                                             办公地址:安徽省合肥市梅
                                                             山路 18 号

                                                             法人代表:蔡咏

                                                             电话:(0551)2246273

                                                             传真:(0551)2272100

                                                             联系人:陈玲玲

                                                             客服电话:95578

                                                             网址:
                                                             http://www.gyzq.com.cn
           145.               渤海证券股份有限公司           注册地址:天津经济技术开
                                                             发区第二大街 42 号写字楼
                                                             101 室

                                                             办公地址:天津市南开区宾
                                                             水西道 8 号

                                                             法人代表:王春峰

                                                             电话:(022)28451991

                                                             传真:(022)28451892

                                                             联系人:蔡霆

                                                             客服电话:4006515988

                                                             网址:http://www.bhzq.com
           146.               山西证券股份有限公司           注册地址:山西省太原市府
                                                             西街 69 号山西国际贸易中
                                                             心东塔楼

                                                             办公地址:太原市府西街 69
                                                             号山西国际贸易中心西塔楼
                                                             21 层

                                                             法人代表:侯巍



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                                           号)

                                                             电话:(0351)8686659

                                                             传真:(0351)8686619

                                                             联系人:郭熠

                                                             客服电话:400-666-1618

                                                             网址:
                                                             http://www.i618.com.cn
           147.               东兴证券股份有限公司           注册地址:北京市西城区金
                                                             融大街 5 号(新盛大厦)12、
                                                             15 层

                                                             办公地址:北京市西城区金
                                                             融大街 5 号(新盛大厦)6、10、
                                                             12、15、16 层

                                                             法人代表:魏庆华

                                                             电话:(010)66555316

                                                             传真:(010)66555246

                                                             联系人:汤漫川

                                                             客服电话:400-8888-993

                                                             网址:http://www.dxzq.net
           148.               东吴证券股份有限公司           注册地址:江苏省苏州工业
                                                             园区星阳街 5 号

                                                             办公地址:江苏省苏州工业
                                                             园区星阳街 5 号

                                                             法人代表:范力

                                                             电话:(0512)65581136

                                                             传真:(0512)65588021

                                                             联系人:方晓丹

                                                             客服电话:95330


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                                           号)



                                                             网址:
                                                             http://www.dwzq.com.cn
           149.               信达证券股份有限公司           注册地址:北京市西城区闹
                                                             市口大街 9 号院 1 号楼
                              注:仅代销嘉实债券及嘉实
                              增长混合                       办公地址:北京市西城区闹
                                                             市口大街 9 号院 1 号楼

                                                             法人代表:张志刚

                                                             电话:(010)63081493

                                                             传真:(010)63081344

                                                             联系人:尹旭航

                                                             客服电话:95321

                                                             网址:
                                                             http://www.cindasc.com
           150.               南京证券股份有限公司           注册地址:江苏省南京市江
                                                             东中路 389 号

                                                             办公地址:江苏省南京市江
                                                             东中路 389 号

                                                             法人代表:步国旬

                                                             电话:(025)58519523

                                                             传真:(025)83369725

                                                             联系人:王万君

                                                             客服电话:95386

                                                             网址:http://www.njzq.com.cn
           151.               上海证券有限责任公司           注册地址:上海市黄浦区四
                                                             川中路 213 号 7 楼

                                                             办公地址:上海市西藏中路
                                                             336 号华旭国际大厦 6 楼



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                                           号)

                                                             法人代表:李俊杰

                                                             电话:(021)53686888

                                                             传真:(021)53686100-7008

                                                             联系人:邵珍珍

                                                             客服电话:(021)962518、
                                                             4008918918

                                                             网址:http://www.shzq.com
           152.               新时代证券股份有限公司         注册地址:北京市海淀区北
                                                             三环西路 99 号院 1 号楼 15
                                                             层 1501

                                                             办公地址:北京市海淀区北
                                                             三环西路 99 号院 1 号楼 15
                                                             层 1501

                                                             法人代表:叶顺德

                                                             电话:(010)83561146

                                                             联系人:田芳芳

                                                             客服电话:95399

                                                             网址:http://www.xsdzq.cn
           153.               大同证券有限责任公司           注册地址:大同市城区迎宾
                                                             街 15 号桐城中央 21 层

                                                             办公地址:山西省太原市小
                                                             店区长治路 111 号山西世贸
                                                             中心 A 座 12、13 层

                                                             法人代表:董祥

                                                             电话:(0351)4130322

                                                             传真:(0351)4130322

                                                             联系人:薛津



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                                           号)

                                                             客服电话:4007121212

                                                             网址:http://dtsbc.com.cn/
           154.               国联证券股份有限公司           注册地址:江苏省无锡市金
                                                             融一街 8 号

                                                             办公地址:无锡市金融一街
                                                             8号

                                                             法人代表:姚志勇

                                                             电话:0510-82831662

                                                             传真:0510-82830162

                                                             联系人:祁昊

                                                             客服电话:95570

                                                             网址:http://www.glsc.com.cn
           155.               浙商证券股份有限公司           注册地址:浙江省杭州市五
                                                             星路 201 号

                                                             办公地址:浙江省杭州市五
                                                             星路 201 号

                                                             法人代表:吴承根

                                                             电话:(0571)87901912

                                                             传真:(0571)87901913

                                                             联系人:许嘉行

                                                             客服电话:(0571)967777

                                                             网址:
                                                             http://www.stocke.com.cn
           156.               平安证券股份有限公司           注册地址:深圳市福田区益
                                                             田路 5033 号平安金融中心
                                                             61 层-64 层

                                                             办公地址:深圳市福田区益
                                                             田路 5033 号平安金融中心


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                                           号)

                                                             61 层-64 层

                                                             法人代表:何之江

                                                             电话:021-38637436

                                                             传真:021-58991896

                                                             联系人:周一涵

                                                             客服电话:95511—8

                                                             网址:stock.pingan.com
           157.               国海证券股份有限公司           注册地址:广西壮族自治区
                                                             桂林市辅星路 13 号

                                                             办公地址:广西壮族自治区
                                                             南宁市滨湖路 46 号国海大
                                                             厦

                                                             法人代表:何春梅

                                                             电话:0755-83709350

                                                             传真:0771-5530903

                                                             联系人:牛孟宇

                                                             客服电话:95563(全国)

                                                             网址:
                                                             http://www.ghzq.com.cn
           158.               东莞证券股份有限公司           注册地址:广东东莞市莞城
                                                             区可园南路 1 号

                                                             办公地址:东莞市莞城区可
                                                             园南路 1 号金源中心 30 楼

                                                             法人代表:张运勇

                                                             电话:(0769)22115712

                                                             传真:(0769)22115712



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                                           号)

                                                             联系人:李荣

                                                             客服电话:95328

                                                             网址:
                                                             http://www.dgzq.com.cn
           159.               中原证券股份有限公司           注册地址:河南省郑州市郑
                                                             东新区商务外环路 10 号

                                                             办公地址:河南省郑州市郑
                                                             东新区商务外环路 10 号

                                                             法人代表:菅明军

                                                             电话:0371--69099882

                                                             传真:0371--65585899

                                                             联系人:程月艳、李昐昐

                                                             客服电话:95377

                                                             网址:http://www.ccnew.com
           160.               国都证券股份有限公司           注册地址:北京市东城区东
                                                             直门南大街 3 号国华投资大
                                                             厦 9 层 10 层

                                                             办公地址:北京市东城区东
                                                             直门南大街 3 号国华投资大
                                                             厦9层

                                                             法人代表:王少华

                                                             电话:(010)84183389

                                                             传真:(010)84183311

                                                             联系人:黄静

                                                             客服电话:400-818-8118

                                                             网址:http://www.guodu.com
           161.               东海证券股份有限公司           注册地址:江苏省常州市延
                                                             陵西路 23 号投资广场 18 层


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                                           号)



                                                             办公地址:江苏省常州市延
                                                             陵西路 23 号投资广场 18 层

                                                             法人代表:赵俊

                                                             电话:(021)20333333

                                                             传真:(021)50498825

                                                             联系人:王一彦

                                                             客服电话:
                                                             95531;400-888-8588

                                                             网址:
                                                             http://www.longone.com.cn
           162.               中银国际证券股份有限公司       注册地址:上海市浦东新区
                                                             银城中路 200 号中银大厦 39
                                                             层

                                                             办公地址:中国上海市浦东
                                                             银城中路 200 号中银大厦 39
                                                             层

                                                             法人代表:宁敏

                                                             传真:(021)50372474

                                                             联系人:王炜哲

                                                             客服电话:4006208888

                                                             网址:
                                                             http://www.bocifunds.com
           163.               恒泰证券股份有限公司           注册地址:内蒙古呼和浩特
                                                             市赛罕区敕勒川大街东方君
                                                             座 D 座光大银行办公楼
                                                             14-18 楼

                                                             办公地址:呼和浩特市新城
                                                             区海拉尔东街满世书香苑恒
                                                             泰证券办公楼



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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             法人代表:庞介民

                                                             电话:(0471)4972675

                                                             联系人:熊丽

                                                             客服电话:4001966188

                                                             网址:http://www.cnht.com.cn
           164.               国盛证券有限责任公司           注册地址:江西省南昌市红
                                                             谷滩新区凤凰中大道 1115
                                                             号北京银行南昌分行营业大
                                                             楼

                                                             办公地址:江西省南昌市红
                                                             谷滩新区凤凰中大道 1115
                                                             号北京银行南昌分行营业大
                                                             楼

                                                             法人代表:徐丽峰

                                                             电话:(0791)86283372

                                                             传真:(0791)86281305

                                                             联系人:占文驰

                                                             客服电话:4008222111

                                                             网址:www.gszq.com
           165.               金元证券股份有限公司           注册地址:海口市南宝路3
                                                             6号证券大厦4楼

                                                             办公地址:海口市南宝路 36
                                                             号证券大厦 4 楼

                                                             法人代表:王作义

                                                             电话:(0755)83025022

                                                             传真:(0755)83025625

                                                             联系人:马贤清



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                                           号)

                                                             客服电话:400-8888-228

                                                             网址:http://www.jyzq.cn
           166.               德邦证券股份有限公司           注册地址:上海市普陀区曹
                                                             杨路 510 号南半幢 9 楼

                                                             办公地址:上海市浦东新区
                                                             福山路 500 号城建国际中心
                                                             29 楼

                                                             法人代表:武晓春

                                                             电话:(021)68761616

                                                             传真:(021)68767981

                                                             联系人:刘熠

                                                             客服电话:4008888128

                                                             网址:
                                                             http://www.tebon.com.cn
           167.               西部证券股份有限公司           注册地址:陕西省西安市新
                                                             城区东新街 319 号 8 幢 10000
                                                             室

                                                             办公地址:陕西省西安市新
                                                             城区东新街 319 号 8 幢 10000
                                                             室

                                                             法人代表:徐朝晖

                                                             电话:(029)87416168

                                                             传真:(029)87406710

                                                             联系人:梁承华

                                                             客服电话:95582

                                                             网址:
                                                             http://www.west95582.com
           168.               华龙证券股份有限公司           注册地址:甘肃省兰州市东
                                                             岗西路 638 号兰州财富中心


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             21 楼

                                                             办公地址:甘肃省兰州市城
                                                             关区东岗西路 638 号兰州财
                                                             富中心 21 楼

                                                             法人代表:李晓安

                                                             电话:(0931)4890208

                                                             传真:(0931)4890628

                                                             联系人:范坤

                                                             客服电话:95368

                                                             网址:http://www.hlzq.com
           169.               财通证券股份有限公司           注册地址:浙江省杭州市杭
                                                             大路 15 号嘉华国际商务中
                                                             心
                                                             201,501,502,1103,1601-1615,
                                                             1701-1716 室

                                                             办公地址:浙江省杭州市杭
                                                             大路 15 号嘉华国际商务中
                                                             心
                                                             201,501,502,1103,1601-1615,
                                                             1701-1716 室

                                                             法人代表:陆建强

                                                             电话:0571 - 87789160

                                                             传真:0571-87818329

                                                             联系人:陶志华

                                                             客服电话:(0571)96336、
                                                             962336(上海地区)

                                                             网址:http://www.ctsec.com
           170.               上海华信证券有限责任公司       注册地址:中国(上海)自
                                                             由贸易试验区世纪大道 100
                                                             号环球金融中心 9 楼


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                                           号)



                                                             办公地址:中国(上海)自
                                                             由贸易试验区世纪大道 100
                                                             号环球金融中心 9 楼

                                                             法人代表:陈灿辉

                                                             电话:021-38784818?

                                                             传真:021-68775878

                                                             联系人:倪丹

                                                             客服电话:68777877

                                                             网址:
                                                             http://www.shhxzq.com/
           171.               华鑫证券有限责任公司           注册地址:深圳市福田区金
                                                             田路 4018 号安联大厦 28 层
                                                             A01、B01(b)单元

                                                             办公地址:深圳市福田区金
                                                             田路 4018 号安联大厦 28 层
                                                             A01、B01(b)单元

                                                             法人代表:俞洋

                                                             电话:021-54967552

                                                             传真:021-54967032

                                                             联系人:杨莉娟

                                                             客服电话:
                                                             021-32109999;029-68918888
                                                             ;4001099918

                                                             网址:http://www.cfsc.com.cn
           172.               瑞银证券有限责任公司           注册地址:北京市西城区金
                                                             融大街 7 号英蓝国际金融中
                                                             心 12 层、15 层

                                                             办公地址:北京市西城区金
                                                             融大街 7 号英蓝国际金融中


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                                           号)

                                                             心 12、15 层

                                                             法人代表:钱于军

                                                             电话:(010)58328112

                                                             传真:(010)58328748

                                                             联系人:牟冲

                                                             客服电话:400-887-8827

                                                             网址:
                                                             http://www.ubssecurities.com
           173.               中山证券有限责任公司           注册地址:深圳市南山区创
                                                             业路 1777 号海信南方大厦
                                                             21、22 层

                                                             办公地址:深圳市南山区创
                                                             业路 1777 号海信南方大厦
                                                             21、22 层

                                                             法人代表:林炳城

                                                             电话:0755-82943755

                                                             传真:0755-82960582

                                                             联系人:罗艺琳

                                                             客服电话:95329

                                                             网址:www.zszq.com
           174.               国融证券股份有限公司           注册地址:内蒙古自治区呼
                                                             和浩特市武川县腾飞大道 1
                                                             号4楼

                                                             办公地址:呼和浩特市新城
                                                             区锡林南路 18 路

                                                             法人代表:张智河

                                                             电话:(010)83991737



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                                           号)

                                                             传真:(010)66412537

                                                             联系人:董晶姗

                                                             客服电话:4006609839

                                                             网址:http://www.grzq.com
           175.               江海证券有限公司               注册地址:哈尔滨市香坊区
                                                             赣水路56号

                                                             办公地址:哈尔滨市松北区
                                                             创新三路 833 号

                                                             法人代表:赵洪波

                                                             电话:0451-85863726

                                                             传真:0451-82337279

                                                             联系人:周俊

                                                             客服电话:400-666-2288

                                                             网址:
                                                             http://www.jhzq.com.cn/
           176.               国金证券股份有限公司           注册地址:四川省成都市青
                                                             羊区东城根上街 95 号

                                                             办公地址:四川省成都市青
                                                             羊区东城根上街 95 号成证
                                                             大厦 16 楼

                                                             法人代表:冉云

                                                             电话:028-86690057、
                                                             028-86690058

                                                             传真:028-86690126

                                                             联系人:刘婧漪、贾鹏

                                                             客服电话:95310

                                                             网址:http://www.gjzq.com.cn


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                                           号)

           177.               华宝证券有限责任公司           注册地址:中国(上海)自
                                                             由贸易试验区世纪大道 100
                                                             号 57 层

                                                             办公地址:上海市浦东新区
                                                             世纪大道 100 号 57 层

                                                             法人代表:陈林

                                                             电话:(021)68777222

                                                             传真:(021)68777822

                                                             联系人:夏元

                                                             客服电话:4008209898

                                                             网址:
                                                             http://www.cnhbstock.com
           178.               长城国瑞证券有限公司           注册地址:厦门市思明区莲
                                                             前西路 2 号莲富大厦 17 楼

                                                             办公地址:厦门市思明区深
                                                             田路 46 号深田国际大厦 20
                                                             楼

                                                             法人代表:王勇

                                                             电话:(0592)2079259

                                                             传真:(0592)2079602

                                                             联系人:林丹

                                                             客服电话:400-0099-886

                                                             网址:
                                                             https://www.gwgsc.com/
           179.               爱建证券有限责任公司           注册地址:中国(上海)自
                                                             由贸易试验区世纪大道 1600
                                                             号 1 幢 32 层

                                                             办公地址:中国(上海)自
                                                             由贸易试验区世纪大道 1600


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嘉实理财通系列证券投资基金暨 嘉实增长混合、嘉实稳健混合及嘉实债券更新招募说明书(2019 年第 2
                                           号)

                                                             号 1 幢 32 层

                                                             法人代表:祝健

                                                             电话:(021)32229888

                                                             传真:021-68728703

                                                             联系人:姚盛盛

                                                             客服电话:4001962502

                                                             网址:http://www.ajzq.com
           180.               华融证券股份有限公司           注册地址:北京市西城区金
                                                             融大街 8 号

                                                             办公地址:北京朝阳门北大
                                                             街 18 号中国人保寿险大厦
                                                             18 层

                                                             法人代表:祝献忠

                                                             电话:010-85556100

                                                             传真:010-85556088

                                                             联系人:李慧灵

                                                             客服电话:400-898-4999

                                                             网址:
                                                             http://www.hrsec.com.cn
           181.               天风证券股份有限公司           注册地址:湖北省武汉市东
                                                             湖新技术开发区关东园路 2
                                                             号高科大厦四楼

                                                             办公地址:湖北省武汉市武
                                                             昌区中南路 99 号保利广场 A
                                                             座 37 楼

                                                             法人代表:余磊

                                                             电话:027-87617017



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                                           号)

                                                             传真:027-87618863

                                                             联系人:岑妹妹

                                                             客服电话:4008005000

                                                             网址:http://www.tfzq.com




(二) 登记机构


名称          嘉实基金管理有限公司

住所          中国(上海)自由贸易试验区世纪大道 8 号上海国金中心二期 53

              层 09-11 单元

办公地址      北京市建国门北大街 8 号华润大厦 8 层

法定代表人    经雷

联系人        彭鑫

电话          (010)65215588

传真          (010)65185678




(三) 律师事务所和经办律师

名称                国浩律师(北京)事务所
住所、办公地址      北京市朝阳区东三环北路 38 号泰康金融大厦 9 层
负责人              王卫东                 联系人      黄伟民
电话                (010)65890661        传真        (010)65176801
经办律师            黄伟民




(四) 会计师事务所和经办注册会计师


       名称                  安永华明会计师事务所(特殊普通合伙)

                             北京市东城区东长安街 1 号东方广场安永大楼 17 层
       住所及办公地址
                             01-12 室

       法定代表人            毛鞍宁                     联系人        王珊珊

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                                           号)

     电话                  (010)58152145              传真          (010)85188298

     经办注册会计师        王珊珊、贺耀




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                                   六、基金的募集

    (一)本系列基金由基金发起人嘉实基金管理有限公司依照原《暂行办法》、试点办法》、

基金契约及其他有关规定,经中国证券监督管理委员会于 2003 年 5 月 6 日《关于同意嘉实

理财通系列开放式证券投资基金设立的批复》(证监基金字 [2003] 67 号)批准发起设立。

    (二)本系列基金为契约型开放式基金,存续期限为不定期。
    (三)本系列基金募集采用直销或代销方式,设立募集期限自 2003 年 6 月 2 日到 2003
年 7 月 4 日向个人投资者和机构投资者同时发售。募集场所请参见本系列基金之《发行公
告》。

    (四)基金的面值、认购价格及计算公式、认购费用
    基金份额初始面值为 1.00 元。
    本系列基金采用金额认购方法,计算公式如下:
    认购费用=认购金额×认购费率
    认购份额=[(认购金额+认购利息)-认购费用]/基金份额面值
    认购费用用于本系列基金的市场推广、销售、注册登记等募集期间发生的各项费用。

    基金简称        100 万元以下     100 万以上(含)-500 万元       500 万元(含)以上
  嘉实增长混合           1%                      0.8%                    不高于 0.6%
  嘉实稳健混合           1%                      0.8%                    不高于 0.6%
    嘉实债券          0.6%                       0.5%                    不高于 0.4%
    (五)投资者认购原则
    1、 投资者认购前,需按销售机构规定的方式备足认购的金额。
    2、设立募集期内,投资者可多次认购基金份额,每次认购金额不得低于 1,000 元人民
币。通过直销中心首次认购的最低金额为 5 万元人民币(含认购费)。
    3、认购申请受理完成后,投资者不得撤销。
    (六)首次募集期间认购资金利息的处理方式
    募集资金利息在全部认购期结束时归入投资者认购金额中,折合成基金份额,归投资者
所有。




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                                           号)


                               七、基金合同的生效

    本系列基金经中国证监会于 2003 年 5 月 6 日《关于同意嘉实理财通系列开放式证券投
资基金设立的批复》(证监基金字 [2003] 67 号)核准公开发售。实际募集期限为 2003 年
6 月 2 日至 2003 年 7 月 4 日,根据当时生效的法律法规的有关规定,本系列基金于 2003
年 7 月 9 日成立,自该日起本系列基金管理人正式开始管理本系列基金。




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                                           号)


                           八、基金份额的申购与赎回

    (一) 申购与赎回的办理场所
    本系列基金的销售机构包括基金管理人和基金管理人委托的代销机构。
    投资者可在销售机构办理开放式基金业务的营业场所或按销售机构提供的其他方式办
理基金的申购与赎回。
    (二) 申购与赎回的开放日及时间
    1. 本系列基金自 2003 年 7 月 14 日起开始办理日常申购业务,自 2003 年 10 月 9 日起
开始办理赎回业务。
    2. 开放日及时间
    本系列基金为投资者办理申购与赎回等基金业务的开放日为上海证券交易所、深圳证
券交易所的交易日。开放日的具体业务办理时间为上海证券交易所、深圳证券交易所交易
日的交易时间。投资者在本系列基金合同约定办理时间之外的日期和时间提出申购、赎回
或者转换申请的,其基金份额申购、赎回价格为下次办理基金份额申购、赎回时间所在开
放日的价格。
    若出现新的证券交易市场、证券交易所交易时间变更或其他特殊情况,基金管理人将
视情况对前述开放日及具体业务办理时间进行相应的调整并公告。
    (三)申购与赎回的原则
    1.未知价原则,即基金的申购与赎回价格以受理申请当日收市后计算的基金份额净值
为基准进行计算;
    2.基金采用金额申购和份额赎回的方式,即申购以金额申请,赎回以份额申请;
    3.基金份额持有人在赎回基金份额时,基金管理人按先进先出的原则,对该持有人账
户在该销售机构托管的基金份额进行处理,即先确认的份额先赎回,后确认的份额后赎
回;
    4.当日的申购与赎回申请可以在当日交易结束时间前撤销,在当日的交易时间结束后
不得撤销;
    5.基金管理人在不损害基金份额持有人权益的情况下可更改上述原则,但最迟应在新
的原则实施前三个工作日予以公告。
    (四)申购与赎回的程序
    1.申购与赎回申请的提出
    投资者须按销售机构规定的手续,在开放日的业务办理时间提出申购或赎回的申请。
    投资者申购本系列基金/基金,须按销售机构规定的方式备足申购资金。
    投资者提交赎回申请时,其在销售机构(网点)必须有足够的基金份额余额。
    2.申购与赎回申请的确认

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                                           号)

    基金管理人应以在基金申购、赎回的交易时间段内收到申购或赎回申请的当天作为申
购或赎回申请日(T 日),并在 T+1 工作日对该交易的有效性进行确认。投资者可在 T+2 工
作日及之后到其提出申购与赎回申请的网点进行成交查询。
    3、申购和赎回的款项支付
    申购采用全额缴款方式,若资金在规定时间内未全额到账则申购不成功。申购不成功
或无效款项将退回投资者账户。
    投资者赎回申请成功后,基金管理人应通过注册登记机构按规定向投资者支付赎回款
项,赎回金额将由注册登记机构通常在 T+3 个工作日但不超过 T+7 个工作日之内从基金托管
人划出。在发生巨额赎回时,款项的支付办法参照《基金合同》有关条款处理。
    (五)申购与赎回的数额限制
    1、申请申购基金的金额
    投资者通过代销机构或嘉实基金管理有限公司网上直销首次申购单笔最低限额为人民
币 1 元,追加申购单笔最低限额为人民币 1 元;投资者通过直销中心柜台首次申购单笔最低
限额为人民币 20,000 元,追加申购单笔最低限额为人民币 1 元。但若有代销机构特别约定
首次申购单笔及追加单笔最低限额并已经发布临时公告,则以该等公告为准。投资者将当
期分配的基金收益转购基金份额时,不受最低申购金额的限制。
    投资者可多次申购,对单个投资者累计持有份额不设上限限制。法律法规、中国证监
会另有规定的除外。
    2、申请赎回基金的份额
    投资者单笔赎回不得少于 1 份(如该账户在该销售机构托管的基金余额不足 1 份,则必
须一次性赎回基金全部份额);若某笔赎回将导致投资者在销售机构托管的基金余额不足 1
份时,基金管理人有权将投资者在该销售机构托管的剩余基金份额一次性全部赎回。但若
有代销机构特别约定单笔赎回最低份额并已经发布临时公告,则以该等公告为准。
    3、当接受申购申请对存量基金份额持有人利益构成潜在重大不利影响时,基金管理人
应当采取设定单一投资者申购金额上限或基金单日净申购比例上限、拒绝大额申购、暂停
基金申购等措施,切实保护存量基金份额持有人的合法权益,具体规定请参见相关公告。
    4、基金管理人可根据市场情况调整上述申购与赎回的程序和数额限制,但应最迟在调
整生效前三个工作日在至少一种中国证监会指定的信息披露媒体公告。

    (六)申购和赎回的数额和价格

    1.申购份数的计算

    本基金的申购金额包括申购费用和净申购金额。其中,

    净申购金额=申购金额/(1+申购费率)

    申购费用=申购金额-净申购金额


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                                           号)

    申购份额=净申购金额/申购当日基金份额净值

    但本系列/基金申购金额在人民币 500(含)万元以上,适用绝对数额的申购费金额(每
笔 1000 元),即净申购金额=申购金额-申购费用。
    基金份数的计算保留小数点后两位,小数点后两位以后的部分舍去,舍去部分所代表的
资产计入基金资产。
    例 1:假定 T 日的基金份额净值为 1.200 元,三笔申购金额分别为 1,000 元、100 万元
和 500 万元,那么各笔申购负担的申购费用和获得的基金份数计算如下(以嘉实增长混合
为例):

                                        申购 1         申购 2          申购 3
           申购金额(元,A)                1,000      1,000,000       5,000,000
           适用费率(B)                    1.5%             1.2% 每笔 1000 元
           申购费用(C=A-D)               14.78       11,857.71            1,000
           净申购金额〔D=A/(1+B)〕       985.22      988,142.29       4,999,000
           申购份数(=D/1.200)           821.01     823, 451.90 4,165,833.33
    2.赎回金额的计算

    本基金的赎回金额为赎回总额扣减赎回费用。其中,

    赎回总额=赎回份数×T 日基金份额净值

    赎回费用=赎回总额×赎回费率

    赎回金额=赎回总额-赎回费用

    例 2:假定三笔赎回申请的赎回份额均为 10,000 份,但持有时间长短不同,其中基金

份额净值为假设数,那么各笔赎回负担的赎回费用和获得的赎回金额计算如下(以嘉实增长

混合为例):
                                          赎回1         赎回2         赎回3
            赎回份额(份,A)             10,000       10,000        10,000
            基金份额净值(元,B)          1.10         1.30          1.40
            持有时间                      100天        366天         731天
            适用赎回费率(C)             0.5%         0.25%            0
            赎回总额(元,D=A×B)        11,000       13,000        14,000
            赎回费(E=C×D)                55          32.5            0
            赎回金额(F=D-E)             10,945      12,967.5       14,000
    3.基金份额净值的计算公式

    T 日的基金份额净值在当天收市后计算,并在T+1 日公告。遇特殊情况,可以适当延

迟计算或公告,并报中国证监会备案。计算公式为:

T 日基金份额净值=T 日基金资产净值/T 日基金份额的余额数量




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                                           号)

    (七)基金的申购费与赎回费

    1.本基金的申购费按申购金额采用比例费率,投资者在一天之内如果有多笔申购,适用

费率按单笔分别计算。费率表如下:
                                                           申购费率
      申购金额(含申购费)
                                    嘉实增长混合/嘉实稳健混合             嘉实债券
    100万元以下                                 1.5%                       0.8%
    100万元(含)— 500万元                     1.2%                       0.6%
    500万元以上(含)                       每笔1000元                   每笔1000元
    个人投资者通过本基金管理人直销网上交易系统申购本基金业务实行申购费率优惠,其

申购费率不按申购金额分档,统一优惠为申购金额的0.6%,但中国银行长城借记卡持卡人,

申购本基金的申购费率优惠按照相关公告规定的费率执行;机构投资者通过本基金管理人直

销网上交易系统申购本基金,其申购费率不按申购金额分档,统一优惠为申购金额的0.6%。

优惠后费率如果低于0.6%,则按0.6%执行。基金招募说明书及相关公告规定的相应申购费

率低于0.6%时,按实际费率收取申购费。个人投资者于本公司网上直销系统通过汇款方式

申购本基金的,前端申购费率按照相关公告规定的优惠费率执行。

    注:2013 年 4 月 9 日,本基金管理人发布了《关于网上直销开通基金后端收费模式并

实施费率优惠的公告》,自 2013 年 4 月 12 日起,在本公司基金网上直销系统开通旗下部分

基金产品的后端收费模式(包括申购、定期定额投资、基金转换等业务)、并对通过本公司

基金网上直销系统交易的后端收费进行费率优惠。本公司直销中心柜台和代销机构暂不开通

后端收费模式。具体请参见嘉实基金网站刊载的公告。

    2.赎回费根据持有时间实行递减收费。费率表如下:
                                                              赎回费率
                    持有期限
                                        嘉实增长混合/嘉实稳健混合           嘉实债券
                    7 日之内                        1.5%                      1.5%
                7 日(含)-1 年                    0.5%                      0.3%
                1 年(含)-2 年                   0.25%                      0.15%
                 2 年(含)以上                        0                        0
    3.本基金的申购费用由申购人承担,用于市场推广、销售、注册登记等各项费用。基金

的赎回费用由赎回人承担,其中对持续持有期少于7日的投资者收取的赎回费全额计入基金

财产,除此之外的赎回费在扣除必要的手续费后,赎回费余额不得低于赎回费总额的25%,

并归入基金财产。

    4.本基金的申购费率最高不超过3%。本基金的申购费率和赎回费率由基金管理人确定

并在招募说明书及其更新招募说明书中列示。费率如发生变更,基金管理人最迟须于新的费


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                                           号)

率开始实施前3个工作日在至少一种中国证监会指定的信息披露媒体公告。

    5.在遵守法律法规及基金合同规定的前提下,基金管理人可根据市场情况制定基金促销

计划。


    (八)申购与赎回的注册登记
    投资者申购基金成功后,注册登记机构在 T+1 日为投资者办理增加权益的登记手续,
投资者自 T+2 日起有权赎回该部分基金份额。投资者赎回基金份额成功后,注册登记机构
在 T+1 日为投资者办理扣除权益的登记手续。
    基金管理人可以在法律法规允许的范围内,对上述注册登记办理时间进行调整,并最
迟于开始实施前 3 个工作日在至少一种中国证监会指定的信息披露媒体公告。
    (九)拒绝或暂停接受申购、暂停赎回或延缓支付赎回款项的情形及处理方式
    1.除非出现如下情形,基金管理人不得拒绝或暂停接受基金投资者的申购申请:
    (1)不可抗力的原因导致基金无法正常运作;
    (2)证券交易场所在交易时间非正常停市;
    (3)基金管理人接受某笔或者某些申购申请有可能导致单一投资者持有基金份额的比
例达到或者超过 50%,或者变相规避 50%集中度的情形时;
    (4)当前一估值日基金资产净值 50%以上的资产出现无可参考的活跃市场价格且采用
估值技术仍导致公允价值存在重大不确定性时,经与基金托管人协商确认后,基金管理人
应当采取暂停接受基金申购申请的措施;
    (5)法律、法规规定或中国证监会认定的其他情形。
    如果投资者的申购申请被拒绝,被拒绝的申购款项将退划给投资者。
    基金管理人拒绝或暂停接受申购的方式包括:
    (1)拒绝接受、暂停接受某笔或某数笔申购申请;
    (2)拒绝接受、暂停接受某个或某数个工作日的全部申购申请;
    (3)按比例拒绝接受、暂停接受某个或某数个工作日的申购申请。
    2.除下列情形外,基金管理人不得拒绝接受或暂停接受投资者的赎回申请:
    (1)不可抗力的原因导致基金无法正常运作;
    (2)证券交易场所交易时间非正常停市;
    (3)因市场剧烈波动或其它原因而出现连续巨额赎回,导致本系列基金的现金支付出
现困难;
    (4)当前一估值日基金资产净值 50%以上的资产出现无可参考的活跃市场价格且采用
估值技术仍导致公允价值存在重大不确定性时,经与基金托管人协商确认后,基金管理人
应当采取延缓支付赎回款项或暂停接受基金赎回申请的措施;
    (5)法律、法规规定或中国证监会认定的其它情形。

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                                           号)

    发生上述情形之一的,基金管理人应在当日立即向中国证监会备案。已接受的赎回申
请,基金管理人将足额支付;如暂时不能支付时,将按每个赎回申请人已被接受的赎回申
请量占已接受赎回申请总量的比例分配给赎回申请人,其余部分由基金管理人按照相应的
处理办法在后续开放日予以兑付。
    3.发生《基金合同》或《招募说明书》中未予载明的事项,但基金管理人有正当理由认
为需要暂停接受基金申购、赎回申请的,报经中国证监会批准后可以暂停接受投资者的申
购、赎回申请。
    4.基金暂停申购、赎回,基金管理人应立即在至少一种中国证监会指定的信息披露媒
体上公告。暂停期间结束、基金重新开放时,基金管理人应当公告最新的基金份额净值。
    如果发生暂停的时间为 1 日,基金管理人应于重新开放日在至少一种指定信息披露媒
体刊登基金重新开放申购或赎回的公告并公告最新的基金份额净值。
    如果发生暂停的时间超过 1 日但少于两周,暂停结束基金重新开放申购或赎回时,基
金管理人应提前 1 个工作日在至少一种指定信息披露媒体刊登基金重新开放申购或赎回的
公告, 并在重新开放申购或赎回日公告最新的基金份额净值。
    如果发生暂停的时间超过两周,暂停期间,基金管理人应每两周至少重复刊登暂停公
告一次;当连续暂停时间超过两个月时,可对重复刊登暂停公告的频率进行调整。暂停结
束基金重新开放申购或赎回时,基金管理人应提前 3 个工作日在至少一种指定信息披露媒
体连续刊登基金重新开放申购或赎回的公告, 并在重新开放申购或赎回日公告最新的基金
份额净值。
    (十)巨额赎回的认定及处理方式
    1.巨额赎回的认定
    单个开放日基金净赎回申请超过上一日基金份额总数的 10%时,为巨额赎回。
    2.巨额赎回的处理方式
    出现巨额赎回时,基金管理人可以根据本基金当时的资产组合状况决定接受全额赎回
或部分延期赎回。
    (1)全额赎回和基金间转换:当基金管理人认为有能力支付投资者的赎回和执行基金
间转换的转出申请时,按正常赎回和基金间转换程序执行。
    (2)部分顺延赎回和基金间转换:当基金管理人认为支付投资者的赎回和执行基金间
转换的转出申请有困难或认为支付投资者的赎回和执行基金间转换的转出申请可能会对相
应的基金的资产净值造成较大波动时,基金管理人在当日接受赎回和基金间转换的转出比
例不低于基金总份额的 10%的前提下,对其余赎回和基金间转换的转出申请延期办理。对
于当日的赎回和基金间转换的转出申请,应当按单个账户赎回和基金间转换的转出申请量
占赎回和基金间转换的转出申请总量的比例,确定当日受理的赎回和基金间转换的转出份
额;对于投资者未能赎回和基金间转换转出部分,除投资者在提交赎回和基金间转换的转


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                                           号)

出申请时明确作出不参加顺延下一个开放日赎回和基金间转换的转出的表示外,自动转为
下一个开放日赎回和基金间转换的转出处理。转入下一个开放日的赎回和基金间转换的转
出不享有赎回优先权并将以下一个开放日的基金单位净值为准进行计算,并以此类推,直
到全部赎回和基金间转换的转出为止。投资者在提出赎回和基金间转换的转出申请时可选
择将当日未获受理部分予以撤销。
    若基金发生巨额赎回且基金管理人决定部分延期赎回并在当日接受赎回比例不低于上
一日基金总份额 10%的前提下,如出现单个基金份额持有人超过前一日基金总份额 30%的赎
回申请(“大额赎回申请人”)的,基金管理人应当按照优先确认其他赎回申请人(“小额
赎回申请人”)赎回申请的原则,对当日的赎回申请按照以下原则办理:如小额赎回申请人
的赎回申请在当日被全部确认,则在仍可接受赎回申请的范围内对大额赎回申请人的赎回
申请按比例(单个大额赎回申请人的赎回申请量/当日大额赎回申请总量)确认,对大额赎
回申请人未予确认的赎回申请延期办理;如小额赎回申请人的赎回申请在当日不能被全部
确认,则按照单个小额赎回申请人的赎回申请量占当日小额赎回申请总量的比例,确认其
当日受理的赎回申请量,对当日全部未确认的赎回申请(含小额赎回申请人的其余赎回申请
与大额赎回申请人的全部赎回申请)延期办理。延期办理的具体程序,按照本条规定的延期
赎回或取消赎回的方式办理;同时,基金管理人应当对延期办理的事宜在指定媒介上刊登
公告。
    (3)当发生巨额赎回和基金间转换的转出并顺延赎回和基金间转换的转出时,基金管
理人应立即向中国证监会备案并在 3 个工作日内通过指定媒体、基金管理人的公司网址或
销售代理人的网点刊登公告,并说明有关处理方法。
    (4)基金连续两日以上(含两日)发生巨额赎回和基金间转换的转出或在一段时间内
三次以上发生巨额赎回和基金间转换的转出时,如相应的基金管理人认为有必要,可暂停
接受赎回和基金间转换的转出申请;已经接受的赎回和基金间转换的转出申请可以延缓支
付赎回和基金间转换的转出款项,但不得超过正常支付时间 20 个工作日,并应当在指定媒
体上进行公告。



                                    九、基金转换

    (一) 基金间转换
    基金间转换是指投资者在本系列基金存续期间要求将其持有的本系列基金/基金份额转
换为基金管理人管理的其它开放式基金份额的行为。
    (二) 基金转换申请人的范围
    任何基金的持有人均可以申请和办理本系列基金与基金管理人管理的其它开放式基金
之间的基金转换业务。


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                                           号)

    (三)基金转换受理场所
    投资者可在任一同时代理拟转出基金及转入目标基金销售的销售机构处办理基金转换。
基金转换只能在同一销售机构进行。
    (四)基金转换业务办理时间
    基金管理人自 2004 年 7 月 1 日开始推出基金的转换业务。投资者办理基金转换业务的
时间为上海证券交易所、深圳证券交易所的交易日。目前业务办理时间为当日 9:30 至 15:
00,如各销售机构办理时间有所不同,以各销售机构的规定为准,但不得晚于当日 15:00。
基金管理人可以根据实际情况适当调整业务办理时间。
    若出现新的证券交易市场或交易所交易时间更改或其它原因,基金管理人将视情况进
行相应的调整并公告。
    (五)转换业务适用的基金明细
    与本系列基金开通转换业务的嘉实旗下其他开放式基金包括:嘉实服务增值行业混合、
嘉实沪深 300ETF 联接(LOF)A、嘉实超短债债券、嘉实主题混合、嘉实策略混合、嘉实优质
企业混合、嘉实量化阿尔法混合、嘉实回报混合、嘉实基本面 50 指数(LOF)A、嘉实价值优
势混合、嘉实稳固收益债券、嘉实主题新动力混合、嘉实领先成长混合、嘉实周期优选混
合、嘉实优化红利混合、嘉实中证 500ETF 联接 A、嘉实丰益纯债定期债券、嘉实研究阿尔
法股票、嘉实泰和混合、嘉实对冲套利定期混合、嘉实医疗保健股票、嘉实新兴产业股票、
嘉实新收益混合、嘉实沪深 300 指数研究增强、嘉实逆向策略股票、嘉实企业变革股票、
嘉实新消费股票、嘉实先进制造股票、嘉实事件驱动股票、嘉实低价策略股票、嘉实腾讯
自选股大数据策略股票、嘉实环保低碳股票、嘉实创新成长混合、嘉实智能汽车股票、嘉
实新趋势混合、嘉实沪港深精选股票、嘉实惠泽混合(LOF)、嘉实成长增强混合、嘉实优
势成长混合、嘉实研究增强混合、嘉实农业产业股票、嘉实增益宝货币、嘉实新添华定期
混合、嘉实丰和灵活配置混合、嘉实沪港深回报混合、嘉实前沿科技沪港深股票、嘉实稳
华纯债债券、嘉实中小企业量化活力灵活配置混合、嘉实新添泽定期混合、嘉实新添丰定
期混合、嘉实价值精选股票、嘉实润泽量化定期混合、嘉实润和量化定期混合、嘉实核心
优势股票、嘉实致盈债券、嘉实互融精选股票、嘉实成长收益混合 A、嘉实货币 A、嘉实货
币 B、嘉实研究精选混合 A、嘉实多元债券 B、嘉实多元债券 A、嘉实深证基本面 120ETF 联
接 A、嘉实信用债券 A、嘉实信用债券 C、嘉实安心货币 B、嘉实安心货币 A、嘉实中创
400ETF 联接 A、嘉实纯债债券 A、嘉实纯债债券 C、嘉实中证中期企业债指数(LOF)A、嘉
实中证中期企业债指数(LOF)C、嘉实如意宝定期债券 C、嘉实如意宝定期债券 A/B、嘉实
快线货币 A、嘉实中证金融地产 ETF 联接 A、嘉实稳祥纯债债券 A、嘉实稳祥纯债债券 C、嘉
实文体娱乐股票 C、嘉实文体娱乐股票 A、嘉实物流产业股票 C、嘉实物流产业股票 A、嘉实
新能源新材料股票 A、嘉实新能源新材料股票 C、嘉实稳宏债券 A、嘉实稳宏债券 C、嘉实富
时中国 A50ETF 联接 A、嘉实新添辉定期混合 C、嘉实新添辉定期混合 A、嘉实医药健康股票


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                                           号)

A、嘉实医药健康股票 C、嘉实金融精选股票 C、嘉实金融精选股票 A、嘉实新添荣定期混合
C、嘉实新添荣定期混合 A、嘉实资源精选股票 A、嘉实资源精选股票 C、嘉实中证 500ETF
联接 C、嘉实中债 1-3 政金债指数 A、嘉实中短债债券 A、嘉实消费精选股票 A、嘉实互通精
选股票、嘉实消费精选股票 C、嘉实汇达中短债债券 A、嘉实致享纯债债券、
    嘉实中短债债券 C、嘉实中债 1-3 政金债指数 C、嘉实长青竞争优势股票 A、嘉实长青
竞争优势股票 C、嘉实汇达中短债债券 C、
    (六)基金转换费用
    投资者采用“份额转换”的原则提交申请。基金转换采取未知价法,以申请当日基金
份额净值为基础计算。
    1、理财通三基金之间办理份额转换,如转出基金份额连续持有少于 7 天,费率为被转
出基金份额净值的 1.5%;如转出基金份额已连续持有 7 天(含)以上但少于 90 天,费率为
被转出基金份额净值的 0.5%;如转出基金份额已连续持有超过 90 天,基金持有人可以免
费转换。转换后的基金份额的持有时间重新开始计算。
    转换费用计算公式如下:
    转入基金份额数量= [ 转出基金份额数量×转换当日转出基金份额资产净值×(1-转换
费率)] ÷ 转换当日转入基金份额资产净值
    2、理财通基金与其他基金办理基金转换业务,转换费用由转出基金赎回费用及基金申
购补差费用构成:
    (1)通过代销机构办理基金转换业务(“前端转前端”的模式)
    转出基金有赎回费用的,收取该基金的赎回费用。从低申购费用基金向高申购费用基金
转换时,每次收取申购补差费用;从高申购费用基金向低申购费用基金转换时,不收取申购
补差费用。申购补差费用按照转换金额对应的转出基金与转入基金的申购费用差额进行补
差。
    (2)通过直销(直销柜台及网上直销)办理基金转换业务(“前端转前端”的模式)
    转出基金有赎回费用的,收取该基金的赎回费用。从 0 申购费用基金向非 0 申购费用基
金转换时,每次按照非 0 申购费用基金申购费用收取申购补差费;非 0 申购费用基金互转时,
不收取申购补差费用。
    通过网上直销办理转换业务的,转入基金适用的申购费率比照该基金网上直销相应优
惠费率执行。
    (3)通过网上直销系统办理基金转换业务(“后端转后端”模式)
    ① 若转出基金有赎回费,则仅收取转出基金的赎回费;
    ② 若转出基金无赎回费,则不收取转换费用。
    (4)基金转换份额的计算方式
    基金转换采取未知价法,以申请当日基金份额净值为基础计算。计算公式如下:


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                                           号)

    转出基金金额=转出份额×转出基金当日基金份额净值
    转出基金赎回费用=转出基金金额×转出基金赎回费率
    转出基金申购费用=(转出基金金额-转出基金赎回费用)×转出基金申购费率÷(1+
转出基金申购费率)
    转入基金申购费用=(转出基金金额-转出基金赎回费用)×转入基金申购费率÷(1+
转入基金申购费率)
    申购补差费用=MAX(0,转入基金申购费用-转出基金申购费用)
    转换费用=转出基金赎回费用+申购补差费用
    净转入金额=转出基金金额-转换费用
    转入份额=净转入金额/转入基金当日基金份额净值
    转出基金有赎回费用的,收取的赎回费归入基金财产的比例不得低于转出基金的基金
合同及招募说明书的相关约定。
    基金转换费由基金份额持有人承担。基金管理人可以根据市场情况调整基金转换费率,
调整后的基金转换费率应及时公告。
    基金管理人可以在不违背法律法规规定及基金合同约定的情形下根据市场情况制定基
金促销计划,针对以特定交易方式(如网上交易等)或在特定时间段等进行基金交易的投资
者定期或不定期地开展基金促销活动。在基金促销活动期间,基金管理人可以对促销活动
范围内的投资者调低基金转换费率。
    注:嘉实安心货币、嘉实中证中期企业债指数(LOF)、嘉实信用债券、嘉实新趋势混
合、嘉实超短债、嘉实多元收益债券、嘉实周期优选混合、嘉实逆向策略股票、嘉实快线
货币基金 A、嘉实货币、嘉实稳华纯债债券、嘉实债券、嘉实增益宝货币、嘉实纯债债券、
嘉实稳祥纯债债券、嘉实致盈债券有单日单个基金账户的累计申购(转入)限制,嘉实增长
混合、嘉实服务增值行业混合暂停申购和转入业务,具体请参见嘉实基金网站刊载的相关
公告。定期开放类基金在封闭期内无法转换。
    (七)基金转换的程序
    1、基金转换的申请方式
    基金份额持有人必须根据基金管理人和基金代销机构规定的手续,在开放日的交易时
间段内提出基金转换申请。
    2、基金转换申请的确认
    基金管理人应以在基金转换的受理时间段内收到基金转换申请的当天作为基金转换申
请日(T 日),并在 T+1 工作日对该交易的有效性进行确认。投资者可在 T+2 工作日及之后
到其提出基金转换申请的网点进行成交查询。
    (七)基金转换的数额限制




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                                           号)

    基金转换按照份额进行,申请转换份额精确到小数点后两位,单笔转换份额不得低于
1 份。但若有代销机构特别约定最低转出份额并已经发布临时公告,则以该等公告为准。
    (八)基金转换的注册登记
    1、基金份额持有人提出的基金转换申请,在当日交易时间结束前可以撤销,交易时间
结束后即不得撤销。
    2、基金份额持有人申请基金转换成功后,基金注册登记机构在 T+1 工作日为基金份额
持有人办理相关的注册登记手续。
    3、基金管理人可在法律法规允许的范围内,对上述注册登记办理时间进行调整,并最
迟于开始实施前 3 个工作日予以公告。
    (九)拒绝或暂停基金转换的情形及处理方式
    1、出现以下情形之一的,基金管理人可以拒绝或暂停接受基金份额持有人的基金转换
申请:
    ① 不可抗力的原因导致基金无法正常运作;
    ② 证券交易场所在交易时间非正常停市;
    ③ 当基金管理人认为某笔转换会有损于现有基金份额持有人利益;
    ④基金管理人接受某笔或者某些转入申请有可能导致单一投资者持有基金份额的比例
达到或者超过 50%,或者变相规避 50%集中度的情形时;
    ⑤当前一估值日基金资产净值 50%以上的资产出现无可参考的活跃市场价格且采用估
值技术仍导致公允价值存在重大不确定性时,经与基金托管人协商确认后,基金管理人应
当采取延缓支付转出款项或暂停接受基金转入转出申请的措施;
    ⑥法律、法规规定或中国证监会认定的其他情形。
    发生上述情形之一的,基金管理人应在当日立即向中国证监会备案。
    2、发生《基金合同》或《招募说明书》中未予载明的事项,但基金管理人有正当理由
认为需要拒绝或暂停接受基金转换申请的,应当报经中国证监会批准。
    3、暂停基金转换,基金管理人应立即在至少一种中国证监会指定的信息披露媒体上公
告。暂停期间结束基金重新开放时,基金管理人应当公告最新的基金份额净值。
    如果发生暂停的时间为 1 日,基金管理人应于重新开放日在至少一种指定信息披露媒
体刊登基金重新开放基金转换的公告并公告最新的基金份额净值。
    如果发生暂停的时间超过 1 日但少于两周,暂停结束基金重新开放基金转换时,基金
管理人应提前 1 个工作日在至少一种指定信息披露媒体刊登基金重新开放基金转换的公告,
并在重新开放基金转换日公告最新的基金份额净值。
    4、如果发生暂停的时间超过两周,暂停期间,基金管理人应每两周至少重复刊登暂停
公告一次;当连续暂停时间超过两个月时,可对重复刊登暂停公告的频率进行调整。暂停
结束基金重新开放基金转换时,基金管理人应提前 3 个工作日在至少一种指定信息披露媒


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                                           号)

体连续刊登基金重新开放基金转换的公告,并在重新开放基金转换日公告最新的基金份额
净值。



十、基金的转托管、定期定额投资计划、非交易过户、冻结与解冻

    (一)非交易过户
    非交易过户是指不采用申购、赎回等基金交易方式, 将一定数量的基金份额按照一定
规则从某一投资者基金账户转移到另一投资者基金账户的行为,包括继承、捐赠、遗赠、
自愿离婚、分家析产、国有资产无偿划转、机构合并或分立、资产售卖、机构清算、企业
破产清算、强制执行,及注册登记机构认可的其它行为。
    无论在上述何种情况下, 接受划转的主体必须是合格的个人投资者或机构投资者。其
中:
    1.“继承”是指基金份额持有人死亡,其持有的基金份额由其合法的继承人或受遗赠
人继承。
    2.“捐赠”仅指基金份额持有人将其合法持有的基金份额捐赠给福利性质的基金会或
其他具有社会公益性质的社会团体。
    3.“遗赠”指基金份额持有人立遗嘱将其持有的基金份额赠给法定继承人以外的其他
人;
    4.“自愿离婚”指原属夫妻共同财产的基金份额因基金份额持有人自愿离婚而使原在
某一方名下的部分或全部基金份额划转至另一方名下;
    5.“分家析产”指原属家庭共有(如父子共有、兄弟共有等)的基金份额从某一家庭成
员名下划转至其他家庭成员名下的行为;
    6.“国有资产无偿划转”指因管理体制改革、组织形式调整或资产重组等原因引起的
作为国有资产的基金份额在不同国有产权主体之间的无偿转移;
    7.“机构合并或分立”指因机构的合并或分立而导致的基金份额的划转;
    8.“资产售卖”指一企业出售它的下属部门(独立部门、分支机构或生产线)的整体资
产给另一企业的交易, 在这种交易中, 前者持有的基金份额随其他经营性资产一同转让
给后者, 由后者一并支付对价;
    9.“机构清算”是指机构因组织文件规定的期限届满或出现其他解散事由,或因其权
力机关作出解散决议,或依法被责令关闭或撤销而导致解散, 或因其他原因解散,从而进
入清算程序(破产清算程序除外),清算组(或类似组织,下同)将该机构持有的基金份额
分配给该机构的债权人以清偿债务, 或将清偿债务后的剩余财产中的基金份额分配给机构
的股东、成员、出资者或开办人;




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                                           号)

    10.“企业破产清算”是指一企业法人根据《中华人民共和国企业破产法(试行)》或
《中华人民共和国民事诉讼法》第十九章的有关规定被宣告破产,清算组依法将破产企业持
有的基金份额直接分配给该破产企业的债权人所导致的基金份额的划转;
    11.“强制执行”是指国家有权机关依据生效的法律文书将基金份额持有人持有的基金
份额强制执行划转给其他自然人、法人、社会团体或其他组织。
    办理非交易过户业务必须提供基金注册登记机构要求提供的相关资料,并直接向基金
注册登记机构统一申请办理。
    符合条件的非交易过户申请自申请受理日起 2 个月内办理;申请人按基金注册登记机
构规定的标准缴纳过户费用。
    (二)转托管
    基金份额持有人在变更办理基金申购与赎回等业务的销售机构(网点)时,应办理已持
有基金份额的转托管。基金份额转托管可分一步或两步完成,具体按各销售机构要求办理。
对于有效的基金转托管申请,基金份额将在办理转托管手续后转入其指定的销售机构(网
点)。
    (三)冻结与质押
    基金注册登记机构只受理国家有权机关依法要求的基金账户或基金份额的冻结与解冻。
基金账户或基金份额被冻结的,被冻结部分产生的权益一律转为基金份额并冻结。
    在相关法律法规有明确规定的条件下,基金管理人将可以办理基金份额的质押业务,
并制定公布并实施相应的业务规则。




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                                           号)


                                 十一、基金的投资

    本系列基金下各基金在投资运作上保持独立性,各基金均需遵守法律法规规定的单只
基金的投资限制和禁止性规定。



11.1 投资目标、投资范围、投资理念及投资策略

    1.嘉实增长证券投资基金
    (1)投资目标
    本基金投资于具有高速成长潜力的中小企业上市公司,以获取未来资本增值的机会,
并谋求基金资产的中长期稳定增值,同时通过分散投资提高基金资产的流动性。
    (2)投资范围
    本基金限于投资具有良好流动性的金融工具,包括国内依法公开发行上市的中、小市
值上市公司股票、债券以及法律法规允许基金投资的其他金融工具。其中,投资重点是在
流通市值占市场后 50%的上市公司中寻找具有高速成长潜力的中、小市值上市公司,投资
于中、小市值上市公司的比例不少于基金股票部分的 80%。
    (3)投资理念
    投资具有成长潜力的中小企业,分享中小企业高速成长阶段的成果。
    (4)投资策略
    在全面评估证券市场现阶段的系统性风险和预测证券市场中长期预期收益率并制订大
类资产配置比例的基础上,本基金重点投资于预期利润或收入具有良好增长潜力的成长型
上市公司的股票,从公司基本面分析入手挑选具有成长潜力的股票。
    a. 资产配置
    在全面评估证券市场现阶段的系统性风险和预测证券市场中长期预期收益率的基础上,
制订本基金资产在股票、债券和现金等大类资产的配置比例、调整原则和调整范围。在正
常市场状况下,股票投资比例浮动范围:40%-75%;债券投资比例浮动范围:20%-55%,现
金留存比例:5%左右。
    b. 股票选择
    本基金重点投资于预期利润或收入具有良好增长潜力的成长型上市公司的股票,从公
司基本面的分析入手,挑选具有成长潜力的股票。本基金将重点在流通市值占市场后 50%
的上市公司中选择具有如下特征的公司:
    (i) 股本规模相对较小的中小型上市公司,主营业务突出,过去两年主营业务收入占
总收入 80%以上,预期未来具有较强的股本扩张能力。




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                                           号)

    (ii) 公司所处的行业发展前景良好,公司在本行业内具有独特的竞争优势,能充分把
握行业发展的机遇,主营业务收入的增长率高于 GDP 增长率,预期净利润增长率大于 10%。
    (iii) 公司的经营模式和技术创新能力与同行相比保持相对优势,能够不断推出符合
市场需求的新产品,满足市场需要。
    (iv) 公司管理层具有良好的应变能力,能够对外部环境变化迅速作出反应。
    基金管理人建立了一套基于成长性的上市公司综合评价指标体系,通过对上市公司所
处行业的持续增长潜力及其在行业中的竞争地位、包括盈利能力和偿债能力在内的财务状
况、企业的经营管理能力及研发能力等多方面的因素进行评估,综合考察上市公司的成长
性以及这种成长性的可靠性和持续性,结合其股价所对应的市盈率水平与其成长性相比是
否合理,作出具体的投资决策。
    c. 债券选择
    分析利率走势和发行人的基本素质,综合考虑利率变动对不同债券品种的影响、各品
种的收益率水平、期限结构、信用风险大小、市场流动性因素;考虑宏观经济数据,包括
通货膨胀率、商品价格和 GDP 增长等因素。本基金可投资于国债、金融债和企业(公司)债
(包括可转债),以分散风险以及调节投资于股票可能带来的收益波动,使得基金收益表现
更加稳定;同时满足基金资产对流动性的要求,国债投资比例不低于基金资产的 20%。
    (5)风险收益特征
    本基金的投资目标和投资理念决定了本基金属于中高风险证券投资基金。本基金长期
系统性风险控制目标为:基金份额净值相对于基金业绩基准的β值保持在 0.5 至 0.8 之间。


    2、嘉实稳健证券投资基金
    (1) 投资目标
    在控制风险、确保基金资产良好流动性的前提下,以获取资本增值收益和现金红利分
配的方式来谋求基金资产的中长期稳定增值。
    (2)投资范围
    本基金限于投资具有良好流动性的金融工具,包括国内依法公开发行上市的大市值上
市公司股票、债券以及法律法规允许基金投资的其他金融工具。其中,投资重点是在流通
市值占市场前 50%的上市公司中具有竞争优势的大市值上市公司,投资于大市值上市公司
的比例不少于基金股票部分的 80%。
    (3)投资理念
    投资行业龙头、优势企业,分享中国经济成长的成果。
    (4)投资策略




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                                           号)

    在全面评估证券市场现阶段的系统性风险和预测证券市场中长期预期收益率并制订大
类资产配置比例的基础上,本基金重点投资于具有竞争优势的行业龙头、优势企业的上市
公司的股票,通过基本面分析挖掘行业优势企业,获取稳定的长期回报。
    a. 资产配置
    在全面评估证券市场现阶段的系统性风险和预测证券市场中长期预期收益率的基础上,
制订本基金资产在股票、债券和现金等大类资产的配置比例、调整原则和调整范围。在正
常市场状况下,投资组合中股票投资比例浮动范围:40%-75%;债券投资比例浮动范围:
20%-55%,现金留存比例:5%左右。
    b. 股票选择
    主要投资于那些具有竞争优势的行业龙头、优势企业。
    本基金将重点在流通市值占市场前 50%的上市公司中选择具有如下特征的公司:
    (i)    行业发展状况良好,企业已经经历了一段快速成长期,步入稳定发展阶段,企业
具备较强的抗风险能力,已经或即将成为行业的龙头、优势企业,企业经营在相对稳健的
同时能够保持一定的持续成长能力;
    (ii)企业市场竞争能力强,盈利能力稳定,主营业务利润率大于当年行业平均水平,
预期主营业务收入增长率超过行业平均水平;
    (iii)良好的财务状况,财务管理能力较强,现金收支安排有序,资产盈利水平较高,
剔除资产负债率大于 85%的公司(金融行业上市公司除外),具备潜在的良好的分红能力;
    (iv)企业在产品开发、技术进步方面具有相当的竞争优势,有良好的市场知名度和较
好的品牌效应。
    c. 债券选择
    分析利率走势和发行人的基本素质,综合考虑利率变动对不同债券品种的影响、各品
种的收益率水平、期限结构、信用风险大小、市场流动性因素;另一方面考虑宏观经济数
据,包括通货膨胀率、商品价格和 GDP 增长等因素。本基金可投资于国债、金融债和企业
(公司)债(包括可转债),以分散风险以及调节投资于股票可能带来的收益波动,使得基
金收益表现更加稳定;同时满足基金资产对流动性的要求,国债投资比例不低于基金资产
的 20%。
    (5)风险收益特征
    本基金的投资目标和投资理念决定了本基金属于中低风险证券投资基金。本基金长期
系统性风险控制目标为:基金份额净值相对于基金业绩基准的β值保持在 0.5 至 0.8 之间。


    3、嘉实债券证券投资基金
    (1)投资目标
    以本金安全为前提,追求较高的组合回报


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                                           号)

    (2)投资理念
    通过合理的资产配置,在有效控制风险的前提下,通过定量分析方法,深入挖掘债券
的投资价值,实现基金的保值增值。
    (3)投资范围
    本基金主要投资于固定收益类金融工具,包括国内依法公开发行、上市的国债、金融
债、企业(公司)债(包括可转债)、回购,以及中国证监会允许基金投资的其它固定收益
类金融工具。本基金还可择机参与新股申购,但新股投资比例不超过基金资 产总值的
20%。
    (4)投资策略
    在有效管理风险的基础上,采取主动的自上而下的投资策略,通过对投资组合的相对
价值分析,充分挖掘收益率曲线动态变化而带来的潜在的投资机会;应用久期调整、凸度
挖掘、息差比较等策略构建组合,实现基金的保值增值。
    a. 资产配置
    本基金产品资产配置的基本原则是:充分比较各类资产的预期风险收益状况,在满足
组合流动性要求的条件下,追求尽可能高的组合收益率。本基金投资于国债及信用等级为
BBB 级及以上(或者有高信用等级机构或相当优质资产担保)的金融债、企业(公司)债(包
括可转债)等债券的比例不低于基金非现金资产的 80%。
    (i) 类属配置
    整个债券组合中类属债券投资中轴配置比例为:银行间国债 40%,交易所国债 30%,金
融债 20%,企业债 10%。
    如果流动性改善的趋势持续,将在现有的类属债券投资中轴配置比例的基础上,考虑
增持金融债与企业债。增持后,两者比例合计最多可以达到 50%的上限。
    (ii) 期限配置
    投资组合中债券的剩余期限的配置是债券投资中资产配置的另一个重要方面,与期限
结构配置相关的因素主要是市场利率水平的变化方向和幅度的大小,本基金将结合收益率
曲线变化的预测,采取两种策略进行期限结构配置:首先是采用主动型的策略,直接进行
期限结构配置,通过分析和情景测试,确定短、中、长期三类债券的投资比例;然后与数
量化方法相结合,完成投资组合中债券的期限结构配置。
    (iii) 浮息债券和固息债券的配置
    浮息债券具有规避利率上涨风险的功能,但是浮息债券在规避利率上涨风险的同时,
还要承担收益率较低的风险。因此,将从两方面确定固息债券和浮息债券的投资比例,一
是利率走势的判断,如果判断利率水平上涨,本基金将增加浮息债券的投资比例。二是比
较短期债券和浮息债券的当期收益状况,用浮息债券代替短期债券,提高组合的收益水
平。


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                                           号)

    b. 组合构建策略与方法
    在确定每类属资产配置以后,在每一类属债券内部,本产品采取一系列策略构建债券
投资组合。本基金产品的组合构建策略主要包括:久期调整、凸度挖掘、波动性交易、品
质互换、回购套利等。
    c. 债券选择标准
    本基金的选券基本标准为:在符合本基金产品资产配置策略和组合构建策略的条件下,
选择能够保持策略延续性和稳定性、投资组合流动性及风险控制要求的债券。
    (i) 符合实施前述的资产配置策略、投资策略的要求;
    (ii) 保持投资策略的延续性和稳定性;
    (iii) 符合风险管理指标,包括 VaR 和流动性指标的要求;
    (iv) 价值严重被低估且符合投资总体理念的要求;
    (v)     降低积极管理风险的要求;
    (vi)    银行间市场询价达到三家以上;
    (vii) 在其他条件相同时,优先选择双边报价商报价债券列表中的债券;
    (viii) 优先选择央行公开市场操作的品种。
    (5)风险收益特征
    本基金的投资目标和投资范围决定了本基金属于低风险证券投资基金,其长期平均的
风险和预期收益率低于股票基金,高于货币市场基金。



(二) 业绩比较基准

    嘉实增长混合:60%*巨潮 500(小盘)指数收益率+40%*中债总指数收益率
    嘉实稳健混合:60%*巨潮 200(大盘)指数收益率+40%*中债总指数收益率
    嘉实债券:中央国债登记结算公司的中国债券指数



11.3 投资程序

    1、研究部通过内部独立研究,并借鉴其他研究机构的研究成果,形成宏观、政策、投
资策略、行业和上市公司等分析报告,为投资决策委员会和基金经理小组提供决策依据。
          2、在投资决策委员会的指导下,基金经理小组和资产配置委员会综合对国内外宏
观经济、货币环境、证券市场发展趋势等要素的分析判断,按照基金的合同规定,提出下
一阶段本系列基金投资组合中股票、债券、现金的配置比例,并制订基金在其他重要股票
资产类别上的具体配置计划。




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                                           号)

    3、投资决策委员会定期和不定期召开会议,根据基金投资目标和对市场的判断决定本
系列基金的总体投资策略,审核并批准基金经理小组提出的资产配置方案或重大投资决
定。
    4、基金经理小组根据投资决策委员会所做的决议,参考研究部和其他研究机构的研究
报告,选择具体的投资目标,构建投资组合。
    5、基金经理小组将投资指令下达给集中交易室,交易主管在复核投资指令合法合规的
基础上,将指令分发给交易员执行。保证决策和执行权利的分离。
    6、风险控制委员会根据市场变化对基金投资组合进行风险评估与监控,并授权风险控
制小组进行日常跟踪,出具风险分析报告。监察稽核部对基金投资过程进行日常监督。
    7、基金经理小组将跟踪证券市场和上市公司的发展变化,结合基金申购、赎回和转换
导致的现金流量变化情况,以及组合风险和流动性的评估结果,对投资组合进行动态调
整。
    8、在确保基金份额持有人利益的前提下,基金管理人有权根据环境变化和实际需要对
上述投资程序作出调整。



(四) 投资组合比例限制

    1、以下条款适用于嘉实增长混合和嘉实稳健混合:
    (1)本基金投资于股票、债券的比例不低于基金资产总值的 80%;
    (2)本基金持有一家公司的股票,不得超过基金资产净值的 10%;
    (3)本基金与由基金管理人管理的其他基金持有一家公司发行的证券,不得超过该证
券的 10%;
    (4)本基金投资于国债的比例不低于基金资产净值的 20%;
    (5)本基金的股票资产中至少有 80%属于本基金名称所显示的投资内容;
    (6)本基金管理人管理的全部开放式基金持有一家上市公司发行的可流通股票,不得
超过该上市公司可流通股票的 15%;本基金管理人管理的全部投资组合持有一家上市公司
发行的可流通股票,不得超过该上市公司可流通股票的 30%;
    (7)本基金主动投资于流动性受限资产的市值合计不得超过基金资产净值的 15%;因
证券市场波动、上市公司股票停牌、基金规模变动等基金管理人之外的因素致使基金不符
合本款所规定比例限制的,本基金管理人不得主动新增流动性受限资产的投资;
    (8)本基金与私募类证券资管产品及中国证监会认定的其他主体为交易对手开展逆回
购交易的,可接受质押品的资质要求应当与基金合同约定的投资范围保持一致;
    (9)法律法规或监管部门对上述比例限制另有规定的,从其规定。
    2、以下条款适用于嘉实债券



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                                           号)

    (1)投资于债券的比例不低于基金资产总值的 80%;
    (2)投资于国债的比例不低于基金资产净值的 20%;
    (3) 投资于国债及信用等级为 BBB 级及以上(或者有高信用等级机构或相当优质资产
担保)的金融债、企业(公司)债(包括可转债)等债券的比例不低于基金非现金资产的
80%。前述信用等级是指由国家有权机构批准或认可的信用评级机构进行的信用评级。
    (4)本基金所投资的新股上市流通后持有期不超过六个月;
    (5)新股投资比例不超过基金资产总值的 20%。
    (6)本基金管理人管理的全部开放式基金持有一家上市公司发行的可流通股票,不得
超过该上市公司可流通股票的 15%;本基金管理人管理的全部投资组合持有一家上市公司
发行的可流通股票,不得超过该上市公司可流通股票的 30%;
    (7)本基金主动投资于流动性受限资产的市值合计不得超过基金资产净值的 15%;因
证券市场波动、上市公司股票停牌、基金规模变动等基金管理人之外的因素致使基金不符
合本款所规定比例限制的,本基金管理人不得主动新增流动性受限资产的投资;
    (8)本基金与私募类证券资管产品及中国证监会认定的其他主体为交易对手开展逆回
购交易的,可接受质押品的资质要求应当与基金合同约定的投资范围保持一致;
    在以上 1、2 款所指的各基金成立六个月内,应达到上述比例限制,同时满足各基金所
约定的其他投资组合比例。由于基金规模或市场的变化导致的投资组合超过上述约定的比
例不在限制之内,但基金管理人应在合理期限内进行调整,并符合相应标准,以上 1、2 款
中第(7)、(8)项除外。



11.5 禁止行为

    1、以下条款适用于嘉实增长混合和嘉实稳健混合:
    (1)投资于其他基金;
    (2)以基金的名义使用不属于基金名下的资金买卖证券;
    (3) 动用银行信贷资金从事证券买卖;
    (4) 将基金资产用于抵押、担保、资金拆借或者贷款;
    (5) 从事证券信用交易;
    (6) 以基金资产进行房地产投资;
    (7)    从事有可能使基金承担无限责任的投资;
    (8) 从事证券承销行为;
    (9) 将基金资产投资于与基金托管人或基金管理人有利害关系的公司发行的证券;
    (10) 违反证券交易业务规则,利用对敲、倒仓等行为来操纵和扰乱市场价格;
    (11) 进行高位接盘、利益输送等损害基金份额持有人利益的行为;



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                                           号)

    (12) 通过股票投资取得对上市公司的控制权;
    (13)     因基金投资股票而参加上市公司股东大会的、与上市公司董事会或其他持有
5%以上投票权的股东恶意串通,致使股东大会表决结果侵犯社会公众股东的合法利益;
    (14)法律、法规及监管机关规定禁止从事的其他行为