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华富货币A(410002)

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每万份单位收益:1.4977
2019-08-20
七日年化收益率:2.6310%

风险等级:低风险 投资类型:货币型 基金经理:倪莉莎
申购状态:开放 赎回状态:开放 类型:普通契约型开放式
基金规模:8,974.14份 基金管理人:华富基金管理有限公司
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中国证监会批准的独立基金销售机构,交易安全有保障

基金公告

华富货币市场基金:2016年第4季度报告

公告日期:2017-01-19

华宝兴业现金添益交易型货币市场基金
        2016 年第 4 季度报告

                 2016 年 12 月 31 日




     基金管理人:华宝兴业基金管理有限公司

     基金托管人:中国建设银行股份有限公司

     报告送出日期:2017 年 1 月 19 日
                                                               华宝添益 2016 年第 4 季度报告



                                    §1 重要提示

   基金管理人的董事会及董事保证本报告所载资料不存在虚假记载、误导性陈述或重大遗漏,

并对其内容的真实性、准确性和完整性承担个别及连带责任。

   基金托管人中国建设银行股份有限公司根据本基金合同规定,于 2017 年 1 月 17 日复核了本

报告中的财务指标、净值表现和投资组合报告等内容,保证复核内容不存在虚假记载、误导性陈

述或者重大遗漏。

   基金管理人承诺以诚实信用、勤勉尽责的原则管理和运用基金资产,但不保证基金一定盈利。

   基金的过往业绩并不代表其未来表现。投资有风险,投资者在作出投资决策前应仔细阅读本

基金的招募说明书。

   本报告中财务资料未经审计。

   本报告期自 2016 年 10 月 1 日起至 12 月 31 日止。


                                 §2 基金产品概况

 基金简称                               华宝添益
 场内简称                               华宝添益
 基金主代码                             511990
 交易代码                               511990
 基金运作方式                           契约型开放式
 基金合同生效日                         2012 年 12 月 27 日
 报告期末基金份额总额                   14,232,928,067.55 份
                                        保持本金的安全性和基金财产的流动性,追求高于比
 投资目标
                                        较基准的稳定收益。
                                        1.久期策略:基于对宏观经济环境的深入研究,预期
                                        未来市场利率的变化趋势,结合基金未来现金流的分
                                        析,确定投资组合平均剩余期限,把握买卖时机。
                                        2.收益率曲线策略:收益率曲线策略是根据收益曲线
                                        的非平行移动调整资产组合,将预期到的变动资本
                                        化。
                                        3.类属配置策略:类属配置策略主要实现两个目标:
 投资策略                               一是通过类属配置满足基金流动性需求,二是通过类
                                        属配置获得投资收益。
                                        4.套利策略:基金管理人将在保证基金的安全性和流
                                        动性的前提下,适当参与市场的套利,捕捉和把握无
                                        风险套利机会,进行跨市场、跨品种操作,以期获得
                                        安全的超额收益。
                                        5.逆回购策略:基金管理人将密切关注由于新股申购
                                        等原因导致的短期资金需求激增的机会,通过逆回购

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                                                                   华宝添益 2016 年第 4 季度报告


                                          的方式融出资金以分享短期资金拆借利率陡升的投
                                          资机会。
                                          6.现金流管理策略:投资运作中本基金将采用均衡分
                                          布、滚动投资、优化期限配置等方法,加强流动性管
                                          理。
 业绩比较基准                             同期七天通知存款利率(税后)
                                          本基金为货币市场基金,是证券投资基金中的低风险
 风险收益特征                             品种。本基金的风险和预期收益低于股票型基金、混
                                          合型基金、债券型基金。
 基金管理人                               华宝兴业基金管理有限公司
 基金托管人                               中国建设银行股份有限公司
 下属分级基金的基金简称                   华宝添益                   华宝添益 B
 下属分级基金的场内简称                   华宝添益                   -
 下属分级基金的交易代码                   511990                     001893
 报告期末下属分级基金的份额总额           619,018,178.70 份          13,613,909,888.85 份
注:本基金场内基金份额(A 类基金份额)简称为“华宝添益”,基金份额净值为 100.00 元;场

外基金份额(B 类基金份额)简称为“华宝添益 B”,基金份额净值为 1.00 元。


                          §3 主要财务指标和基金净值表现

3.1 主要财务指标
                                                                               单位:人民币元
 主要财务指标                        报告期( 2016 年 10 月 1 日 - 2016 年 12 月 31 日 )
                                              华宝添益                     华宝添益 B
 1. 本期已实现收益                              528,155,990.47                67,593,653.64
 2.本期利润                                    528,155,990.47                67,593,653.64
 3.期末基金资产净值                         61,901,817,869.77             13,613,909,888.85
注:1、本期已实现收益指基金本期利息收入、投资收益、其他收入(不含公允价值变动收益)扣

除相关费用后的余额,本期利润为本期已实现收益加上本期公允价值变动收益。由于货币市场基

金采用摊余成本法核算,因此,公允价值变动收益为零,本期已实现收益和本期利润的金额相等。

   2、所述基金业绩指标不包括持有人认购或交易基金的各项费用,计入费用后实际收益水平要

低于所列数字。

3.2 基金净值表现
3.2.1 本报告期基金份额净值收益率及其与同期业绩比较基准收益率的比较
                                          华宝添益
               净值收益    净值收益率标    业绩比较基    业绩比较基准收
   阶段                                                                      ①-③     ②-④
                 率①        准差②        准收益率③    益率标准差④
 过去三个
                 0.6139%        0.0010%       0.3393%            0.0000%    0.2746%     0.0010%
   月
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                                                                     华宝添益 2016 年第 4 季度报告




                                          华宝添益 B
            净值收益率     净值收益率标    业绩比较基     业绩比较基准收
   阶段                                                                       ①-③     ②-④
                ①           准差②        准收益率③       益率标准差④
 过去三个
               0.6749%          0.0010%        0.3393%            0.0000%    0.3356%     0.0010%
   月



3.2.2 自基金合同生效以来基金累计净值收益率变动及其与同期业绩比较基准收益率
      变动的比较

                         (2012 年 12 月 27 日至 2016 年 12 月 31 日)




注:1. 根据基金合同的约定,基金管理人应当自基金合同生效之日起 6 个月内使基金的投资组合

比例符合基金合同的有关约定。截至 2013 年 6 月 27 日,本基金已达到合同规定的资产配置比例。

2. 2015 年 11 月 9 日起,华宝兴业现金添益基金新增场外基金份额(B 类基金份额,简称“华宝

添益 B”),11 月 10 日起有资金进入申购,上图中其累计净值收益率与同期业绩比较基准收益率

的数据的计算起始日期为 2015 年 11 月 10 日。


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                                                                   华宝添益 2016 年第 4 季度报告



                                   §4 管理人报告

4.1 基金经理(或基金经理小组)简介
                       任本基金的基金经理期限         证券从业
  姓名       职务                                                            说明
                        任职日期        离任日期        年限
                                                                 经济学学士。2003 年 7 月加
                                                                 入华宝兴业基金管理有限公
                                                                 司,先后在清算登记部、交易
                                                                 部、固定收益部从事固定收益
                                                                 产品相关的估值、交易、投资
          固定收益
                                                                 工作,2011 年 11 月至今任华
          部总经理、
                                                                 宝兴业现金宝货币市场基金
          本基金基
                     2012 年 12                                  基金经理,2012 年 6 月-2014
陈昕      金经理、华                -                 12 年
                     月 27 日                                    年 2 月兼任华宝兴业中证短
          宝兴业现
                                                                 融 50 指数债券型证券投资基
          金宝货币
                                                                 金基金经理,2012 年 12 月起
          基金经理
                                                                 兼任华宝兴业现金添益交易
                                                                 型货币市场基金基金经理。
                                                                 2015 年 3 月起任固定收益部
                                                                 副总经理。2016 年 5 月起任
                                                                     固定收益部总经理。
注:1、任职日期以及离任日期均以基金公告为准。

2、证券从业含义遵从行业协会《证券业从业人员资格管理办法》的相关规定。

4.2 管理人对报告期内本基金运作遵规守信情况的说明

    本报告期内,本基金管理人遵守《中华人民共和国证券法》、《中华人民共和国证券投资基金

法》及其各项实施细则、《货币市场基金监督管理办法》、《华宝兴业现金添益交易型货币市场基金

基金合同》和其他相关法律法规的规定、监管部门的相关规定,依照诚实信用、勤勉尽责的原则

管理和运用基金资产,在控制投资风险的基础上,为基金份额持有人谋取最大利益,没有损害基

金份额持有人利益的行为。

4.3 公平交易专项说明
4.3.1 公平交易制度的执行情况

    本报告期内,基金管理人通过严格执行投资决策委员会议事规则、公司股票库管理制度、中

央交易室制度、防火墙机制、系统中的公平交易程序、每日交易日结报告、定期基金投资绩效评

价等机制,确保所管理的所有投资组合在授权、研究分析、投资决策、交易执行、业绩评估等投

资管理活动和环节得到公平对待。同时,基金管理人严格遵守法律法规关于公平交易的相关规定

和公司内部制度要求,分析了本公司旗下所有投资组合之间的整体收益率差异、分投资类别(股
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                                                                华宝添益 2016 年第 4 季度报告


票、债券)的收益率差异以及连续四个季度期间内、不同时间窗下同向交易的交易价差;分析结

果未发现异常情况。

4.3.2 异常交易行为的专项说明

    本报告期内,基金管理人未发生所有投资组合参与的交易所公开竞价同日反向交易成交较少

的单边交易量超过该证券当日成交量的 5%。

    本报告期内,本基金未发现异常交易行为。

4.4 报告期内基金投资策略和运作分析

    四季度市场流动性较前三季度总体趋紧。央行的货币政策维持稳健,继续通过公开市场逆回

购操作以及 MLF 等工具调节资金面,10 月、11 月和 12 月分别实现净投放 6469 亿元、6390 亿元

和 5765 亿元。但是金融机构流动性在结构上出现较大分化,在管理层加大金融降杠杆力度以及银

行 MPA 考核的叠加作用下,非银机构资金融入压力显著,回购利率飙升。华宝兴业现金添益基金

针对年底资金面波动加大的特点,在四季度初便制定了降低组合久期、提高年末资产到期备付的

投资策略,基金流动性保持平稳。由于国内债市受资金面紧张、海外债券利率抬升、某机构代持

事件等多重利空影响,从短端到长端各品种均出现了较大的调整,市场估值收益率快速上升,货

币基金行业整体经受了较大的估值压力。华宝兴业现金添益基金自今年以来,在投资策略上保持

了较高占比的定期存款,同时持续将债券、存单维持在较低水平,有效避免了估值波动的风险,

提高了整体组合的流动性和安全性。

4.5 报告期内基金的业绩表现

    场内份额:华宝添益:本基金报告期内净值收益率为 0.6139%,同期业绩比较基准收益率为

0.3393%,业绩比较基准为同期 7 天通知存款利率(税后)。

    场外份额:华宝添益 B:本基金报告期内净值收益率为 0.6749%,同期业绩比较基准收益率为

0.3393%,业绩比较基准为同期 7 天通知存款利率(税后)。



4.6 报告期内基金持有人数或基金资产净值预警说明

    本报告期内,本基金不存在连续二十个工作日基金份额持有人低于二百人或基金资产净值低

于五千万元的情形。




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                                                                    华宝添益 2016 年第 4 季度报告



                                   §5 投资组合报告

5.1 报告期末基金资产组合情况
序号               项目                  金额(元)               占基金总资产的比例(%)
  1     固定收益投资                     15,615,131,223.11                               20.66
        其中:债券                       15,615,131,223.11                               20.66
                                                          -
               资产支持证券                                                                    -

                                          6,424,290,376.20
  2     买入返售金融资产                                                                   8.50

        其中:买断式回购的买入
                                                          -                                    -
        返售金融资产
        银行存款和结算备付金合
  3                                      52,971,069,266.34                               70.09
        计
  4     其他资产                            566,827,633.56                                 0.75
  5     合计                             75,577,318,499.21                              100.00



5.2 报告期债券回购融资情况

 序号                项目                          占基金资产净值的比例(%)
  1     报告期内债券回购融资余额                                                       0.70
        其中:买断式回购融资                                                               -
 序号                项目                   金额(元)            占基金资产净值的比例(%)
  2     报告期末债券回购融资余额                              -                                 -
        其中:买断式回购融资                                  -                                 -
注:报告期内债券回购融资余额占基金资产净值的比例为报告期内每个交易日融资余额占资产净

值比例的简单平均值。

债券正回购的资金余额超过基金资产净值的 20%的说明

在本报告期内本货币市场基金债券正回购的资金余额未超过资产净值的 20%。

5.3 基金投资组合平均剩余期限
5.3.1 投资组合平均剩余期限基本情况
                   项目                                           天数
报告期末投资组合平均剩余期限                                                                   68
报告期内投资组合平均剩余期限最高值                                                             99
报告期内投资组合平均剩余期限最低值                                                             61




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                                                                     华宝添益 2016 年第 4 季度报告


报告期内投资组合平均剩余期限超过 120 天情况说明

在本报告期内本货币市场基金投资组合平均剩余期限未超过 120 天。

5.3.2 报告期末投资组合平均剩余期限分布比例
                                   各期限资产占基金资产净值         各期限负债占基金资产净值
序号           平均剩余期限
                                         的比例(%)                      的比例(%)
 1               30 天以内                               30.43                                 -
       其中:剩余存续期超过 397
                                                                -                              -
           天的浮动利率债
 2            30 天(含)-60 天                            20.94                                 -
       其中:剩余存续期超过 397
                                                                -                              -
           天的浮动利率债
 3            60 天(含)-90 天                            22.14                                 -
       其中:剩余存续期超过 397
                                                                -                              -
           天的浮动利率债
 4            90 天(含)-120 天                           23.61                                 -
       其中:剩余存续期超过 397
                                                                -                              -
           天的浮动利率债
 5     120 天(含)-397 天(含)                           2.22                                  -
       其中:剩余存续期超过 397
                                                                -                              -
           天的浮动利率债
                合计                                     99.33                                 -



5.4 报告期内投资组合平均剩余存续期超过 240 天情况说明

本报告期内本货币市场基金投资组合平均剩余存续期未超过 240 天。

5.5 报告期末按债券品种分类的债券投资组合
序号             债券品种               摊余成本(元)              占基金资产净值比例(%)
 1     国家债券                             1,047,928,263.09                                1.39
 2     央行票据                                                 -                               -
 3     金融债券                             3,908,794,062.43                                5.18
       其中:政策性金融债                   3,908,794,062.43                                5.18
 4     企业债券                                                 -                               -
 5     企业短期融资券                       2,692,689,973.32                                3.57
 6     中期票据                                                 -                               -
 7     同业存单                             7,965,718,924.27                               10.55
 8     其他                                                     -                               -
 9     合计                                15,615,131,223.11                               20.68
       剩余存续期超过 397 天的浮
 10                                                             -                               -
             动利率债券


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                                                                   华宝添益 2016 年第 4 季度报告


5.6 报告期末按摊余成本占基金资产净值比例大小排序的前十名债券投资明细
                                                                              占基金资产净值
序号      债券代码           债券名称     债券数量(张)    摊余成本(元)
                                                                                比例(%)
                             16 平安
 1        111611473                           25,000,000   2,489,136,261.85               3.30
                              CD473
                         16 南京银行
 2        111691212                           15,000,000   1,492,470,654.93               1.98
                            CD015
                         16 贴现国债
 3         169948                             10,500,000   1,047,928,263.09               1.39
                              48
 4         140201        14 国开 01           10,300,000   1,031,232,740.33               1.37
                         16 上海银行
 5        111616038                            9,000,000    895,677,769.18                1.19
                            CD038
                             16 招行
 6        111607044                            8,000,000    796,647,380.72                1.05
                              CD044
 7         160204        16 国开 04            6,580,000    658,021,237.92                0.87
                         16 渤海银行
 8        111621011                            6,500,000    646,537,574.98                0.86
                            CD011
                             16 招行
 9        111607123                            5,700,000    569,123,158.94                0.75
                              CD123
                             16 平安
 10       111611288                            5,000,000    495,359,181.63                0.66
                              CD288



5.7 “影子定价”与“摊余成本法”确定的基金资产净值的偏离
                      项目                                           偏离情况
报告期内偏离度的绝对值在 0.25(含)-0.5%间的次数                                                -
报告期内偏离度的最高值                                                                 0.0149%
报告期内偏离度的最低值                                                               -0.0603%
报告期内每个工作日偏离度的绝对值的简单平均值                                           0.0153%



报告期内负偏离度的绝对值达到 0.25%情况说明
本报告期内本货币市场基金负偏离度的绝对值未达到 0.25%。

报告期内正偏离度的绝对值达到 0.5%情况说明
本报告期内本货币市场基金正偏离度的绝对值未达到 0.5%。

5.8 报告期末按公允价值占基金资产净值比例大小排序的前十名资产支持证券投资明
    细

本基金本报告期末未持有资产支持证券。




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                                                                 华宝添益 2016 年第 4 季度报告


5.9 投资组合报告附注
5.9.1

    本基金估值采用摊余成本法,即估值对象以买入成本列示,按照票面利率或商定利率并考虑

其买入时的溢价与折价,在剩余期限内按实际利率法进行摊销,每日计提收益。

5.9.2

    华宝添益货币基金截至 2016 年 12 月 31 日持仓前十名证券中的 16 南京银行 CD015(111691212)

发行主体南京银行股份有限公司于 2016 年 3 月 21 日收到江苏证监局《关于对南京银行股份有限

公司采取责令改正措施的决定》。因公司个别支行基金宣传推介材料存在违规情形,未出具年度监

察稽核报告,有 2 项关于基金销售的管理制度未向江苏证监局报备,基金销售业务规范执行不到

位等问题,采取出具责令改正的行政监管措施,同时责令进行改正。



    华宝添益货币基金截至 2016 年 12 月 31 日持仓前十名证券中的 16 招行 CD044(111607044)

和 16 招行 CD123(111607123)发行主体招商银行股份有限公司于 2016 年 1 月 9 日收到吉林证监

局《关于对招商银行股份有限公司长春分行采取责令改正措施的决定》。因公司未及时在网站更新

基金销售人员资格情况,部分从事基金销售业务的人员未取得基金销售业务资格,销售过程中出

现不符合法规的行为等问题,采取出具责令改正的行政监管措施,同时责令进行改正。



    华宝添益货币基金截至 2016 年 12 月 31 日持仓前十名证券中的 16 平安 CD473(111611473)

发行主体平安银行股份有限公司于 2016 年 12 月 2 日收到中国银行间市场交易商协会的通报批评

和整改通知。因其作为主承销商,对青岛海湾集团有限公司未能按照相关自律规则的规定及时披

露公司重大资产无偿划转相关事项,未能及时召开持有人会议,给予平安银行通报批评处分,责

令平安银行立即纠正违规行为,并针对本次事件中暴露出的问题进行整改。



    本基金管理人通过对上述上市公司进行进一步了解和分析,认为上述处分不会对公司的投资

价值构成实质性影响,因此本基金管理人对上述证券的投资判断未发生改变。报告期内,本基金

投资的前十名证券的其余七名证券的发行主体没有被监管部门立案调查或在本报告编制日前一年

内受到公开谴责、处罚的情况。




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                                                                            华宝添益 2016 年第 4 季度报告


5.9.3 其他资产构成
序号                         名称                                        金额(元)
  1        存出保证金                                                                                  -
  2        应收证券清算款                                                                              -
  3        应收利息                                                                    566,827,633.56
  4        应收申购款                                                                                  -
  5        其他应收款                                                                                  -
  6        待摊费用                                                                                    -
  7        其他                                                                                        -
  8        合计                                                                        566,827,633.56




                                    §6 开放式基金份额变动

                                                                                              单位:份
                        项目                                  华宝添益                 华宝添益 B
报告期期初基金份额总额                                    1,007,934,107.12         12,276,841,559.11
报告期期间基金总申购份额                                       181,194,833.03      17,179,754,684.38
报告期期间基金总赎回份额                                       570,110,761.45      15,842,686,354.64
报告期期末基金份额总额                                         619,018,178.70      13,613,909,888.85
注:1、本基金基金合同生效于 2012 年 12 月 27 日。本基金的份额折算日为基金合同生效当日。

折算后本基金场内份额(A 类基金份额)的份额净值为 100.00 元。

      2、自 2015 年 11 月 9 日起增设华宝兴业现金添益交易型货币市场基金的场外基金份额(B

类基金份额),场外份额(B 类基金份额)的份额净值为 1.00 元。


                  §7 基金管理人运用固有资金投资本基金交易明细

           序                                     交易份额(份)
                  交易方式          交易日期                           交易金额(元)       适用费率
      号
                               2016 年 10 月 10     3,373,200.00
       1          强制调增                                                        0.00          -
                                      日
                               2016 年 10 月 10               100.00
       2          强制调增                                                   9,999.70           -
                                      日
                               2016 年 10 月 10               300.00
       3          强制调增                                                  29,999.10           -
                                      日
                               2016 年 10 月 10          6,100.00
       4          强制调增                                                 609,975.60           -
                                      日
                               2016 年 10 月 10          1,015.00
       5          强制调增                                                 101,495.94           -
                                      日
                               2016 年 10 月 10          2,800.00
       6          强制调增                                                 279,997.20           -
                                      日
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                                                          华宝添益 2016 年第 4 季度报告


                2016 年 10 月 10         3,400.00
7    强制调增                                            339,996.60           -
                       日
                2016 年 10 月 10              300.00
8    强制调增                                             29,999.10           -
                       日
                2016 年 10 月 10         2,000.00
9    强制调增                                            199,994.00           -
                       日
                2016 年 10 月 10         3,100.00
10   强制调增                                            309,990.70           -
                       日
                2016 年 10 月 10         3,000.00
11   强制调增                                            299,991.00           -
                       日
                2016 年 10 月 10        10,000.00
12   强制调增                                            999,970.00           -
                       日
                2016 年 10 月 10        22,500.00
13   强制调增                                           2,249,932.50          -
                       日
                2016 年 10 月 10                1.00
14   强制调增                                                 100.00          -
                       日
                2016 年 10 月 10        30,600.00
15   强制调增                                           3,059,877.60          -
                       日
                2016 年 10 月 10              500.00
16   强制调增                                             49,998.50           -
                       日
                2016 年 10 月 10              100.00
17   强制调增                                              9,999.70           -
                       日
                2016 年 10 月 10              200.00
18   强制调增                                             19,999.40           -
                       日
                2016 年 10 月 10              500.00
19   强制调增                                             49,998.50           -
                       日
                2016 年 10 月 10         1,000.00
20   强制调增                                             99,997.00           -
                       日
                2016 年 10 月 10         5,000.00
21   强制调增                                            499,985.00           -
                       日
                2016 年 10 月 10       192,184.00
22   强制调增                                          19,217,439.08          -
                       日
                2016 年 10 月 10         1,002.00
23   强制调增                                            100,195.99           -
                       日
                2016 年 10 月 10         3,300.00
24   强制调增                                            329,986.80           -
                       日
                2016 年 10 月 10              700.00
25   强制调增                                             69,997.20           -
                       日
                2016 年 10 月 10         1,501.00
26   强制调增                                            150,094.00           -
                       日
                2016 年 10 月 10         1,000.00
27   强制调增                                             99,996.00           -
                       日
                2016 年 10 月 10         4,800.00
28   强制调增                                            479,980.80           -
                       日

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                                                         华宝添益 2016 年第 4 季度报告


                2016 年 10 月 10        22,373.00
29   强制调增                                          2,237,210.51          -
                       日
                2016 年 10 月 10         2,400.00
30   强制调增                                           239,997.60           -
                       日
                2016 年 10 月 10        10,200.00
31   强制调增                                          1,019,989.80          -
                       日
                2016 年 10 月 10         3,000.00
32   强制调增                                           299,997.00           -
                       日
                2016 年 10 月 10        10,400.00
33   强制调增                                          1,039,989.60          -
                       日
                2016 年 10 月 10        40,001.00
34   强制调增                                          4,000,060.00          -
                       日
                2016 年 10 月 10              200.00
35   强制调增                                            19,999.80           -
                       日
                2016 年 10 月 10         2,100.00
36   强制调增                                           209,997.90           -
                       日
                2016 年 10 月 10         5,000.00
37   强制调增                                           499,985.00           -
                       日
                2016 年 10 月 10         1,200.00
38   强制调增                                           119,996.40           -
                       日
                2016 年 10 月 10         5,757.00
39   强制调增                                           575,671.22           -
                       日
                2016 年 10 月 10         3,300.00
40   强制调增                                           329,990.10           -
                       日
                2016 年 10 月 10              100.00
41   强制调增                                             9,999.50           -
                       日
                2016 年 10 月 10         9,100.00
42   强制调增                                           909,954.50           -
                       日
                2016 年 10 月 10        14,004.00
43   强制调增                                          1,400,329.98          -
                       日
                2016 年 10 月 10              100.00
44   强制调增                                             9,999.80           -
                       日
                2016 年 10 月 10              400.00
45   强制调增                                            39,998.40           -
                       日
                2016 年 10 月 10         3,000.00
46   强制调增                                           299,991.00           -
                       日
                2016 年 10 月 10        35,002.00
47   强制调增                                          3,500,094.99          -
                       日
                2016 年 10 月 10         1,700.00
48   强制调增                                           169,994.90           -
                       日
                2016 年 10 月 10        13,198.00
49   强制调增                                          1,319,747.21          -
                       日
                2016 年 10 月 10              200.00
50   强制调增                                            19,999.40           -
                       日

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                                                         华宝添益 2016 年第 4 季度报告


                2016 年 10 月 10        10,000.00
51   强制调增                                           999,970.00           -
                       日
                2016 年 10 月 10              600.00
52   强制调增                                            59,998.20           -
                       日
                2016 年 10 月 10              100.00
53   强制调增                                             9,999.50           -
                       日
                2016 年 10 月 10              600.00
54   强制调增                                            59,998.20           -
                       日
                2016 年 10 月 10         3,700.00
55   强制调增                                           369,985.20           -
                       日
                2016 年 10 月 10              506.00
56   强制调增                                            50,598.99           -
                       日
                2016 年 10 月 10        50,761.00
57   强制调增                                          5,075,947.72          -
                       日
                2016 年 10 月 10         9,300.00
58   强制调增                                           929,962.80           -
                       日
                2016 年 10 月 10        10,000.00
59   强制调增                                           999,970.00           -
                       日
                2016 年 10 月 10         1,000.00
60   强制调增                                            99,998.00           -
                       日
                2016 年 10 月 10         2,000.00
61   强制调增                                           199,994.00           -
                       日
                2016 年 10 月 10              600.00
62   强制调增                                            59,998.20           -
                       日
                2016 年 10 月 10         8,000.00
63   强制调增                                           799,960.00           -
                       日
                2016 年 10 月 10         4,004.00
64   强制调增                                           400,396.00           -
                       日
                2016 年 10 月 10        53,500.00
65   强制调增                                          5,349,839.50          -
                       日
                2016 年 10 月 10        14,696.00
66   强制调增                                          1,469,555.91          -
                       日
                2016 年 10 月 10                1.00
67   强制调增                                                100.00          -
                       日
                2016 年 10 月 10              200.00
68   强制调增                                            19,999.40           -
                       日
                2016 年 10 月 10              200.00
69   强制调增                                            19,999.80           -
                       日
                2016 年 10 月 10              200.00
70   强制调增                                            19,999.80           -
                       日
                2016 年 10 月 10         1,000.00
71   强制调增                                            99,999.00           -
                       日
                2016 年 10 月 10        51,773.00
72   强制调增                                          5,177,092.91          -
                       日

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                                                         华宝添益 2016 年第 4 季度报告


                2016 年 10 月 10         2,200.00
73   强制调增                                           219,991.20           -
                       日
                2016 年 10 月 10         6,429.00
74   强制调增                                           642,874.28           -
                       日
                2016 年 10 月 10         5,300.00
75   强制调增                                           529,978.80           -
                       日
                2016 年 10 月 10         2,300.00
76   强制调增                                           229,990.80           -
                       日
                2016 年 10 月 10         2,200.00
77   强制调增                                           219,991.20           -
                       日
                2016 年 10 月 10              100.00
78   强制调增                                             9,999.70           -
                       日
                2016 年 10 月 10        87,017.00
79   强制调增                                          8,701,351.93          -
                       日
                2016 年 10 月 10         1,000.00
80   强制调增                                            99,996.00           -
                       日
                2016 年 10 月 10         2,000.00
81   强制调增                                           199,992.00           -
                       日
                2016 年 10 月 10        10,000.00
82   强制调增                                           999,960.00           -
                       日
                2016 年 10 月 10         3,000.00
83   强制调增                                           299,991.00           -
                       日
                2016 年 10 月 10              100.00
84   强制调增                                             9,999.60           -
                       日
                2016 年 10 月 10              100.00
85   强制调增                                             9,999.90           -
                       日
                2016 年 10 月 10              400.00
86   强制调增                                            39,999.60           -
                       日
                2016 年 10 月 10              100.00
87   强制调增                                             9,999.90           -
                       日
                2016 年 10 月 10              100.00
88   强制调增                                             9,999.90           -
                       日
                2016 年 10 月 10              200.00
89   强制调增                                            19,999.80           -
                       日
                2016 年 10 月 10         2,500.00
90   强制调增                                           249,990.00           -
                       日
                2016 年 10 月 10         8,000.00
91   强制调增                                           799,968.00           -
                       日
                2016 年 10 月 10              148.00
92   强制调增                                            14,799.56           -
                       日
                2016 年 10 月 10              100.00
93   强制调增                                             9,999.70           -
                       日
                2016 年 10 月 10         2,000.00
94   强制调增                                           199,994.00           -
                       日

                          第 15 页 共 68 页
                                                           华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10              400.00
95    强制调增                                             39,998.80           -
                        日
                 2016 年 10 月 10         3,400.00
96    强制调增                                            339,989.80           -
                        日
                 2016 年 10 月 10        25,900.00
97    强制调增                                           2,589,896.40          -
                        日
                 2016 年 10 月 10              600.00
98    强制调增                                             59,997.60           -
                        日
                 2016 年 10 月 10         6,902.00
99    强制调增                                            690,172.39           -
                        日
                 2016 年 10 月 10        30,225.00
100   强制调增                                           3,022,379.10          -
                        日
                 2016 年 10 月 10         1,000.00
101   强制调增                                             99,996.00           -
                        日
                 2016 年 10 月 10       200,000.00
102   强制调增                                          19,999,200.00          -
                        日
                 2016 年 10 月 10         5,000.00
103   强制调增                                            499,995.00           -
                        日
                 2016 年 10 月 10              100.00
104   强制调增                                              9,999.90           -
                        日
                 2016 年 10 月 10              700.00
105   强制调增                                             69,999.30           -
                        日
                 2016 年 10 月 10        10,000.00
106   强制调增                                            999,990.00           -
                        日
                 2016 年 10 月 10              200.00
107   强制调增                                             19,999.80           -
                        日
                 2016 年 10 月 10              900.00
108   强制调增                                             89,999.10           -
                        日
                 2016 年 10 月 10              300.00
109   强制调增                                             29,999.10           -
                        日
                 2016 年 10 月 10              100.00
110   强制调增                                              9,999.60           -
                        日
                 2016 年 10 月 10        10,000.00
111   强制调增                                            999,960.00           -
                        日
                 2016 年 10 月 10              100.00
112   强制调增                                              9,999.60           -
                        日
                 2016 年 10 月 10              700.00
113   强制调增                                             69,997.20           -
                        日
                 2016 年 10 月 10              200.00
114   强制调增                                             19,999.20           -
                        日
                 2016 年 10 月 10              301.00
115   强制调增                                             30,099.70           -
                        日
                 2016 年 10 月 10       100,000.00
116   强制调增                                           9,999,900.00          -
                        日

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                                                           华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10         1,000.00
117   强制调增                                             99,997.00           -
                        日
                 2016 年 10 月 10         1,200.00
118   强制调增                                            119,995.20           -
                        日
                 2016 年 10 月 10       187,783.00
119   强制调增                                          18,777,548.87          -
                        日
                 2016 年 10 月 10              200.00
120   强制调增                                             19,999.80           -
                        日
                 2016 年 10 月 10              200.00
121   强制调增                                             19,999.80           -
                        日
                 2016 年 10 月 10              300.00
122   强制调增                                             29,999.70           -
                        日
                 2016 年 10 月 10       124,897.00
123   强制调增                                          12,489,325.31          -
                        日
                 2016 年 10 月 10         2,000.00
124   强制调增                                            199,994.00           -
                        日
                 2016 年 10 月 10         1,300.00
125   强制调增                                            129,996.10           -
                        日
                 2016 年 10 月 10         2,000.00
126   强制调增                                            199,994.00           -
                        日
                 2016 年 10 月 10        12,703.00
127   强制调增                                           1,270,261.89          -
                        日
                 2016 年 10 月 10         1,100.00
128   强制调增                                            109,996.70           -
                        日
                 2016 年 10 月 10         7,176.00
129   强制调增                                            717,578.47           -
                        日
                 2016 年 10 月 10              200.00
130   强制调增                                             19,999.40           -
                        日
                 2016 年 10 月 10       200,000.00
131   强制调增                                          19,999,000.00          -
                        日
                 2016 年 10 月 10        50,000.00
132   强制调增                                           4,999,850.00          -
                        日
                 2016 年 10 月 10         1,400.00
133   强制调增                                            139,995.80           -
                        日
                 2016 年 10 月 10              500.00
134   强制调增                                             49,999.50           -
                        日
                 2016 年 10 月 10         5,100.00
135   强制调增                                            509,994.90           -
                        日
                 2016 年 10 月 10              902.00
136   强制调增                                             90,199.10           -
                        日
                 2016 年 10 月 10              200.00
137   强制调增                                             19,999.80           -
                        日
                 2016 年 10 月 10              200.00
138   强制调增                                             19,999.80           -
                        日

                           第 17 页 共 68 页
                                                           华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10         2,000.00
139   强制调增                                            199,994.00           -
                        日
                 2016 年 10 月 10         1,000.00
140   强制调增                                             99,997.00           -
                        日
                 2016 年 10 月 10              900.00
141   强制调增                                             89,997.30           -
                        日
                 2016 年 10 月 10         3,300.00
142   强制调增                                            329,990.10           -
                        日
                 2016 年 10 月 10              200.00
143   强制调增                                             19,999.40           -
                        日
                 2016 年 10 月 10              400.00
144   强制调增                                             39,998.80           -
                        日
                 2016 年 10 月 10         1,202.00
145   强制调增                                            120,196.39           -
                        日
                 2016 年 10 月 10       190,153.00
146   强制调增                                          19,015,109.85          -
                        日
                 2016 年 10 月 10              200.00
147   强制调增                                             19,999.80           -
                        日
                 2016 年 10 月 10              500.00
148   强制调增                                             49,999.50           -
                        日
                 2016 年 10 月 10        12,000.00
149   强制调增                                           1,199,988.00          -
                        日
                 2016 年 10 月 10              400.00
150   强制调增                                             39,999.60           -
                        日
                 2016 年 10 月 10              500.00
151   强制调增                                             49,999.50           -
                        日
                 2016 年 10 月 10         3,007.00
152   强制调增                                            300,687.97           -
                        日
                 2016 年 10 月 10         2,000.00
153   强制调增                                            199,992.00           -
                        日
                 2016 年 10 月 10         1,500.00
154   强制调增                                            149,994.00           -
                        日
                 2016 年 10 月 10              200.00
155   强制调增                                             19,999.40           -
                        日
                 2016 年 10 月 10         2,200.00
156   强制调增                                            219,991.20           -
                        日
                 2016 年 10 月 10              900.00
157   强制调增                                             89,997.30           -
                        日
                 2016 年 10 月 10         1,000.00
158   强制调增                                             99,999.00           -
                        日
                 2016 年 10 月 10              500.00
159   强制调增                                             49,999.50           -
                        日
                 2016 年 10 月 10         6,000.00
160   强制调增                                            599,994.00           -
                        日

                           第 18 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10        45,037.00
161   强制调增                                          4,503,654.96          -
                        日
                 2016 年 10 月 10        15,124.00
162   强制调增                                          1,512,354.63          -
                        日
                 2016 年 10 月 10        15,900.00
163   强制调增                                          1,589,952.30          -
                        日
                 2016 年 10 月 10         3,000.00
164   强制调增                                           299,991.00           -
                        日
                 2016 年 10 月 10              500.00
165   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10        16,600.00
166   强制调增                                          1,659,950.20          -
                        日
                 2016 年 10 月 10        51,800.00
167   强制调增                                          5,179,844.60          -
                        日
                 2016 年 10 月 10         1,000.00
168   强制调增                                            99,997.00           -
                        日
                 2016 年 10 月 10              100.00
169   强制调增                                             9,999.60           -
                        日
                 2016 年 10 月 10              600.00
170   强制调增                                            59,998.20           -
                        日
                 2016 年 10 月 10              100.00
171   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10              500.00
172   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10        11,803.00
173   强制调增                                          1,180,264.59          -
                        日
                 2016 年 10 月 10         2,000.00
174   强制调增                                           199,992.00           -
                        日
                 2016 年 10 月 10              600.00
175   强制调增                                            59,997.60           -
                        日
                 2016 年 10 月 10              200.00
176   强制调增                                            19,999.20           -
                        日
                 2016 年 10 月 10              400.00
177   强制调增                                            39,998.40           -
                        日
                 2016 年 10 月 10              700.00
178   强制调增                                            69,997.20           -
                        日
                 2016 年 10 月 10              200.00
179   强制调增                                            19,999.80           -
                        日
                 2016 年 10 月 10              100.00
180   强制调增                                             9,999.90           -
                        日
                 2016 年 10 月 10         3,000.00
181   强制调增                                           299,997.00           -
                        日
                 2016 年 10 月 10         7,000.00
182   强制调增                                           699,993.00           -
                        日

                           第 19 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10              500.00
183   强制调增                                            49,999.50           -
                        日
                 2016 年 10 月 10              400.00
184   强制调增                                            39,999.60           -
                        日
                 2016 年 10 月 10        31,500.00
185   强制调增                                          3,149,905.50          -
                        日
                 2016 年 10 月 10              300.00
186   强制调增                                            29,999.10           -
                        日
                 2016 年 10 月 10         1,200.00
187   强制调增                                           119,994.00           -
                        日
                 2016 年 10 月 10              300.00
188   强制调增                                            29,999.10           -
                        日
                 2016 年 10 月 10         2,000.00
189   强制调增                                           199,992.00           -
                        日
                 2016 年 10 月 10              500.00
190   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10              100.00
191   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10              100.00
192   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10              100.00
193   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10              100.00
194   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10         1,000.00
195   强制调增                                            99,997.00           -
                        日
                 2016 年 10 月 10              900.00
196   强制调增                                            89,995.50           -
                        日
                 2016 年 10 月 10        10,000.00
197   强制调增                                           999,970.00           -
                        日
                 2016 年 10 月 10              100.00
198   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10         3,600.00
199   强制调增                                           359,989.20           -
                        日
                 2016 年 10 月 10         5,800.00
200   强制调增                                           579,976.80           -
                        日
                 2016 年 10 月 10              500.00
201   强制调增                                            49,998.00           -
                        日
                 2016 年 10 月 10         4,000.00
202   强制调增                                           399,984.00           -
                        日
                 2016 年 10 月 10        34,002.00
203   强制调增                                          3,400,063.99          -
                        日
                 2016 年 10 月 10         2,000.00
204   强制调增                                           199,992.00           -
                        日

                           第 20 页 共 68 页
                                                           华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10       224,990.00
205   强制调增                                          22,498,550.02          -
                        日
                 2016 年 10 月 10              200.00
206   强制调增                                             19,999.40           -
                        日
                 2016 年 10 月 10         1,500.00
207   强制调增                                            149,997.00           -
                        日
                 2016 年 10 月 10         2,000.00
208   强制调增                                            199,990.00           -
                        日
                 2016 年 10 月 10        20,000.00
209   强制调增                                           1,999,940.00          -
                        日
                 2016 年 10 月 10        28,100.00
210   强制调增                                           2,809,887.60          -
                        日
                 2016 年 10 月 10         1,100.00
211   强制调增                                            109,994.50           -
                        日
                 2016 年 10 月 10         2,101.00
212   强制调增                                            210,093.70           -
                        日
                 2016 年 10 月 10        10,000.00
213   强制调增                                            999,970.00           -
                        日
                 2016 年 10 月 10        10,500.00
214   强制调增                                           1,049,947.50          -
                        日
                 2016 年 10 月 10         3,300.00
215   强制调增                                            329,990.10           -
                        日
                 2016 年 10 月 10         3,000.00
216   强制调增                                            299,991.00           -
                        日
                 2016 年 10 月 10         1,101.00
217   强制调增                                            110,096.70           -
                        日
                 2016 年 10 月 10              700.00
218   强制调增                                             69,997.90           -
                        日
                 2016 年 10 月 10        22,486.00
219   强制调增                                           2,248,532.54          -
                        日
                 2016 年 10 月 10              400.00
220   强制调增                                             39,998.40           -
                        日
                 2016 年 10 月 10        26,000.00
221   强制调增                                           2,599,922.00          -
                        日
                 2016 年 10 月 10              100.00
222   强制调增                                              9,999.70           -
                        日
                 2016 年 10 月 10              100.00
223   强制调增                                              9,999.70           -
                        日
                 2016 年 10 月 10         3,000.00
224   强制调增                                            299,991.00           -
                        日
                 2016 年 10 月 10        31,300.00
225   强制调增                                           3,129,906.10          -
                        日
                 2016 年 10 月 10         4,800.00
226   强制调增                                            479,985.60           -
                        日

                           第 21 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10         5,000.00
227   强制调增                                           499,980.00           -
                        日
                 2016 年 10 月 10              617.00
228   强制调增                                            61,697.53           -
                        日
                 2016 年 10 月 10              500.00
229   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10              100.00
230   强制调增                                             9,999.50           -
                        日
                 2016 年 10 月 10              700.00
231   强制调增                                            69,997.90           -
                        日
                 2016 年 10 月 10        21,904.00
232   强制调增                                          2,190,334.29          -
                        日
                 2016 年 10 月 10         2,000.00
233   强制调增                                           199,994.00           -
                        日
                 2016 年 10 月 10              200.00
234   强制调增                                            19,999.40           -
                        日
                 2016 年 10 月 10              100.00
235   强制调增                                             9,999.60           -
                        日
                 2016 年 10 月 10              300.00
236   强制调增                                            29,999.10           -
                        日
                 2016 年 10 月 10         1,000.00
237   强制调增                                            99,997.00           -
                        日
                 2016 年 10 月 10              100.00
238   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10         2,200.00
239   强制调增                                           219,993.40           -
                        日
                 2016 年 10 月 10              100.00
240   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10        10,337.00
241   强制调增                                          1,033,668.99          -
                        日
                 2016 年 10 月 10         1,500.00
242   强制调增                                           149,997.00           -
                        日
                 2016 年 10 月 10              600.00
243   强制调增                                            59,997.60           -
                        日
                 2016 年 10 月 10        25,000.00
244   强制调增                                          2,499,925.00          -
                        日
                 2016 年 10 月 10              600.00
245   强制调增                                            59,998.20           -
                        日
                 2016 年 10 月 10              800.00
246   强制调增                                            79,997.60           -
                        日
                 2016 年 10 月 10         2,994.00
247   强制调增                                           299,391.02           -
                        日
                 2016 年 10 月 10              100.00
248   强制调增                                             9,999.70           -
                        日

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                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10        30,001.00
249   强制调增                                          3,000,040.00          -
                        日
                 2016 年 10 月 10              205.00
250   强制调增                                            20,499.18           -
                        日
                 2016 年 10 月 10        82,466.00
251   强制调增                                          8,246,270.14          -
                        日
                 2016 年 10 月 10        16,583.00
252   强制调增                                          1,658,233.67          -
                        日
                 2016 年 10 月 10        16,600.00
253   强制调增                                          1,659,933.60          -
                        日
                 2016 年 10 月 10              100.00
254   强制调增                                             9,999.60           -
                        日
                 2016 年 10 月 10              100.00
255   强制调增                                             9,999.60           -
                        日
                 2016 年 10 月 10              500.00
256   强制调增                                            49,998.00           -
                        日
                 2016 年 10 月 10        10,007.00
257   强制调增                                          1,000,659.97          -
                        日
                 2016 年 10 月 10         8,000.00
258   强制调增                                           799,968.00           -
                        日
                 2016 年 10 月 10        50,211.00
259   强制调增                                          5,020,848.95          -
                        日
                 2016 年 10 月 10              100.00
260   强制调增                                             9,999.60           -
                        日
                 2016 年 10 月 10         4,000.00
261   强制调增                                           399,980.00           -
                        日
                 2016 年 10 月 10              100.00
262   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10              500.00
263   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10         1,000.00
264   强制调增                                            99,996.00           -
                        日
                 2016 年 10 月 10              400.00
265   强制调增                                            39,998.80           -
                        日
                 2016 年 10 月 10        10,002.00
266   强制调增                                          1,000,180.00          -
                        日
                 2016 年 10 月 10              100.00
267   强制调增                                             9,999.70           -
                        日
                 2016 年 10 月 10        27,781.00
268   强制调增                                          2,777,988.88          -
                        日
                 2016 年 10 月 10         5,000.00
269   强制调增                                           499,980.00           -
                        日
                 2016 年 10 月 10         5,500.00
270   强制调增                                           549,978.00           -
                        日

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                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10              100.00
271   强制调增                                             9,999.80           -
                        日
                 2016 年 10 月 10              500.00
272   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10                1.00
273   强制调增                                                100.00          -
                        日
                 2016 年 10 月 10        56,964.00
274   强制调增                                          5,696,229.11          -
                        日
                 2016 年 10 月 10              500.00
275   强制调增                                            49,998.50           -
                        日
                 2016 年 10 月 10         2,000.00
276   强制调增                                           199,992.00           -
                        日
                 2016 年 10 月 10              500.00
277   强制调增                                            49,998.00           -
                        日
                 2016 年 10 月 10              200.00
278   强制调增                                            19,999.20           -
                        日
                 2016 年 10 月 10         3,000.00
279   强制调增                                           299,997.00           -
                        日
                 2016 年 10 月 10              400.00
280   强制调增                                            39,999.60           -
                        日
                 2016 年 10 月 10        73,200.00
281   强制调增                                          7,319,853.60          -
                        日
                 2016 年 10 月 10         1,400.00
282   强制调增                                           139,994.40           -
                        日
                 2016 年 10 月 10         3,800.00
283   强制调增                                           379,984.80           -
                        日
                 2016 年 10 月 10         3,800.00
284   强制调增                                           379,984.80           -
                        日
                 2016 年 10 月 10         3,800.00
285   强制调增                                           379,984.80           -
                        日
                 2016 年 10 月 10         3,800.00
286   强制调增                                           379,984.80           -
                        日
                 2016 年 10 月 10        19,753.00
287   强制调增                                          1,975,220.99          -
                        日
                 2016 年 10 月 10         1,000.00
288   强制调增                                            99,995.00           -
                        日
                 2016 年 10 月 10         3,300.00
289   强制调增                                           329,986.80           -
                        日
                 2016 年 10 月 10         1,000.00
290   强制调增                                            99,996.00           -
                        日
                 2016 年 10 月 10                3.00
291   强制调增                                                299.99          -
                        日
                 2016 年 10 月 10         4,000.00
292   强制调增                                           399,984.00           -
                        日

                           第 24 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 10         1,400.00
293   强制调增                                           139,994.40           -
                        日
                 2016 年 10 月 10         6,000.00
294   强制调增                                           599,976.00           -
                        日
                 2016 年 10 月 10         2,000.00
295   强制调增                                           199,992.00           -
                        日
                 2016 年 10 月 10              300.00
296   强制调增                                            29,999.70           -
                        日
                 2016 年 10 月 10              200.00
297   强制调增                                            19,999.80           -
                        日
                 2016 年 10 月 10         4,300.00
298   强制调增                                           429,995.70           -
                        日
                 2016 年 10 月 10              100.00
299   强制调增                                             9,999.90           -
                        日
                 2016 年 10 月 10         9,002.00
300   强制调增                                           900,191.00           -
                        日
                 2016 年 10 月 10         9,600.00
301   强制调增                                           959,990.40           -
                        日
                 2016 年 10 月 10         3,200.00
302   强制调增                                           319,990.40           -
                        日
                 2016 年 10 月 10         3,000.00
303   强制调增                                           299,991.00           -
                        日
                 2016 年 10 月 10        30,300.00
304   强制调增                                          3,029,939.40          -
                        日
                 2016 年 10 月 10         5,000.00
305   强制调增                                           499,975.00           -
                        日
                 2016 年 10 月 10         2,100.00
306   强制调增                                           209,989.50           -
                        日
                 2016 年 10 月 10              400.00
307   强制调增                                            39,998.80           -
                        日
                 2016 年 10 月 10         2,300.00
308   强制调增                                           229,993.10           -
                        日
                 2016 年 10 月 10         1,000.00
309   强制调增                                            99,996.00           -
                        日
                 2016 年 10 月 10              700.00
310   强制调增                                            69,997.20           -
                        日
                 2016 年 10 月 10         5,000.00
311   强制调增                                           499,980.00           -
                        日
                 2016 年 10 月 10         3,300.00
312   强制调增                                           329,986.80           -
                        日
                 2016 年 10 月 10              300.00
313   强制调增                                            29,998.80           -
                        日
                 2016 年 10 月 10         5,001.00
314   强制调增                                           500,085.00           -
                        日

                           第 25 页 共 68 页
                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 10 月 10         1,100.00
315    强制调增                                              109,996.70           -
                          日
                   2016 年 10 月 10              200.00
316    强制调增                                               19,999.20           -
                          日
                   2016 年 10 月 10         4,400.00
317    强制调增                                              439,978.00           -
                          日
                   2016 年 10 月 10              400.00
318    强制调增                                               39,998.40           -
                          日
                   2016 年 10 月 10         5,000.00
319    强制调增                                              499,980.00           -
                          日
                   2016 年 10 月 10              300.00
320    强制调增                                               29,998.80           -
                          日
                   2016 年 10 月 10              700.00
321    强制调增                                               69,997.20           -
                          日
                   2016 年 10 月 10              300.00
322    强制调增                                               29,998.80           -
                          日
                   2016 年 10 月 10   -3,373,200.00
323    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 11              219.00
324   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 12       348,290.00
325    强制调增                                                     0.00          -
                          日
                   2016 年 10 月 12      -348,290.00
326    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 12        -6,000.00
327    强制调减                                              -600,042.00          -
                          日
                   2016 年 10 月 12       -62,800.00
328    强制调减                                            -6,280,439.60          -
                          日
                   2016 年 10 月 12      -260,352.00
329    强制调减                                           -26,037,803.52          -
                          日
                   2016 年 10 月 12       -19,138.00
330    强制调减                                            -1,913,933.97          -
                          日
                   2016 年 10 月 12              218.00
331   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 13        68,805.00
332     申购                                                6,880,500.00          -
                          日
                   2016 年 10 月 13       260,396.00
333     申购                                               26,039,600.00          -
                          日
                   2016 年 10 月 13       965,112.00
334    强制调增                                                     0.00          -
                          日
                   2016 年 10 月 13      -965,112.00
335    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 13          -400.00
336    强制调减                                              -40,002.80           -
                          日

                             第 26 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 13          -500.00
337   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -500.00
338   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -700.00
339   强制调减                                          -70,004.90           -
                        日
                 2016 年 10 月 13          -500.00
340   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13        -2,900.00
341   强制调减                                          -290,020.30          -
                        日
                 2016 年 10 月 13          -100.00
342   强制调减                                          -10,000.70           -
                        日
                 2016 年 10 月 13          -500.00
343   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -600.00
344   强制调减                                          -60,004.20           -
                        日
                 2016 年 10 月 13       -75,972.00
345   强制调减                                        -7,597,731.80          -
                        日
                 2016 年 10 月 13       -19,134.00
346   强制调减                                        -1,913,533.94          -
                        日
                 2016 年 10 月 13          -500.00
347   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13        -3,400.00
348   强制调减                                          -340,023.80          -
                        日
                 2016 年 10 月 13          -500.00
349   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -800.00
350   强制调减                                          -80,005.60           -
                        日
                 2016 年 10 月 13          -800.00
351   强制调减                                          -80,005.60           -
                        日
                 2016 年 10 月 13          -800.00
352   强制调减                                          -80,005.60           -
                        日
                 2016 年 10 月 13       -20,000.00
353   强制调减                                        -2,000,140.00          -
                        日
                 2016 年 10 月 13        -1,000.00
354   强制调减                                          -100,007.00          -
                        日
                 2016 年 10 月 13      -500,000.00
355   强制调减                                       -50,003,500.00          -
                        日
                 2016 年 10 月 13          -900.00
356   强制调减                                          -90,006.30           -
                        日
                 2016 年 10 月 13        -4,800.00
357   强制调减                                          -480,033.60          -
                        日
                 2016 年 10 月 13        -4,800.00
358   强制调减                                          -480,033.60          -
                        日

                           第 27 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 10 月 13        -4,800.00
359   强制调减                                          -480,033.60          -
                        日
                 2016 年 10 月 13      -100,000.00
360   强制调减                                       -10,000,700.00          -
                        日
                 2016 年 10 月 13        -4,800.00
361   强制调减                                          -480,033.60          -
                        日
                 2016 年 10 月 13        -5,000.00
362   强制调减                                          -500,035.00          -
                        日
                 2016 年 10 月 13          -200.00
363   强制调减                                          -20,001.40           -
                        日
                 2016 年 10 月 13       -34,500.00
364   强制调减                                        -3,450,241.50          -
                        日
                 2016 年 10 月 13      -100,000.00
365   强制调减                                       -10,000,700.00          -
                        日
                 2016 年 10 月 13          -500.00
366   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13        -1,200.00
367   强制调减                                          -120,008.40          -
                        日
                 2016 年 10 月 13          -100.00
368   强制调减                                          -10,000.70           -
                        日
                 2016 年 10 月 13      -282,713.00
369   强制调减                                       -28,273,278.99          -
                        日
                 2016 年 10 月 13          -800.00
370   强制调减                                          -80,005.60           -
                        日
                 2016 年 10 月 13       -11,300.00
371   强制调减                                        -1,130,079.10          -
                        日
                 2016 年 10 月 13          -300.00
372   强制调减                                          -30,002.10           -
                        日
                 2016 年 10 月 13          -500.00
373   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -500.00
374   强制调减                                          -50,003.50           -
                        日
                 2016 年 10 月 13          -100.00
375   强制调减                                          -10,000.70           -
                        日
                 2016 年 10 月 13          -300.00
376   强制调减                                          -30,002.10           -
                        日
                 2016 年 10 月 13          -900.00
377   强制调减                                          -90,006.30           -
                        日
                 2016 年 10 月 13       -98,694.00
378   强制调减                                        -9,870,090.86          -
                        日
                 2016 年 10 月 13          -100.00
379   强制调减                                          -10,000.70           -
                        日
                 2016 年 10 月 13          -100.00
380   强制调减                                          -10,000.70           -
                        日

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                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 10 月 13          -900.00
381    强制调减                                              -90,006.30           -
                          日
                   2016 年 10 月 13        -4,800.00
382    强制调减                                              -480,033.60          -
                          日
                   2016 年 10 月 13          -800.00
383    强制调减                                              -80,005.60           -
                          日
                   2016 年 10 月 13          -100.00
384    强制调减                                              -10,000.70           -
                          日
                   2016 年 10 月 13          -200.00
385    强制调减                                              -20,001.40           -
                          日
                   2016 年 10 月 13              197.00
386   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 14        10,301.00
387     申购                                                1,030,100.00          -
                          日
                   2016 年 10 月 14       784,067.00
388     申购                                               78,406,700.00          -
                          日
                   2016 年 10 月 14       519,175.00
389     申购                                               51,917,500.00          -
                          日
                   2016 年 10 月 14    1,313,543.00
390    强制调增                                                     0.00          -
                          日
                   2016 年 10 月 14   -1,313,543.00
391    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 14              132.00
392   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 17    1,575,985.00
393    强制调增                                                     0.00          -
                          日
                   2016 年 10 月 17   -1,575,985.00
394    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 17       -90,517.00
395    强制调减                                            -9,052,333.62          -
                          日
                   2016 年 10 月 17      -299,390.00
396    强制调减                                           -29,940,496.95          -
                          日
                   2016 年 10 月 17      -156,744.00
397    强制调减                                           -15,675,497.21          -
                          日
                   2016 年 10 月 17       -92,756.00
398    强制调减                                            -9,276,249.29          -
                          日
                   2016 年 10 月 17       -43,256.00
399    强制调减                                            -4,325,902.79          -
                          日
                   2016 年 10 月 17       -94,864.00
400    强制调减                                            -9,487,064.05          -
                          日
                   2016 年 10 月 17          -210.00
401    强制调减                                              -21,001.05           -
                          日
                   2016 年 10 月 17        -1,100.00
402    强制调减                                              -110,007.70          -
                          日

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                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 10 月 17      -385,483.00
403    强制调减                                           -38,550,998.38          -
                          日
                   2016 年 10 月 17       -24,000.00
404    强制调减                                            -2,400,168.00          -
                          日
                   2016 年 10 月 17          -400.00
405    强制调减                                              -40,002.00           -
                          日
                   2016 年 10 月 17       -75,985.00
406    强制调减                                            -7,599,031.90          -
                          日
                   2016 年 10 月 17      -287,200.00
407    强制调减                                           -28,722,010.40          -
                          日
                   2016 年 10 月 17       -24,080.00
408    强制调减                                            -2,408,168.56          -
                          日
                   2016 年 10 月 17              650.00
409   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 18        76,201.00
410     申购                                                7,620,100.00          -
                          日
                   2016 年 10 月 18       299,805.00
411     申购                                               29,980,500.00          -
                          日
                   2016 年 10 月 18       675,967.00
412     申购                                               67,596,700.00          -
                          日
                   2016 年 10 月 18       114,605.00
413     申购                                               11,460,500.00          -
                          日
                   2016 年 10 月 18       409,512.00
414     申购                                               40,951,200.00          -
                          日
                   2016 年 10 月 18    1,576,090.00
415    强制调增                                                     0.00          -
                          日
                   2016 年 10 月 18   -1,576,090.00
416    强制调减                                                     0.00          -
                          日
                   2016 年 10 月 18              137.00
417   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 19              213.00
418   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 20              220.00
419   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 21              210.00
420   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 24              710.00
421   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 25              237.00
422   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 26              215.00
423   分红再投资                                                    0.00          -
                          日
                   2016 年 10 月 27              214.00
424   分红再投资                                                    0.00          -
                          日

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                                                             华宝添益 2016 年第 4 季度报告


                   2016 年 10 月 28              215.00
425   分红再投资                                                   0.00          -
                          日
                   2016 年 10 月 31              663.00
426   分红再投资                                                   0.00          -
                          日
                   2016 年 11 月 1               215.00
427   分红再投资                                                   0.00          -
                        日
                   2016 年 11 月 2        209,254.00
428    强制调增                                                    0.00          -
                        日
                   2016 年 11 月 2       -209,254.00
429    强制调减                                                    0.00          -
                        日
                   2016 年 11 月 2         -1,000.00
430    强制调减                                             -100,007.00          -
                        日
                   2016 年 11 月 2         -2,100.00
431    强制调减                                             -210,014.70          -
                        日
                   2016 年 11 月 2        -80,455.00
432    强制调减                                           -8,046,063.19          -
                        日
                   2016 年 11 月 2           -100.00
433    强制调减                                             -10,000.70           -
                        日
                   2016 年 11 月 2           -100.00
434    强制调减                                             -10,000.70           -
                        日
                   2016 年 11 月 2           -500.00
435    强制调减                                             -50,003.50           -
                        日
                   2016 年 11 月 2           -900.00
436    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -800.00
437    强制调减                                             -80,005.60           -
                        日
                   2016 年 11 月 2           -100.00
438    强制调减                                             -10,000.70           -
                        日
                   2016 年 11 月 2           -900.00
439    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -900.00
440    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -899.00
441    强制调减                                             -89,906.29           -
                        日
                   2016 年 11 月 2         -2,200.00
442    强制调减                                             -220,015.40          -
                        日
                   2016 年 11 月 2           -900.00
443    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2        -44,500.00
444    强制调减                                           -4,450,311.50          -
                        日
                   2016 年 11 月 2           -100.00
445    强制调减                                             -10,000.70           -
                        日
                   2016 年 11 月 2           -300.00
446    强制调减                                             -30,002.10           -
                        日

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                                                             华宝添益 2016 年第 4 季度报告


                   2016 年 11 月 2           -900.00
447    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2        -10,100.00
448    强制调减                                           -1,010,070.70          -
                        日
                   2016 年 11 月 2           -900.00
449    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2         -3,000.00
450    强制调减                                             -300,021.00          -
                        日
                   2016 年 11 月 2           -900.00
451    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -900.00
452    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -300.00
453    强制调减                                             -30,002.10           -
                        日
                   2016 年 11 月 2         -1,300.00
454    强制调减                                             -130,009.10          -
                        日
                   2016 年 11 月 2           -900.00
455    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2         -1,100.00
456    强制调减                                             -110,007.70          -
                        日
                   2016 年 11 月 2           -900.00
457    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2        -42,000.00
458    强制调减                                           -4,200,294.00          -
                        日
                   2016 年 11 月 2           -900.00
459    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -300.00
460    强制调减                                             -30,002.10           -
                        日
                   2016 年 11 月 2           -800.00
461    强制调减                                             -80,005.60           -
                        日
                   2016 年 11 月 2         -1,800.00
462    强制调减                                             -180,012.60          -
                        日
                   2016 年 11 月 2         -1,900.00
463    强制调减                                             -190,013.30          -
                        日
                   2016 年 11 月 2           -900.00
464    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -900.00
465    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -900.00
466    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2           -900.00
467    强制调减                                             -90,006.30           -
                        日
                   2016 年 11 月 2               214.00
468   分红再投资                                                   0.00          -
                        日

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                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3          2,000.00
469    申购                                            200,000.00           -
                      日
                 2016 年 11 月 3        207,268.00
470    申购                                          20,726,800.00          -
                      日
                 2016 年 11 月 3     2,671,923.00
471   强制调增                                                0.00          -
                      日
                 2016 年 11 月 3    -2,671,923.00
472   强制调减                                                0.00          -
                      日
                 2016 年 11 月 3         -2,400.00
473   强制调减                                         -240,019.20          -
                      日
                 2016 年 11 月 3         -2,000.00
474   强制调减                                         -200,014.00          -
                      日
                 2016 年 11 月 3        -56,900.00
475   强制调减                                       -5,690,398.30          -
                      日
                 2016 年 11 月 3           -200.00
476   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3        -13,900.00
477   强制调减                                       -1,390,097.30          -
                      日
                 2016 年 11 月 3           -100.00
478   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 3           -100.00
479   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 3        -99,640.00
480   强制调减                                       -9,964,697.48          -
                      日
                 2016 年 11 月 3           -900.00
481   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -4,000.00
482   强制调减                                         -400,032.00          -
                      日
                 2016 年 11 月 3           -900.00
483   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
484   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
485   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,100.00
486   强制调减                                         -210,014.70          -
                      日
                 2016 年 11 月 3         -5,000.00
487   强制调减                                         -500,035.00          -
                      日
                 2016 年 11 月 3         -1,200.00
488   强制调减                                         -120,009.60          -
                      日
                 2016 年 11 月 3        -10,900.00
489   强制调减                                       -1,090,076.30          -
                      日
                 2016 年 11 月 3        -37,406.00
490   强制调减                                       -3,740,861.84          -
                      日

                           第 33 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3           -900.00
491   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
492   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
493   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,000.00
494   强制调减                                         -200,016.00          -
                      日
                 2016 年 11 月 3        -24,000.00
495   强制调减                                       -2,400,168.00          -
                      日
                 2016 年 11 月 3         -8,000.00
496   强制调减                                         -800,056.00          -
                      日
                 2016 年 11 月 3         -6,500.00
497   强制调减                                         -650,045.50          -
                      日
                 2016 年 11 月 3         -2,400.00
498   强制调减                                         -240,016.80          -
                      日
                 2016 年 11 月 3        -22,000.00
499   强制调减                                       -2,200,176.00          -
                      日
                 2016 年 11 月 3         -1,000.00
500   强制调减                                         -100,008.00          -
                      日
                 2016 年 11 月 3        -75,460.00
501   强制调减                                       -7,546,528.22          -
                      日
                 2016 年 11 月 3        -90,000.00
502   强制调减                                       -9,000,720.00          -
                      日
                 2016 年 11 月 3        -90,000.00
503   强制调减                                       -9,000,720.00          -
                      日
                 2016 年 11 月 3        -90,000.00
504   强制调减                                       -9,000,720.00          -
                      日
                 2016 年 11 月 3           -900.00
505   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,400.00
506   强制调减                                         -240,019.20          -
                      日
                 2016 年 11 月 3           -200.00
507   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3         -5,000.00
508   强制调减                                         -500,035.00          -
                      日
                 2016 年 11 月 3           -900.00
509   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 3        -24,000.00
510   强制调减                                       -2,400,168.00          -
                      日
                 2016 年 11 月 3         -1,200.00
511   强制调减                                         -120,009.60          -
                      日
                 2016 年 11 月 3         -1,400.00
512   强制调减                                         -140,011.20          -
                      日

                           第 34 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3        -16,000.00
513   强制调减                                       -1,600,128.00          -
                      日
                 2016 年 11 月 3        -99,643.00
514   强制调减                                       -9,965,097.14          -
                      日
                 2016 年 11 月 3         -4,304.00
515   强制调减                                         -430,430.13          -
                      日
                 2016 年 11 月 3        -22,100.00
516   强制调减                                       -2,210,154.70          -
                      日
                 2016 年 11 月 3           -600.00
517   强制调减                                         -60,004.20           -
                      日
                 2016 年 11 月 3           -200.00
518   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3           -100.00
519   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 3        -50,000.00
520   强制调减                                       -5,000,350.00          -
                      日
                 2016 年 11 月 3         -8,600.00
521   强制调减                                         -860,060.20          -
                      日
                 2016 年 11 月 3           -900.00
522   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3        -14,000.00
523   强制调减                                       -1,400,098.00          -
                      日
                 2016 年 11 月 3        -11,500.00
524   强制调减                                       -1,150,092.00          -
                      日
                 2016 年 11 月 3        -56,900.00
525   强制调减                                       -5,690,398.30          -
                      日
                 2016 年 11 月 3        -34,600.00
526   强制调减                                       -3,460,276.80          -
                      日
                 2016 年 11 月 3         -1,800.00
527   强制调减                                         -180,012.60          -
                      日
                 2016 年 11 月 3        -30,000.00
528   强制调减                                       -3,000,210.00          -
                      日
                 2016 年 11 月 3         -4,000.00
529   强制调减                                         -400,028.00          -
                      日
                 2016 年 11 月 3        -20,000.00
530   强制调减                                       -2,000,140.00          -
                      日
                 2016 年 11 月 3        -30,500.00
531   强制调减                                       -3,050,213.50          -
                      日
                 2016 年 11 月 3           -900.00
532   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 3        -32,595.00
533   强制调减                                       -3,259,728.17          -
                      日
                 2016 年 11 月 3        -29,900.00
534   强制调减                                       -2,990,209.30          -
                      日

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                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3           -400.00
535   强制调减                                         -40,002.80           -
                      日
                 2016 年 11 月 3           -900.00
536   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,400.00
537   强制调减                                         -240,016.80          -
                      日
                 2016 年 11 月 3         -3,194.00
538   强制调减                                         -319,422.36          -
                      日
                 2016 年 11 月 3           -200.00
539   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3         -2,100.00
540   强制调减                                         -210,014.70          -
                      日
                 2016 年 11 月 3        -10,000.00
541   强制调减                                       -1,000,070.00          -
                      日
                 2016 年 11 月 3           -200.00
542   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3           -200.00
543   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3           -200.00
544   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3           -900.00
545   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
546   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 3         -4,696.00
547   强制调减                                         -469,632.87          -
                      日
                 2016 年 11 月 3         -4,400.00
548   强制调减                                         -440,030.80          -
                      日
                 2016 年 11 月 3         -8,700.00
549   强制调减                                         -870,060.90          -
                      日
                 2016 年 11 月 3         -8,000.00
550   强制调减                                         -800,056.00          -
                      日
                 2016 年 11 月 3           -100.00
551   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 3         -8,400.00
552   强制调减                                         -840,058.80          -
                      日
                 2016 年 11 月 3         -1,800.00
553   强制调减                                         -180,012.60          -
                      日
                 2016 年 11 月 3         -2,200.00
554   强制调减                                         -220,015.40          -
                      日
                 2016 年 11 月 3        -13,400.00
555   强制调减                                       -1,340,107.20          -
                      日
                 2016 年 11 月 3        -10,900.00
556   强制调减                                       -1,090,076.30          -
                      日

                           第 36 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3         -5,400.00
557   强制调减                                          -540,037.80          -
                      日
                 2016 年 11 月 3         -2,400.00
558   强制调减                                          -240,016.80          -
                      日
                 2016 年 11 月 3         -8,700.00
559   强制调减                                          -870,060.90          -
                      日
                 2016 年 11 月 3         -2,300.00
560   强制调减                                          -230,016.10          -
                      日
                 2016 年 11 月 3           -300.00
561   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 3         -2,700.00
562   强制调减                                          -270,018.90          -
                      日
                 2016 年 11 月 3           -900.00
563   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
564   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -700.00
565   强制调减                                          -70,005.60           -
                      日
                 2016 年 11 月 3           -100.00
566   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 3        -18,600.00
567   强制调减                                        -1,860,130.20          -
                      日
                 2016 年 11 月 3         -2,300.00
568   强制调减                                          -230,016.10          -
                      日
                 2016 年 11 月 3       -211,040.00
569   强制调减                                       -21,105,477.28          -
                      日
                 2016 年 11 月 3           -900.00
570   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
571   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
572   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -200.00
573   强制调减                                          -20,001.60           -
                      日
                 2016 年 11 月 3         -5,000.00
574   强制调减                                          -500,040.00          -
                      日
                 2016 年 11 月 3           -900.00
575   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 3         -2,400.00
576   强制调减                                          -240,016.80          -
                      日
                 2016 年 11 月 3         -4,000.00
577   强制调减                                          -400,028.00          -
                      日
                 2016 年 11 月 3         -5,500.00
578   强制调减                                          -550,044.00          -
                      日

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                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3           -800.00
579   强制调减                                         -80,006.40           -
                      日
                 2016 年 11 月 3           -900.00
580   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,400.00
581   强制调减                                         -240,016.80          -
                      日
                 2016 年 11 月 3        -51,700.00
582   强制调减                                       -5,170,413.60          -
                      日
                 2016 年 11 月 3        -34,600.00
583   强制调减                                       -3,460,242.20          -
                      日
                 2016 年 11 月 3        -30,000.00
584   强制调减                                       -3,000,240.00          -
                      日
                 2016 年 11 月 3           -200.00
585   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3         -1,700.00
586   强制调减                                         -170,011.90          -
                      日
                 2016 年 11 月 3           -900.00
587   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3         -2,400.00
588   强制调减                                         -240,019.20          -
                      日
                 2016 年 11 月 3         -2,900.00
589   强制调减                                         -290,023.20          -
                      日
                 2016 年 11 月 3         -2,100.00
590   强制调减                                         -210,016.80          -
                      日
                 2016 年 11 月 3           -900.00
591   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -300.00
592   强制调减                                         -30,002.40           -
                      日
                 2016 年 11 月 3           -900.00
593   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 3         -1,900.00
594   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 3         -2,800.00
595   强制调减                                         -280,019.60          -
                      日
                 2016 年 11 月 3         -1,700.00
596   强制调减                                         -170,011.90          -
                      日
                 2016 年 11 月 3         -6,400.00
597   强制调减                                         -640,044.80          -
                      日
                 2016 年 11 月 3         -3,157.00
598   强制调减                                         -315,725.26          -
                      日
                 2016 年 11 月 3         -3,700.00
599   强制调减                                         -370,029.60          -
                      日
                 2016 年 11 月 3         -1,900.00
600   强制调减                                         -190,015.20          -
                      日

                           第 38 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3        -24,000.00
601   强制调减                                       -2,400,192.00          -
                      日
                 2016 年 11 月 3           -900.00
602   强制调减                                         -90,007.20           -
                      日
                 2016 年 11 月 3           -100.00
603   强制调减                                         -10,000.80           -
                      日
                 2016 年 11 月 3           -193.00
604   强制调减                                         -19,301.54           -
                      日
                 2016 年 11 月 3         -7,000.00
605   强制调减                                         -700,049.00          -
                      日
                 2016 年 11 月 3         -3,200.00
606   强制调减                                         -320,022.40          -
                      日
                 2016 年 11 月 3           -200.00
607   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3         -5,400.00
608   强制调减                                         -540,037.80          -
                      日
                 2016 年 11 月 3         -2,800.00
609   强制调减                                         -280,019.60          -
                      日
                 2016 年 11 月 3         -4,700.00
610   强制调减                                         -470,032.90          -
                      日
                 2016 年 11 月 3         -2,900.00
611   强制调减                                         -290,020.30          -
                      日
                 2016 年 11 月 3         -2,900.00
612   强制调减                                         -290,020.30          -
                      日
                 2016 年 11 月 3           -300.00
613   强制调减                                         -30,002.10           -
                      日
                 2016 年 11 月 3         -1,900.00
614   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 3           -200.00
615   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 3         -3,500.00
616   强制调减                                         -350,024.50          -
                      日
                 2016 年 11 月 3         -1,600.00
617   强制调减                                         -160,011.20          -
                      日
                 2016 年 11 月 3         -2,500.00
618   强制调减                                         -250,017.50          -
                      日
                 2016 年 11 月 3        -60,000.00
619   强制调减                                       -6,000,420.00          -
                      日
                 2016 年 11 月 3         -4,100.00
620   强制调减                                         -410,028.70          -
                      日
                 2016 年 11 月 3           -100.00
621   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 3         -5,700.00
622   强制调减                                         -570,039.90          -
                      日

                           第 39 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3        -19,900.00
623   强制调减                                        -1,990,139.30          -
                      日
                 2016 年 11 月 3         -2,900.00
624   强制调减                                          -290,020.30          -
                      日
                 2016 年 11 月 3         -4,400.00
625   强制调减                                          -440,030.80          -
                      日
                 2016 年 11 月 3         -2,300.00
626   强制调减                                          -230,016.10          -
                      日
                 2016 年 11 月 3           -900.00
627   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3       -237,560.00
628   强制调减                                       -23,757,662.92          -
                      日
                 2016 年 11 月 3         -2,900.00
629   强制调减                                          -290,020.30          -
                      日
                 2016 年 11 月 3           -900.00
630   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3        -20,296.00
631   强制调减                                        -2,029,742.07          -
                      日
                 2016 年 11 月 3           -900.00
632   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 3           -900.00
633   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 3           -700.00
634   强制调减                                          -70,005.60           -
                      日
                 2016 年 11 月 3           -100.00
635   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 3         -4,900.00
636   强制调减                                          -490,034.30          -
                      日
                 2016 年 11 月 3        -13,000.00
637   强制调减                                        -1,300,091.00          -
                      日
                 2016 年 11 月 3           -500.00
638   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 3           -300.00
639   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 3           -500.00
640   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 3           -200.00
641   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 3           -900.00
642   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3         -1,807.00
643   强制调减                                          -180,714.46          -
                      日
                 2016 年 11 月 3        -30,000.00
644   强制调减                                        -3,000,240.00          -
                      日

                           第 40 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 3           -600.00
645   强制调减                                          -60,004.80           -
                      日
                 2016 年 11 月 3       -600,000.00
646   强制调减                                       -60,004,200.00          -
                      日
                 2016 年 11 月 3         -1,000.00
647   强制调减                                          -100,007.00          -
                      日
                 2016 年 11 月 3        -10,000.00
648   强制调减                                        -1,000,080.00          -
                      日
                 2016 年 11 月 3           -300.00
649   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 3        -11,100.00
650   强制调减                                        -1,110,088.80          -
                      日
                 2016 年 11 月 3           -100.00
651   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 3           -600.00
652   强制调减                                          -60,004.20           -
                      日
                 2016 年 11 月 3        -10,000.00
653   强制调减                                        -1,000,070.00          -
                      日
                 2016 年 11 月 3        -22,500.00
654   强制调减                                        -2,250,157.50          -
                      日
                 2016 年 11 月 3         -3,500.00
655   强制调减                                          -350,024.50          -
                      日
                 2016 年 11 月 3         -3,700.00
656   强制调减                                          -370,025.90          -
                      日
                 2016 年 11 月 3           -900.00
657   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3         -5,000.00
658   强制调减                                          -500,040.00          -
                      日
                 2016 年 11 月 3           -900.00
659   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -900.00
660   强制调减                                          -90,007.20           -
                      日
                 2016 年 11 月 3           -800.00
661   强制调减                                          -80,005.60           -
                      日
                 2016 年 11 月 3        -12,000.00
662   强制调减                                        -1,200,084.00          -
                      日
                 2016 年 11 月 3         -5,700.00
663   强制调减                                          -570,039.90          -
                      日
                 2016 年 11 月 3         -4,300.00
664   强制调减                                          -430,030.10          -
                      日
                 2016 年 11 月 3           -400.00
665   强制调减                                          -40,002.80           -
                      日
                 2016 年 11 月 3           -200.00
666   强制调减                                          -20,001.40           -
                      日

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                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 11 月 3         -1,600.00
667    强制调减                                              -160,011.20          -
                        日
                   2016 年 11 月 3        -30,000.00
668    强制调减                                            -3,000,210.00          -
                        日
                   2016 年 11 月 3               200.00
669   分红再投资                                                    0.00          -
                        日
                   2016 年 11 月 4        111,908.00
670     申购                                               11,190,800.00          -
                        日
                   2016 年 11 月 4        269,106.00
671     申购                                               26,910,600.00          -
                        日
                   2016 年 11 月 4        600,249.00
672     申购                                               60,024,900.00          -
                        日
                   2016 年 11 月 4     1,900,137.00
673     申购                                              190,013,700.00          -
                        日
                   2016 年 11 月 4     2,881,400.00
674    强制调增                                                     0.00          -
                        日
                   2016 年 11 月 4    -2,881,400.00
675    强制调减                                                     0.00          -
                        日
                   2016 年 11 月 4                32.00
676   分红再投资                                                    0.00          -
                        日
                   2016 年 11 月 7     3,379,000.00
677    强制调增                                                     0.00          -
                        日
                   2016 年 11 月 7    -3,379,000.00
678    强制调减                                                     0.00          -
                        日
                   2016 年 11 月 7         -3,500.00
679    强制调减                                              -350,024.50          -
                        日
                   2016 年 11 月 7           -300.00
680    强制调减                                              -30,002.10           -
                        日
                   2016 年 11 月 7           -100.00
681    强制调减                                              -10,000.70           -
                        日
                   2016 年 11 月 7        -38,417.00
682    强制调减                                            -3,841,968.92          -
                        日
                   2016 年 11 月 7           -100.00
683    强制调减                                              -10,000.70           -
                        日
                   2016 年 11 月 7         -1,900.00
684    强制调减                                              -190,013.30          -
                        日
                   2016 年 11 月 7           -500.00
685    强制调减                                              -50,003.50           -
                        日
                   2016 年 11 月 7         -3,000.00
686    强制调减                                              -300,021.00          -
                        日
                   2016 年 11 月 7        -11,000.00
687    强制调减                                            -1,100,077.00          -
                        日
                   2016 年 11 月 7         -1,000.00
688    强制调减                                              -100,007.00          -
                        日

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                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7           -900.00
689   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7           -100.00
690   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7           -100.00
691   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7         -4,600.00
692   强制调减                                         -460,032.20          -
                      日
                 2016 年 11 月 7           -200.00
693   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 7           -900.00
694   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
695   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7         -1,900.00
696   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -200.00
697   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 7         -1,000.00
698   强制调减                                         -100,007.00          -
                      日
                 2016 年 11 月 7           -100.00
699   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7           -900.00
700   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
701   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7         -8,400.00
702   强制调减                                         -840,058.80          -
                      日
                 2016 年 11 月 7           -600.00
703   强制调减                                         -60,004.20           -
                      日
                 2016 年 11 月 7           -900.00
704   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7         -1,900.00
705   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -100.00
706   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7         -1,900.00
707   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7        -28,103.00
708   强制调减                                       -2,810,581.03          -
                      日
                 2016 年 11 月 7         -1,100.00
709   强制调减                                         -110,007.70          -
                      日
                 2016 年 11 月 7         -1,400.00
710   强制调减                                         -140,009.80          -
                      日

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                                                      华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7           -500.00
711   强制调减                                       -50,003.50           -
                      日
                 2016 年 11 月 7         -1,900.00
712   强制调减                                       -190,013.30          -
                      日
                 2016 年 11 月 7         -1,700.00
713   强制调减                                       -170,011.90          -
                      日
                 2016 年 11 月 7           -100.00
714   强制调减                                       -10,000.70           -
                      日
                 2016 年 11 月 7         -1,900.00
715   强制调减                                       -190,013.30          -
                      日
                 2016 年 11 月 7           -900.00
716   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
717   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -400.00
718   强制调减                                       -40,002.80           -
                      日
                 2016 年 11 月 7           -900.00
719   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -100.00
720   强制调减                                       -10,000.70           -
                      日
                 2016 年 11 月 7           -800.00
721   强制调减                                       -80,005.60           -
                      日
                 2016 年 11 月 7           -900.00
722   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -200.00
723   强制调减                                       -20,001.40           -
                      日
                 2016 年 11 月 7         -4,000.00
724   强制调减                                       -400,028.00          -
                      日
                 2016 年 11 月 7         -1,900.00
725   强制调减                                       -190,013.30          -
                      日
                 2016 年 11 月 7         -1,000.00
726   强制调减                                       -100,007.00          -
                      日
                 2016 年 11 月 7         -5,000.00
727   强制调减                                       -500,035.00          -
                      日
                 2016 年 11 月 7           -900.00
728   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7         -9,200.00
729   强制调减                                       -920,064.40          -
                      日
                 2016 年 11 月 7           -900.00
730   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
731   强制调减                                       -90,006.30           -
                      日
                 2016 年 11 月 7           -100.00
732   强制调减                                       -10,000.70           -
                      日

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                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7           -200.00
733   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 7           -200.00
734   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 7        -49,900.00
735   强制调减                                       -4,990,349.30          -
                      日
                 2016 年 11 月 7           -400.00
736   强制调减                                         -40,002.80           -
                      日
                 2016 年 11 月 7         -2,900.00
737   强制调减                                         -290,020.30          -
                      日
                 2016 年 11 月 7         -1,900.00
738   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7         -1,900.00
739   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7         -1,200.00
740   强制调减                                         -120,008.40          -
                      日
                 2016 年 11 月 7         -1,600.00
741   强制调减                                         -160,011.20          -
                      日
                 2016 年 11 月 7           -900.00
742   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
743   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7         -3,000.00
744   强制调减                                         -300,021.00          -
                      日
                 2016 年 11 月 7         -1,000.00
745   强制调减                                         -100,007.00          -
                      日
                 2016 年 11 月 7         -1,900.00
746   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -100.00
747   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7         -5,400.00
748   强制调减                                         -540,037.80          -
                      日
                 2016 年 11 月 7         -5,300.00
749   强制调减                                         -530,037.10          -
                      日
                 2016 年 11 月 7         -5,500.00
750   强制调减                                         -550,038.50          -
                      日
                 2016 年 11 月 7        -15,400.00
751   强制调减                                       -1,540,107.80          -
                      日
                 2016 年 11 月 7         -3,300.00
752   强制调减                                         -330,023.10          -
                      日
                 2016 年 11 月 7           -700.00
753   强制调减                                         -70,004.90           -
                      日
                 2016 年 11 月 7           -100.00
754   强制调减                                         -10,000.70           -
                      日

                           第 45 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7         -1,900.00
755   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7         -1,000.00
756   强制调减                                         -100,007.00          -
                      日
                 2016 年 11 月 7           -800.00
757   强制调减                                         -80,005.60           -
                      日
                 2016 年 11 月 7         -3,500.00
758   强制调减                                         -350,024.50          -
                      日
                 2016 年 11 月 7           -900.00
759   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7           -300.00
760   强制调减                                         -30,002.10           -
                      日
                 2016 年 11 月 7           -300.00
761   强制调减                                         -30,002.10           -
                      日
                 2016 年 11 月 7        -10,000.00
762   强制调减                                       -1,000,070.00          -
                      日
                 2016 年 11 月 7         -1,900.00
763   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -100.00
764   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7         -3,100.00
765   强制调减                                         -310,021.70          -
                      日
                 2016 年 11 月 7         -8,400.00
766   强制调减                                         -840,058.80          -
                      日
                 2016 年 11 月 7         -5,000.00
767   强制调减                                         -500,035.00          -
                      日
                 2016 年 11 月 7         -1,900.00
768   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -800.00
769   强制调减                                         -80,005.60           -
                      日
                 2016 年 11 月 7         -1,900.00
770   强制调减                                         -190,013.30          -
                      日
                 2016 年 11 月 7           -900.00
771   强制调减                                         -90,006.30           -
                      日
                 2016 年 11 月 7        -14,800.00
772   强制调减                                       -1,480,103.60          -
                      日
                 2016 年 11 月 7           -100.00
773   强制调减                                         -10,000.70           -
                      日
                 2016 年 11 月 7           -200.00
774   强制调减                                         -20,001.40           -
                      日
                 2016 年 11 月 7         -2,000.00
775   强制调减                                         -200,014.00          -
                      日
                 2016 年 11 月 7         -5,000.00
776   强制调减                                         -500,035.00          -
                      日

                           第 46 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7       -298,500.00
777   强制调减                                       -29,852,089.50          -
                      日
                 2016 年 11 月 7         -2,000.00
778   强制调减                                          -200,014.00          -
                      日
                 2016 年 11 月 7           -700.00
779   强制调减                                          -70,004.90           -
                      日
                 2016 年 11 月 7         -5,000.00
780   强制调减                                          -500,035.00          -
                      日
                 2016 年 11 月 7           -300.00
781   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 7           -900.00
782   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 7         -3,500.00
783   强制调减                                          -350,024.50          -
                      日
                 2016 年 11 月 7         -8,000.00
784   强制调减                                          -800,056.00          -
                      日
                 2016 年 11 月 7        -11,000.00
785   强制调减                                        -1,100,077.00          -
                      日
                 2016 年 11 月 7         -9,383.00
786   强制调减                                          -938,365.68          -
                      日
                 2016 年 11 月 7         -1,900.00
787   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7           -200.00
788   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 7           -100.00
789   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 7           -200.00
790   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 7           -800.00
791   强制调减                                          -80,005.60           -
                      日
                 2016 年 11 月 7           -500.00
792   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 7           -500.00
793   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 7         -1,900.00
794   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7        -10,000.00
795   强制调减                                        -1,000,070.00          -
                      日
                 2016 年 11 月 7           -400.00
796   强制调减                                          -40,002.80           -
                      日
                 2016 年 11 月 7         -1,900.00
797   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7         -8,000.00
798   强制调减                                          -800,056.00          -
                      日

                           第 47 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7        -20,000.00
799   强制调减                                        -2,000,140.00          -
                      日
                 2016 年 11 月 7           -900.00
800   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 7           -900.00
801   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 7         -1,900.00
802   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7           -100.00
803   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 7       -231,400.00
804   强制调减                                       -23,141,619.80          -
                      日
                 2016 年 11 月 7         -1,900.00
805   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7         -1,000.00
806   强制调减                                          -100,007.00          -
                      日
                 2016 年 11 月 7         -1,000.00
807   强制调减                                          -100,007.00          -
                      日
                 2016 年 11 月 7       -370,000.00
808   强制调减                                       -37,003,700.00          -
                      日
                 2016 年 11 月 7       -445,683.00
809   强制调减                                       -44,571,419.78          -
                      日
                 2016 年 11 月 7         -5,500.00
810   强制调减                                          -550,038.50          -
                      日
                 2016 年 11 月 7           -300.00
811   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 7       -500,000.00
812   强制调减                                       -50,003,500.00          -
                      日
                 2016 年 11 月 7        -11,400.00
813   强制调减                                        -1,140,079.80          -
                      日
                 2016 年 11 月 7        -54,317.00
814   强制调减                                        -5,432,080.22          -
                      日
                 2016 年 11 月 7           -200.00
815   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 7         -2,000.00
816   强制调减                                          -200,014.00          -
                      日
                 2016 年 11 月 7         -8,000.00
817   强制调减                                          -800,056.00          -
                      日
                 2016 年 11 月 7         -5,300.00
818   强制调减                                          -530,037.10          -
                      日
                 2016 年 11 月 7           -900.00
819   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 7           -300.00
820   强制调减                                          -30,002.10           -
                      日

                           第 48 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7        -60,600.00
821   强制调减                                        -6,060,424.20          -
                      日
                 2016 年 11 月 7           -500.00
822   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 7           -100.00
823   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 7        -23,800.00
824   强制调减                                        -2,380,166.60          -
                      日
                 2016 年 11 月 7           -500.00
825   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 7           -100.00
826   强制调减                                          -10,000.80           -
                      日
                 2016 年 11 月 7           -300.00
827   强制调减                                          -30,002.40           -
                      日
                 2016 年 11 月 7       -106,200.00
828   强制调减                                       -10,620,743.40          -
                      日
                 2016 年 11 月 7        -34,716.00
829   强制调减                                        -3,471,843.01          -
                      日
                 2016 年 11 月 7        -21,700.00
830   强制调减                                        -2,170,151.90          -
                      日
                 2016 年 11 月 7         -2,900.00
831   强制调减                                          -290,023.20          -
                      日
                 2016 年 11 月 7         -2,500.00
832   强制调减                                          -250,020.00          -
                      日
                 2016 年 11 月 7        -22,600.00
833   强制调减                                        -2,260,180.80          -
                      日
                 2016 年 11 月 7        -10,300.00
834   强制调减                                        -1,030,082.40          -
                      日
                 2016 年 11 月 7         -1,000.00
835   强制调减                                          -100,008.00          -
                      日
                 2016 年 11 月 7         -1,600.00
836   强制调减                                          -160,011.20          -
                      日
                 2016 年 11 月 7        -19,900.00
837   强制调减                                        -1,990,159.20          -
                      日
                 2016 年 11 月 7         -1,000.00
838   强制调减                                          -100,008.00          -
                      日
                 2016 年 11 月 7           -100.00
839   强制调减                                          -10,000.80           -
                      日
                 2016 年 11 月 7         -5,000.00
840   强制调减                                          -500,050.00          -
                      日
                 2016 年 11 月 7         -1,100.00
841   强制调减                                          -110,011.00          -
                      日
                 2016 年 11 月 7         -6,784.00
842   强制调减                                          -678,454.27          -
                      日

                           第 49 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 11 月 7        -10,000.00
843   强制调减                                        -1,000,100.00          -
                      日
                 2016 年 11 月 7       -585,797.00
844   强制调减                                       -58,585,557.97          -
                      日
                 2016 年 11 月 7        -86,200.00
845   强制调减                                        -8,620,603.40          -
                      日
                 2016 年 11 月 7           -500.00
846   强制调减                                          -50,003.50           -
                      日
                 2016 年 11 月 7         -1,800.00
847   强制调减                                          -180,012.60          -
                      日
                 2016 年 11 月 7           -700.00
848   强制调减                                          -70,004.90           -
                      日
                 2016 年 11 月 7           -700.00
849   强制调减                                          -70,004.90           -
                      日
                 2016 年 11 月 7           -100.00
850   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 7         -1,900.00
851   强制调减                                          -190,013.30          -
                      日
                 2016 年 11 月 7           -200.00
852   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 7         -1,400.00
853   强制调减                                          -140,009.80          -
                      日
                 2016 年 11 月 7           -900.00
854   强制调减                                          -90,006.30           -
                      日
                 2016 年 11 月 7           -200.00
855   强制调减                                          -20,001.40           -
                      日
                 2016 年 11 月 7         -2,400.00
856   强制调减                                          -240,016.80          -
                      日
                 2016 年 11 月 7           -300.00
857   强制调减                                          -30,002.10           -
                      日
                 2016 年 11 月 7           -400.00
858   强制调减                                          -40,002.80           -
                      日
                 2016 年 11 月 7           -700.00
859   强制调减                                          -70,004.90           -
                      日
                 2016 年 11 月 7         -5,000.00
860   强制调减                                          -500,035.00          -
                      日
                 2016 年 11 月 7         -1,000.00
861   强制调减                                          -100,007.00          -
                      日
                 2016 年 11 月 7         -5,000.00
862   强制调减                                          -500,035.00          -
                      日
                 2016 年 11 月 7           -100.00
863   强制调减                                          -10,000.70           -
                      日
                 2016 年 11 月 7           -300.00
864   强制调减                                          -30,002.10           -
                      日

                           第 50 页 共 68 页
                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 11 月 7           -900.00
865    强制调减                                              -90,006.30           -
                        日
                   2016 年 11 月 7               635.00
866   分红再投资                                                    0.00          -
                        日
                   2016 年 11 月 8        181,113.00
867     申购                                               18,111,300.00          -
                        日
                   2016 年 11 月 8        769,334.00
868     申购                                               76,933,400.00          -
                        日
                   2016 年 11 月 8     2,379,100.00
869     申购                                              237,910,000.00          -
                        日
                   2016 年 11 月 8     3,329,547.00
870    强制调增                                                     0.00          -
                        日
                   2016 年 11 月 8    -3,329,547.00
871    强制调减                                                     0.00          -
                        日
                   2016 年 11 月 9               208.00
872   分红再投资                                                    0.00          -
                        日
                   2016 年 11 月 10              207.00
873   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 11              208.00
874   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 14              630.00
875   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 15              256.00
876   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 16              208.00
877   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 17              209.00
878   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 18              210.00
879   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 21              628.00
880   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 22              235.00
881   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 23              212.00
882   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 24              212.00
883   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 25              213.00
884   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 28              669.00
885   分红再投资                                                    0.00          -
                          日
                   2016 年 11 月 29              246.00
886   分红再投资                                                    0.00          -
                          日

                             第 51 页 共 68 页
                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 11 月 30              215.00
887   分红再投资                                                    0.00          -
                          日
                   2016 年 12 月 1                77.00
888   分红再投资                                                    0.00          -
                        日
                   2016 年 12 月 2     3,335,025.00
889    强制调增                                                     0.00          -
                        日
                   2016 年 12 月 2    -3,335,025.00
890    强制调减                                                     0.00          -
                        日
                   2016 年 12 月 2        -18,600.00
891    强制调减                                            -1,860,018.60          -
                        日
                   2016 年 12 月 2           -400.00
892    强制调减                                              -40,000.40           -
                        日
                   2016 年 12 月 2           -300.00
893    强制调减                                              -30,000.30           -
                        日
                   2016 年 12 月 2           -300.00
894    强制调减                                              -30,000.30           -
                        日
                   2016 年 12 月 2           -100.00
895    强制调减                                              -10,000.10           -
                        日
                   2016 年 12 月 2           -400.00
896    强制调减                                              -40,000.40           -
                        日
                   2016 年 12 月 2           -300.00
897    强制调减                                              -30,000.30           -
                        日
                   2016 年 12 月 2         -4,600.00
898    强制调减                                              -460,004.60          -
                        日
                   2016 年 12 月 2           -200.00
899    强制调减                                              -20,000.20           -
                        日
                   2016 年 12 月 2           -500.00
900    强制调减                                              -50,000.50           -
                        日
                   2016 年 12 月 2           -100.00
901    强制调减                                              -10,000.10           -
                        日
                   2016 年 12 月 2           -200.00
902    强制调减                                              -20,000.20           -
                        日
                   2016 年 12 月 2           -800.00
903    强制调减                                              -80,000.80           -
                        日
                   2016 年 12 月 2        -42,961.00
904    强制调减                                            -4,296,142.96          -
                        日
                   2016 年 12 月 2       -190,290.00
905    强制调减                                           -19,029,190.29          -
                        日
                   2016 年 12 月 2           -300.00
906    强制调减                                              -30,000.30           -
                        日
                   2016 年 12 月 2           -200.00
907    强制调减                                              -20,000.20           -
                        日
                   2016 年 12 月 2         -1,100.00
908    强制调减                                              -110,001.10          -
                        日

                             第 52 页 共 68 页
                                                         华宝添益 2016 年第 4 季度报告


                 2016 年 12 月 2        -41,600.00
909   强制调减                                        -4,160,041.60          -
                      日
                 2016 年 12 月 2       -166,300.00
910   强制调减                                       -16,630,166.30          -
                      日
                 2016 年 12 月 2           -600.00
911   强制调减                                          -60,000.60           -
                      日
                 2016 年 12 月 2           -200.00
912   强制调减                                          -20,000.20           -
                      日
                 2016 年 12 月 2           -200.00
913   强制调减                                          -20,000.20           -
                      日
                 2016 年 12 月 2           -100.00
914   强制调减                                          -10,000.10           -
                      日
                 2016 年 12 月 2           -200.00
915   强制调减                                          -20,000.20           -
                      日
                 2016 年 12 月 2         -8,139.00
916   强制调减                                          -813,908.14          -
                      日
                 2016 年 12 月 2        -70,000.00
917   强制调减                                        -7,000,070.00          -
                      日
                 2016 年 12 月 2        -41,600.00
918   强制调减                                        -4,160,041.60          -
                      日
                 2016 年 12 月 2           -800.00
919   强制调减                                          -80,000.80           -
                      日
                 2016 年 12 月 2         -1,000.00
920   强制调减                                          -100,001.00          -
                      日
                 2016 年 12 月 2         -8,000.00
921   强制调减                                          -800,008.00          -
                      日
                 2016 年 12 月 2           -300.00
922   强制调减                                          -30,000.30           -
                      日
                 2016 年 12 月 2         -3,400.00
923   强制调减                                          -340,003.40          -
                      日
                 2016 年 12 月 2         -1,000.00
924   强制调减                                          -100,001.00          -
                      日
                 2016 年 12 月 2        -10,978.00
925   强制调减                                        -1,097,810.98          -
                      日
                 2016 年 12 月 2         -1,000.00
926   强制调减                                          -100,001.00          -
                      日
                 2016 年 12 月 2           -500.00
927   强制调减                                          -50,000.50           -
                      日
                 2016 年 12 月 2        -15,639.00
928   强制调减                                        -1,563,915.64          -
                      日
                 2016 年 12 月 2        -15,300.00
929   强制调减                                        -1,530,015.30          -
                      日
                 2016 年 12 月 2        -32,200.00
930   强制调减                                        -3,220,032.20          -
                      日

                           第 53 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 12 月 2        -10,100.00
931   强制调减                                       -1,010,010.10          -
                      日
                 2016 年 12 月 2        -37,600.00
932   强制调减                                       -3,760,037.60          -
                      日
                 2016 年 12 月 2           -200.00
933   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2         -4,100.00
934   强制调减                                         -410,004.10          -
                      日
                 2016 年 12 月 2         -4,200.00
935   强制调减                                         -420,004.20          -
                      日
                 2016 年 12 月 2         -5,400.00
936   强制调减                                         -540,005.40          -
                      日
                 2016 年 12 月 2           -100.00
937   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2        -41,600.00
938   强制调减                                       -4,160,041.60          -
                      日
                 2016 年 12 月 2           -200.00
939   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2           -400.00
940   强制调减                                         -40,000.40           -
                      日
                 2016 年 12 月 2         -4,500.00
941   强制调减                                         -450,004.50          -
                      日
                 2016 年 12 月 2         -9,300.00
942   强制调减                                         -930,009.30          -
                      日
                 2016 年 12 月 2           -300.00
943   强制调减                                         -30,000.30           -
                      日
                 2016 年 12 月 2           -100.00
944   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2         -6,600.00
945   强制调减                                         -660,006.60          -
                      日
                 2016 年 12 月 2           -700.00
946   强制调减                                         -70,000.70           -
                      日
                 2016 年 12 月 2         -6,200.00
947   强制调减                                         -620,006.20          -
                      日
                 2016 年 12 月 2        -41,400.00
948   强制调减                                       -4,140,041.40          -
                      日
                 2016 年 12 月 2           -200.00
949   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2        -41,600.00
950   强制调减                                       -4,160,041.60          -
                      日
                 2016 年 12 月 2        -14,500.00
951   强制调减                                       -1,450,014.50          -
                      日
                 2016 年 12 月 2         -1,000.00
952   强制调减                                         -100,001.00          -
                      日

                           第 54 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 12 月 2           -100.00
953   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2         -3,276.00
954   强制调减                                         -327,603.28          -
                      日
                 2016 年 12 月 2         -3,900.00
955   强制调减                                         -390,003.90          -
                      日
                 2016 年 12 月 2         -5,400.00
956   强制调减                                         -540,005.40          -
                      日
                 2016 年 12 月 2           -200.00
957   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2         -5,000.00
958   强制调减                                         -500,005.00          -
                      日
                 2016 年 12 月 2           -200.00
959   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2        -28,700.00
960   强制调减                                       -2,870,028.70          -
                      日
                 2016 年 12 月 2           -400.00
961   强制调减                                         -40,000.40           -
                      日
                 2016 年 12 月 2        -30,100.00
962   强制调减                                       -3,010,030.10          -
                      日
                 2016 年 12 月 2         -2,000.00
963   强制调减                                         -200,002.00          -
                      日
                 2016 年 12 月 2           -200.00
964   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2           -100.00
965   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2         -6,800.00
966   强制调减                                         -680,006.80          -
                      日
                 2016 年 12 月 2           -400.00
967   强制调减                                         -40,000.40           -
                      日
                 2016 年 12 月 2           -200.00
968   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2         -5,800.00
969   强制调减                                         -580,005.80          -
                      日
                 2016 年 12 月 2           -200.00
970   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2           -600.00
971   强制调减                                         -60,000.60           -
                      日
                 2016 年 12 月 2         -5,400.00
972   强制调减                                         -540,005.40          -
                      日
                 2016 年 12 月 2         -4,800.00
973   强制调减                                         -480,004.80          -
                      日
                 2016 年 12 月 2         -2,900.00
974   强制调减                                         -290,002.90          -
                      日

                           第 55 页 共 68 页
                                                        华宝添益 2016 年第 4 季度报告


                 2016 年 12 月 2         -1,000.00
975   强制调减                                         -100,001.00          -
                      日
                 2016 年 12 月 2           -200.00
976   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2        -41,600.00
977   强制调减                                       -4,160,041.60          -
                      日
                 2016 年 12 月 2         -1,400.00
978   强制调减                                         -140,001.40          -
                      日
                 2016 年 12 月 2         -4,100.00
979   强制调减                                         -410,004.10          -
                      日
                 2016 年 12 月 2         -1,000.00
980   强制调减                                         -100,001.00          -
                      日
                 2016 年 12 月 2           -200.00
981   强制调减                                         -20,000.20           -
                      日
                 2016 年 12 月 2         -4,300.00
982   强制调减                                         -430,004.30          -
                      日
                 2016 年 12 月 2         -6,800.00
983   强制调减                                         -680,006.80          -
                      日
                 2016 年 12 月 2         -1,000.00
984   强制调减                                         -100,001.00          -
                      日
                 2016 年 12 月 2           -100.00
985   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2           -100.00
986   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2         -4,400.00
987   强制调减                                         -440,004.40          -
                      日
                 2016 年 12 月 2         -4,200.00
988   强制调减                                         -420,004.20          -
                      日
                 2016 年 12 月 2         -9,500.00
989   强制调减                                         -950,009.50          -
                      日
                 2016 年 12 月 2           -100.00
990   强制调减                                         -10,000.10           -
                      日
                 2016 年 12 月 2         -1,000.00
991   强制调减                                         -100,001.00          -
                      日
                 2016 年 12 月 2           -500.00
992   强制调减                                         -50,000.50           -
                      日
                 2016 年 12 月 2        -33,683.00
993   强制调减                                       -3,368,333.68          -
                      日
                 2016 年 12 月 2         -5,400.00
994   强制调减                                         -540,005.40          -
                      日
                 2016 年 12 月 2        -30,000.00
995   强制调减                                       -3,000,030.00          -
                      日
                 2016 年 12 月 2        -45,200.00
996   强制调减                                       -4,520,045.20          -
                      日

                           第 56 页 共 68 页
                                                              华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 2         -3,024.00
 997    强制调减                                             -302,403.02          -
                        日
                   2016 年 12 月 2         -1,200.00
 998    强制调减                                             -120,003.60          -
                        日
                   2016 年 12 月 2         -4,100.00
 999    强制调减                                             -410,008.20          -
                        日
                   2016 年 12 月 2           -100.00
1,000   强制调减                                             -10,000.30           -
                        日
                   2016 年 12 月 2         -1,500.00
1,001   强制调减                                             -150,004.50          -
                        日
                   2016 年 12 月 2         -1,000.00
1,002   强制调减                                             -100,002.00          -
                        日
                   2016 年 12 月 2         -1,100.00
1,003   强制调减                                             -110,003.30          -
                        日
                   2016 年 12 月 2         -5,800.00
1,004   强制调减                                             -580,011.60          -
                        日
                   2016 年 12 月 2        -15,100.00
1,005   强制调减                                           -1,510,030.20          -
                        日
                   2016 年 12 月 2       -250,846.00
1,006   强制调减                                          -25,085,352.54          -
                        日
                   2016 年 12 月 2         -7,000.00
1,007   强制调减                                             -700,014.00          -
                        日
                   2016 年 12 月 2        -11,800.00
1,008   强制调减                                           -1,180,011.80          -
                        日
                   2016 年 12 月 2         -3,000.00
1,009   强制调减                                             -300,003.00          -
                        日
                   2016 年 12 月 2         -8,800.00
1,010   强制调减                                             -880,008.80          -
                        日
                   2016 年 12 月 2         -8,500.00
1,011   强制调减                                             -850,008.50          -
                        日
                   2016 年 12 月 2           -200.00
1,012   强制调减                                             -20,000.20           -
                        日
                   2016 年 12 月 2         -1,100.00
1,013   强制调减                                             -110,003.30          -
                        日
                   2016 年 12 月 2         -1,200.00
1,014   强制调减                                             -120,003.60          -
                        日
                   2016 年 12 月 2       -144,900.00
1,015   强制调减                                          -14,490,289.80          -
                        日
                   2016 年 12 月 2               -89.00
1,016   强制调减                                              -8,900.27           -
                        日
                   2016 年 12 月 2         -1,200.00
1,017   强制调减                                             -120,003.60          -
                        日
                   2016 年 12 月 2        -39,400.00
1,018   强制调减                                           -3,940,118.20          -
                        日

                             第 57 页 共 68 页
                                                           华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 2        -15,300.00
1,019   强制调减                                        -1,530,030.60          -
                        日
                   2016 年 12 月 2           -100.00
1,020   强制调减                                          -10,000.10           -
                        日
                   2016 年 12 月 2         -3,200.00
1,021   强制调减                                          -320,006.40          -
                        日
                   2016 年 12 月 2         -3,200.00
1,022   强制调减                                          -320,006.40          -
                        日
                   2016 年 12 月 2           -300.00
1,023   强制调减                                          -30,000.30           -
                        日
                   2016 年 12 月 2         -4,200.00
1,024   强制调减                                          -420,004.20          -
                        日
                   2016 年 12 月 2         -1,000.00
1,025   强制调减                                          -100,001.00          -
                        日
                   2016 年 12 月 2        -19,800.00
1,026   强制调减                                        -1,980,019.80          -
                        日
                   2016 年 12 月 2         -9,400.00
1,027   强制调减                                          -940,009.40          -
                        日
                   2016 年 12 月 2        -39,400.00
1,028   强制调减                                        -3,940,118.20          -
                        日
                   2016 年 12 月 2           -200.00
1,029   强制调减                                          -20,000.20           -
                        日
                   2016 年 12 月 2        -17,600.00
1,030   强制调减                                        -1,760,017.60          -
                        日
                   2016 年 12 月 2         -1,000.00
1,031   强制调减                                          -100,003.00          -
                        日
                   2016 年 12 月 2        -70,000.00
1,032   强制调减                                        -7,000,140.00          -
                        日
                   2016 年 12 月 2         -4,200.00
1,033   强制调减                                          -420,012.60          -
                        日
                   2016 年 12 月 2        -13,542.00
1,034   强制调减                                        -1,354,213.54          -
                        日
                   2016 年 12 月 2         -1,500.00
1,035   强制调减                                          -150,001.50          -
                        日
                   2016 年 12 月 2         -1,200.00
1,036   强制调减                                          -120,003.60          -
                        日
                   2016 年 12 月 2         -1,200.00
1,037   强制调减                                          -120,003.60          -
                        日
                   2016 年 12 月 2        -24,000.00
1,038   强制调减                                        -2,400,048.00          -
                        日
                   2016 年 12 月 2         -6,400.00
1,039   强制调减                                          -640,012.80          -
                        日
                   2016 年 12 月 2       -144,900.00
1,040   强制调减                                       -14,490,289.80          -
                        日

                             第 58 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 2           -200.00
1,041   强制调减                                         -20,000.40           -
                        日
                   2016 年 12 月 2        -14,000.00
1,042   强制调减                                       -1,400,028.00          -
                        日
                   2016 年 12 月 2         -9,593.00
1,043   强制调减                                         -959,319.19          -
                        日
                   2016 年 12 月 2         -2,000.00
1,044   强制调减                                         -200,002.00          -
                        日
                   2016 年 12 月 2           -500.00
1,045   强制调减                                         -50,000.50           -
                        日
                   2016 年 12 月 2         -4,200.00
1,046   强制调减                                         -420,004.20          -
                        日
                   2016 年 12 月 2         -3,000.00
1,047   强制调减                                         -300,003.00          -
                        日
                   2016 年 12 月 2        -11,200.00
1,048   强制调减                                       -1,120,011.20          -
                        日
                   2016 年 12 月 2           -700.00
1,049   强制调减                                         -70,000.70           -
                        日
                   2016 年 12 月 2        -31,858.00
1,050   强制调减                                       -3,185,831.86          -
                        日
                   2016 年 12 月 2        -21,600.00
1,051   强制调减                                       -2,160,021.60          -
                        日
                   2016 年 12 月 2        -29,800.00
1,052   强制调减                                       -2,980,029.80          -
                        日
                   2016 年 12 月 2        -30,100.00
1,053   强制调减                                       -3,010,030.10          -
                        日
                   2016 年 12 月 2         -2,021.00
1,054   强制调减                                         -202,102.02          -
                        日
                   2016 年 12 月 2        -27,393.00
1,055   强制调减                                       -2,739,327.39          -
                        日
                   2016 年 12 月 2         -6,900.00
1,056   强制调减                                         -690,006.90          -
                        日
                   2016 年 12 月 2         -4,300.00
1,057   强制调减                                         -430,004.30          -
                        日
                   2016 年 12 月 2         -6,800.00
1,058   强制调减                                         -680,006.80          -
                        日
                   2016 年 12 月 2         -2,000.00
1,059   强制调减                                         -200,002.00          -
                        日
                   2016 年 12 月 2        -20,600.00
1,060   强制调减                                       -2,060,020.60          -
                        日
                   2016 年 12 月 2         -8,500.00
1,061   强制调减                                         -850,008.50          -
                        日
                   2016 年 12 月 2         -6,800.00
1,062   强制调减                                         -680,006.80          -
                        日

                             第 59 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 2         -5,900.00
1,063   强制调减                                         -590,005.90          -
                        日
                   2016 年 12 月 2        -97,800.00
1,064   强制调减                                       -9,780,097.80          -
                        日
                   2016 年 12 月 2         -4,700.00
1,065   强制调减                                         -470,004.70          -
                        日
                   2016 年 12 月 2        -14,000.00
1,066   强制调减                                       -1,400,014.00          -
                        日
                   2016 年 12 月 2           -200.00
1,067   强制调减                                         -20,000.20           -
                        日
                   2016 年 12 月 2         -4,000.00
1,068   强制调减                                         -400,004.00          -
                        日
                   2016 年 12 月 2           -500.00
1,069   强制调减                                         -50,000.50           -
                        日
                   2016 年 12 月 2        -10,600.00
1,070   强制调减                                       -1,060,010.60          -
                        日
                   2016 年 12 月 2        -39,400.00
1,071   强制调减                                       -3,940,039.40          -
                        日
                   2016 年 12 月 2           -500.00
1,072   强制调减                                         -50,000.50           -
                        日
                   2016 年 12 月 2         -4,000.00
1,073   强制调减                                         -400,004.00          -
                        日
                   2016 年 12 月 2         -4,107.00
1,074   强制调减                                         -410,708.21          -
                        日
                   2016 年 12 月 2        -11,800.00
1,075   强制调减                                       -1,180,023.60          -
                        日
                   2016 年 12 月 2         -8,000.00
1,076   强制调减                                         -800,016.00          -
                        日
                   2016 年 12 月 2         -4,000.00
1,077   强制调减                                         -400,008.00          -
                        日
                   2016 年 12 月 2           -500.00
1,078   强制调减                                         -50,000.50           -
                        日
                   2016 年 12 月 2         -9,900.00
1,079   强制调减                                         -990,009.90          -
                        日
                   2016 年 12 月 2           -100.00
1,080   强制调减                                         -10,000.10           -
                        日
                   2016 年 12 月 2         -3,400.00
1,081   强制调减                                         -340,006.80          -
                        日
                   2016 年 12 月 2         -5,100.00
1,082   强制调减                                         -510,005.10          -
                        日
                   2016 年 12 月 2           -100.00
1,083   强制调减                                         -10,000.10           -
                        日
                   2016 年 12 月 2         -2,900.00
1,084   强制调减                                         -290,002.90          -
                        日

                             第 60 页 共 68 页
                                                          华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 2           -400.00
1,085   强制调减                                         -40,000.40           -
                        日
                   2016 年 12 月 2        -39,400.00
1,086   强制调减                                       -3,940,039.40          -
                        日
                   2016 年 12 月 2         -1,000.00
1,087   强制调减                                         -100,001.00          -
                        日
                   2016 年 12 月 2        -39,400.00
1,088   强制调减                                       -3,940,039.40          -
                        日
                   2016 年 12 月 2         -1,800.00
1,089   强制调减                                         -180,001.80          -
                        日
                   2016 年 12 月 2        -39,400.00
1,090   强制调减                                       -3,940,039.40          -
                        日
                   2016 年 12 月 2           -100.00
1,091   强制调减                                         -10,000.10           -
                        日
                   2016 年 12 月 2         -1,800.00
1,092   强制调减                                         -180,001.80          -
                        日
                   2016 年 12 月 2        -11,000.00
1,093   强制调减                                       -1,100,011.00          -
                        日
                   2016 年 12 月 2        -30,000.00
1,094   强制调减                                       -3,000,030.00          -
                        日
                   2016 年 12 月 2        -45,200.00
1,095   强制调减                                       -4,520,045.20          -
                        日
                   2016 年 12 月 2        -15,400.00
1,096   强制调减                                       -1,540,015.40          -
                        日
                   2016 年 12 月 2         -5,000.00
1,097   强制调减                                         -500,005.00          -
                        日
                   2016 年 12 月 2         -4,800.00
1,098   强制调减                                         -480,004.80          -
                        日
                   2016 年 12 月 2         -5,800.00
1,099   强制调减                                         -580,005.80          -
                        日
                   2016 年 12 月 2        -10,900.00
1,100   强制调减                                       -1,090,010.90          -
                        日
                   2016 年 12 月 2         -5,000.00
1,101   强制调减                                         -500,005.00          -
                        日
                   2016 年 12 月 2        -91,200.00
1,102   强制调减                                       -9,120,091.20          -
                        日
                   2016 年 12 月 2        -34,000.00
1,103   强制调减                                       -3,400,034.00          -
                        日
                   2016 年 12 月 2         -3,400.00
1,104   强制调减                                         -340,003.40          -
                        日
                   2016 年 12 月 2        -26,079.00
1,105   强制调减                                       -2,607,926.08          -
                        日
                   2016 年 12 月 2        -29,800.00
1,106   强制调减                                       -2,980,029.80          -
                        日

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                                                                华宝添益 2016 年第 4 季度报告


                     2016 年 12 月 2         -9,800.00
1,107    强制调减                                              -980,009.80          -
                          日
                     2016 年 12 月 2         -1,900.00
1,108    强制调减                                              -190,001.90          -
                          日
                     2016 年 12 月 2           -400.00
1,109    强制调减                                              -40,000.40           -
                          日
                     2016 年 12 月 2         -4,207.00
1,110    强制调减                                              -420,704.21          -
                          日
                     2016 年 12 月 2           -400.00
1,111    强制调减                                              -40,000.40           -
                          日
                     2016 年 12 月 2        -25,000.00
1,112    强制调减                                            -2,500,025.00          -
                          日
                     2016 年 12 月 2        -21,200.00
1,113    强制调减                                            -2,120,021.20          -
                          日
                     2016 年 12 月 2        -13,400.00
1,114    强制调减                                            -1,340,013.40          -
                          日
                     2016 年 12 月 2        -16,500.00
1,115    强制调减                                            -1,650,016.50          -
                          日
                     2016 年 12 月 2         -3,000.00
1,116    强制调减                                              -300,003.00          -
                          日
                     2016 年 12 月 2         -4,200.00
1,117    强制调减                                              -420,004.20          -
                          日
                     2016 年 12 月 2         -1,100.00
1,118    强制调减                                              -110,001.10          -
                          日
                     2016 年 12 月 2         -6,300.00
1,119    强制调减                                              -630,006.30          -
                          日
                     2016 年 12 月 2         -4,900.00
1,120    强制调减                                              -490,004.90          -
                          日
                     2016 年 12 月 2           -100.00
1,121    强制调减                                              -10,000.10           -
                          日
                     2016 年 12 月 2           -100.00
1,122    强制调减                                              -10,000.10           -
                          日
                     2016 年 12 月 2       -200,000.00
1,123    强制调减                                           -20,000,200.00          -
                          日
                     2016 年 12 月 2               214.00
1,124   分红再投资                                                    0.00          -
                          日
                     2016 年 12 月 5        342,165.00
1,125     申购                                               34,216,500.00          -
                          日
                     2016 年 12 月 5        300,003.00
1,126     申购                                               30,000,300.00          -
                          日
                     2016 年 12 月 5        300,003.00
1,127     申购                                               30,000,300.00          -
                          日
                     2016 年 12 月 5        300,003.00
1,128     申购                                               30,000,300.00          -
                          日

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                                                               华宝添益 2016 年第 4 季度报告


                     2016 年 12 月 5        200,002.00
1,129     申购                                              20,000,200.00          -
                          日
                     2016 年 12 月 5        644,751.00
1,130     申购                                              64,475,100.00          -
                          日
                     2016 年 12 月 5        549,727.00
1,131     申购                                              54,972,700.00          -
                          日
                     2016 年 12 月 5        748,136.00
1,132     申购                                              74,813,600.00          -
                          日
                     2016 年 12 月 5     3,384,790.00
1,133    强制调增                                                    0.00          -
                          日
                     2016 年 12 月 5    -3,384,790.00
1,134    强制调减                                                    0.00          -
                          日
                     2016 年 12 月 6               226.00
1,135   分红再投资                                                   0.00          -
                          日
                     2016 年 12 月 7               219.00
1,136   分红再投资                                                   0.00          -
                          日
                     2016 年 12 月 8               218.00
1,137   分红再投资                                                   0.00          -
                          日
                     2016 年 12 月 9        500,000.00
1,138    强制调增                                                    0.00          -
                          日
                     2016 年 12 月 9       -500,000.00
1,139    强制调减                                                    0.00          -
                          日
                     2016 年 12 月 9         -1,737.00
1,140    强制调减                                             -173,700.00          -
                          日
                     2016 年 12 月 9           -300.00
1,141    强制调减                                             -30,000.00           -
                          日
                     2016 年 12 月 9           -800.00
1,142    强制调减                                             -80,000.00           -
                          日
                     2016 年 12 月 9         -2,200.00
1,143    强制调减                                             -220,000.00          -
                          日
                     2016 年 12 月 9           -300.00
1,144    强制调减                                             -30,000.00           -
                          日
                     2016 年 12 月 9         -1,400.00
1,145    强制调减                                             -140,000.00          -
                          日
                     2016 年 12 月 9        -10,000.00
1,146    强制调减                                           -1,000,000.00          -
                          日
                     2016 年 12 月 9        -19,600.00
1,147    强制调减                                           -1,960,000.00          -
                          日
                     2016 年 12 月 9         -5,000.00
1,148    强制调减                                             -500,000.00          -
                          日
                     2016 年 12 月 9        -86,900.00
1,149    强制调减                                           -8,690,000.00          -
                          日
                     2016 年 12 月 9         -7,000.00
1,150    强制调减                                             -700,000.00          -
                          日

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                                                          华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 9         -1,000.00
1,151   强制调减                                         -100,000.00          -
                        日
                   2016 年 12 月 9        -19,900.00
1,152   强制调减                                       -1,990,000.00          -
                        日
                   2016 年 12 月 9         -6,800.00
1,153   强制调减                                         -680,000.00          -
                        日
                   2016 年 12 月 9         -4,500.00
1,154   强制调减                                         -450,000.00          -
                        日
                   2016 年 12 月 9         -7,000.00
1,155   强制调减                                         -700,000.00          -
                        日
                   2016 年 12 月 9        -15,000.00
1,156   强制调减                                       -1,500,000.00          -
                        日
                   2016 年 12 月 9         -1,200.00
1,157   强制调减                                         -120,000.00          -
                        日
                   2016 年 12 月 9         -1,100.00
1,158   强制调减                                         -110,000.00          -
                        日
                   2016 年 12 月 9           -200.00
1,159   强制调减                                         -20,000.00           -
                        日
                   2016 年 12 月 9           -400.00
1,160   强制调减                                         -40,000.00           -
                        日
                   2016 年 12 月 9         -5,400.00
1,161   强制调减                                         -540,000.00          -
                        日
                   2016 年 12 月 9         -5,000.00
1,162   强制调减                                         -500,000.00          -
                        日
                   2016 年 12 月 9           -400.00
1,163   强制调减                                         -40,000.00           -
                        日
                   2016 年 12 月 9         -1,200.00
1,164   强制调减                                         -120,000.00          -
                        日
                   2016 年 12 月 9           -200.00
1,165   强制调减                                         -20,000.00           -
                        日
                   2016 年 12 月 9         -2,800.00
1,166   强制调减                                         -280,000.00          -
                        日
                   2016 年 12 月 9        -28,000.00
1,167   强制调减                                       -2,800,000.00          -
                        日
                   2016 年 12 月 9         -1,500.00
1,168   强制调减                                         -150,000.00          -
                        日
                   2016 年 12 月 9           -100.00
1,169   强制调减                                         -10,000.00           -
                        日
                   2016 年 12 月 9        -10,100.00
1,170   强制调减                                       -1,010,000.00          -
                        日
                   2016 年 12 月 9           -600.00
1,171   强制调减                                         -60,000.00           -
                        日
                   2016 年 12 月 9         -4,500.00
1,172   强制调减                                         -450,000.00          -
                        日

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                                                          华宝添益 2016 年第 4 季度报告


                   2016 年 12 月 9         -4,000.00
1,173   强制调减                                         -400,000.00          -
                        日
                   2016 年 12 月 9         -2,000.00
1,174   强制调减                                         -200,000.00          -
                        日
                   2016 年 12 月 9           -100.00
1,175   强制调减                                         -10,000.00           -
                        日
                   2016 年 12 月 9           -600.00
1,176   强制调减                                         -60,000.00           -
                        日
                   2016 年 12 月 9           -700.00
1,177   强制调减                                         -70,000.00           -
                        日
                   2016 年 12 月 9         -5,700.00
1,178   强制调减                                         -570,000.00          -
                        日
                   2016 年 12 月 9         -8,200.00
1,179   强制调减                                         -820,000.00          -
                        日
                   2016 年 12 月 9        -44,300.00
1,180   强制调减                                       -4,430,000.00          -
                        日
                   2016 年 12 月 9         -2,100.00
1,181   强制调减                                         -210,000.00          -
                        日
                   2016 年 12 月 9         -8,900.00
1,182   强制调减                                         -890,000.00          -
                        日
                   2016 年 12 月 9        -20,000.00
1,183   强制调减                                       -2,000,000.00          -
                        日
                   2016 年 12 月 9         -1,300.00
1,184   强制调减                                         -130,000.00          -
                        日
                   2016 年 12 月 9         -1,700.00
1,185   强制调减                                         -170,000.00          -
                        日
                   2016 年 12 月 9         -9,500.00
1,186   强制调减                                         -950,000.00          -
                        日
                   2016 年 12 月 9           -300.00
1,187   强制调减                                         -30,000.00           -
                        日
                   2016 年 12 月 9         -3,100.00
1,188   强制调减                                         -310,000.00          -
                        日
                   2016 年 12 月 9         -4,800.00
1,189   强制调减                                         -480,000.00          -
                        日
                   2016 年 12 月 9           -300.00
1,190   强制调减                                         -30,000.00           -
                        日
                   2016 年 12 月 9           -900.00
1,191   强制调减                                         -90,000.00           -
                        日
                   2016 年 12 月 9         -5,000.00
1,192   强制调减                                         -500,000.00          -
                        日
                   2016 年 12 月 9           -100.00
1,193   强制调减                                         -10,000.00           -
                        日
                   2016 年 12 月 9           -200.00
1,194   强制调减                                         -20,000.00           -
                        日

                             第 65 页 共 68 页
                                                               华宝添益 2016 年第 4 季度报告


                     2016 年 12 月 9         -3,700.00
1,195    强制调减                                             -370,000.00          -
                          日
                     2016 年 12 月 9        -69,863.00
1,196    强制调减                                           -6,986,300.00          -
                          日
                     2016 年 12 月 9           -600.00
1,197    强制调减                                             -60,000.00           -
                          日
                     2016 年 12 月 9           -200.00
1,198    强制调减                                             -20,000.00           -
                          日
                     2016 年 12 月 9           -800.00
1,199    强制调减                                             -80,000.00           -
                          日
                     2016 年 12 月 9           -400.00
1,200    强制调减                                             -40,000.00           -
                          日
                     2016 年 12 月 9           -900.00
1,201    强制调减                                             -90,000.00           -
                          日
                     2016 年 12 月 9           -200.00
1,202    强制调减                                             -20,000.00           -
                          日
                     2016 年 12 月 9           -200.00
1,203    强制调减                                             -20,000.00           -
                          日
                     2016 年 12 月 9           -600.00
1,204    强制调减                                             -60,000.00           -
                          日
                     2016 年 12 月 9         -1,500.00
1,205    强制调减                                             -150,000.00          -
                          日
                     2016 年 12 月 9         -8,200.00
1,206    强制调减                                             -820,000.00          -
                          日
                     2016 年 12 月 9         -5,700.00
1,207    强制调减                                             -570,000.00          -
                          日
                     2016 年 12 月 9         -1,100.00
1,208    强制调减                                             -110,000.00          -
                          日
                     2016 年 12 月 9         -2,100.00
1,209    强制调减                                             -210,000.00          -
                          日
                     2016 年 12 月 9           -100.00
1,210    强制调减                                             -10,000.00           -
                          日
                     2016 年 12 月 9         -7,900.00
1,211    强制调减                                             -790,000.00          -
                          日
                     2016 年 12 月 9        -20,000.00
1,212    强制调减                                           -2,000,000.00          -
                          日
                     2016 年 12 月 9               170.00
1,213   分红再投资                                                   0.00          -
                          日
                     2016 年 12 月 12       500,000.00
1,214     申购                                              50,000,000.00          -
                            日
                     2016 年 12 月 12       500,000.00
1,215    强制调增                                                    0.00          -
                            日
                     2016 年 12 月 12      -500,000.00
1,216    强制调减                                                    0.00          -
                            日

                               第 66 页 共 68 页
                                                                   华宝添益 2016 年第 4 季度报告


                        2016 年 12 月 12              561.00
  1,217    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 13              217.00
  1,218    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 14              220.00
  1,219    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 15              166.00
  1,220    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 16              125.00
  1,221    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 19              731.00
  1,222    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 20              176.00
  1,223    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 21              243.00
  1,224    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 22              185.00
  1,225    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 23              269.00
  1,226    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 26              880.00
  1,227    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 27              288.00
  1,228    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 28              302.00
  1,229    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 29              300.00
  1,230    分红再投资                                                    0.00          -
                               日
                        2016 年 12 月 30              312.00
  1,231    分红再投资                                                    0.00          -
                               日
   合计                                     3,390,592.00       337,310,952.62

注:交易日期为确认日期,交易金额为确认金额。




                                §8 备查文件目录

8.1 备查文件目录

    中国证监会批准基金设立的文件;

    华宝兴业现金添益交易型货币市场基金基金合同;

    华宝兴业现金添益交易型货币市场基金招募说明书;

    华宝兴业现金添益交易型货币市场基金托管协议;
                                  第 67 页 共 68 页
                                                              华宝添益 2016 年第 4 季度报告


    基金管理人业务资格批件、营业执照和公司章程;

    基金管理人报告期内在指定报刊上披露的各种公告;

    基金托管人业务资格批件和营业执照。

8.2 存放地点

   以上文件存于基金管理人及基金托管人办公场所备投资者查阅。

8.3 查阅方式

   投资者可以通过基金管理人网站,查阅或下载基金合同、招募说明书、托管协议及基金的各

种定期和临时公告。



                                                       华宝兴业基金管理有限公司
                                                               2017 年 1 月 19 日




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  • 最近访问基金

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