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投资类型:债券型 成立日期:2010-08-16 管理人:工银瑞信... 基金经理:魏欣 等
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基金公告

工银双利:工银瑞信双利债券型证券投资基金更新的招募说明书(2019年第3号)

公告日期:2019-11-09

                      结
                      结
                      结

工银瑞信 利债券型证券投资基金结
        更 的招募说明书结
            该口古9   第详     结
                      结
                      结
                      结
                      结
                      结
                      结

                      结

                      结

                      结

   基金管理人 工银瑞信基金管理 限        结

   基金托管人 交通银 股份 限        结

                      结

                      结

                      结

                      结

                      结
工银瑞信    利债券型证券投资基金                                                                        更   的招募说明书




                                                          要提示结

        基金 中 证券监督管理              员 该口古口 4                 古9    证监许        该口古口 4迫口 文 准募

     基金基金合        该口古口 迫 古绩 生效 结

      基金管理人保证 招募说明书的内容真                                准确         整     招募说明书 中 证监

准 但中 证监 对 基金募 的 准 并 表明 对 基金的 值和收益                                                           性判断

或保证 也 表明投资              基金没 风险 结

      投资 风险 投资者认购 或 购 基金份额时 认真阅                                           招募说明书和基金 品资

料概要 全面认识 基金 品的风险收益特                                      充     考虑投资者自身的风险            能力 并

对认购 或 购 基金的意愿 时机 数 等投资                                               独立 策 基金管理人提醒投资

者基金投资的        者自负 原            在投资者                      投资    策        基金 营状况 基金净值

导     的投资风险        投资者自 负              结

        基金投资 证券 场 基金净值 因 证券 场波                                           等因素 生波         投资者在投

资     基金前     全面了解 基金的 品特性 理性判断 场 并                                           基金投资中          的各

类风险 包括 因 治               济 社 等 境因素对证券 格 生影响而形 的系统性风

险     个别证券特 的非系统性风险 基金管理人在基金管理 施过程中 生的基金管理风

险      基金的特 风险等等              基金 债券型基金 预期收益和风险水 高                                            场基

金          混合型基金 股票型基金 因                          基金              置          场股票           预期收益和

风险水 高 投资 围 含                      场股票的债券型基金 结

        基金初始募 净值古元 在              场波 因素影响                            基金净值 能         初始面值

基金投资者        能          损 结

      基金的过 业 并 预示                 来表                结

      基金管理人管理的 它基金的业 并 构 对 基金业 表 的保证 基金管理人依照

恪     职    诚 信用 谨慎勤勉的原 管理和 用基金                                           但 保证基金         盈利 也

保证最 收益 结

        基金      更 招募说明书仅 据该口古9 9                           古 生效的 信息披露 法                   基金合

        托管           的修     更        招募说明书 前言                       释义 基金份额的 购             赎回 基

金的收益               基金的                     基金的信息披露 法律文 摘要等章节内容 并更

     基金管理人 要人员情况             述内容更 截                            该口古9 古口 古滨    除非另      说明

招募说明书 载内容截                  该口古9 迫        古滨                       数据和净值表 数据截                 该口古9

                                                                   1
工银瑞信      利债券型证券投资基金       更   的招募说明书


  绩   详口          数据




                                     2
工银瑞信          利债券型证券投资基金                                                                                            更    的招募说明书



                                                                            目结结录结
     要提示........................................................................................................................................... 1

             言........................................................................................................................................... 4

          释义........................................................................................................................................... 4

          基金管理人............................................................................................................................... 9

四        基金托管人............................................................................................................................. 19

          基金的募           ............................................................................................................................. 68

七        基金合 的生效..................................................................................................................... 68

          基金份额的 购 赎回                        转换 ............................................................................................. 69

九        基金的注 登                ..................................................................................................................... 79

十        基金的投资............................................................................................................................. 79

十           基金的业            ......................................................................................................................... 91

十           基金的              ......................................................................................................................... 94

十           基金            的 值................................................................................................................. 95

十四 基金的收益                             ........................................................................................................... 101

十五 基金的 用 税收........................................................................................................... 102

十           基金的                         ........................................................................................................... 104

十七 基金的信息披露............................................................................................................... 105

十           基金的风险揭示............................................................................................................... 109

十九 基金合 的 更                                       基金            的清算 ................................................................... 112

     十 基金合 的内容摘要 ....................................................................................................... 114

     十          基金托管               的内容摘要 ........................................................................................... 114

     十          对基金份额                 人的服          ........................................................................................... 114

     十                      披露           ........................................................................................................... 117

     十四 招募说明书                            查阅方式 ....................................................................................... 118

     十五 备查文                 ....................................................................................................................... 119

                 基金合 摘要............................................................................................................... 120

                 基金托管               摘要 ....................................................................................................... 140




                                                                              3
工银瑞信      利债券型证券投资基金                                                                           更    的招募说明书



                                                                    言结

            工银瑞信 利债券型证券投资基金更 的招募说明书                                              简          招募说明书

或     招募说明书         依据 中        人民        和 证券投资基金法                            简          基金法

     证券投资基金          管理 法                   简                      法                       开募 证券投资基金

     管理 法              简                    法                    开募        证券投资基金信息披露管理 法

       开募 开 式证券投资基金流 性风险管理规                                           简             流 性风险规

              法律法规            工银瑞信       利债券型证券投资基金基金合                                       简          基金合

           编写 结

            招募说明书阐述了工银瑞信 利债券型证券投资基金的投资目标 策略 风险                                                       率

等     投资者投资 策            的全部必要                 投资者在               投资 策前                  阅         招募说明

书 结

      基金管理人               招募说明书            在任何虚假 载 误导性陈述或者 大遗漏 并对

真     性 准确性           整性         法律 任 结

            基金 据 招募说明书 载明的资料 请募                                    招募说明书 工银瑞信基金管理

限          解释        基金管理人没         托或授            任何        人提供           在    招募说明书中载明的信

息     或对 招募说明书 任何解释或者说明 结

            招募说明书 据 基金的基金合 编写 并 中 证监                                           准 基金合 是                   基金

       人 间 利 义 的法律文                     基金投资者自依基金合                        得基金份额 即                     基金份

额          人和基金合 的          人                基金份额的                   身即表明 对基金合 的 认和接

       并按照 基金法            基金合                         规                 利             义        基金投资者欲了解

基金份额             人的 利和义                     查阅基金合              结

      招募说明书           基金 品资料概要的编制 披露 更                               等内容 将 晚                该口该口     9

古    起执         结

      结

      结



                                                               释义结

      在      招募说明书中 除非文意另                     指          词语或简                   如 含义 结



                                                               4
工银瑞信     利债券型证券投资基金                                                                                                            更           的招募说明书


 古.结基金或 基金 结                           指工银瑞信 利债券型证券投资基金结

 该.结基金管理人 结                            指工银瑞信基金管理 限                                             结

 详.结基金托管人 结                            指交通银 股份 限                                      结

 4.结基金合        结                          指        工银瑞信                利债券型证券投资基金基金合                                                                  任
                                               何        效修 和补充结

 滨.结托管         结                          指基金管理人                      基金托管人就                          基金签                           工银瑞信
                                               利债券型证券投资基金托管                                                        对           托管                   的任何
                                                    效修 和补充结

 绩.结招募说明书 结                            指        工银瑞信                利债券型证券投资基金招募说明书
                                               更 结

 迪.结基金份额发             告 结             指        工银瑞信 利债券型证券投资基金份额发                                                                       告 结

 迫.结法律法规 结                              指中                       效并                        施的法律                              法规              规        性文
                                                              法解释                         规章                           对基金合                               人
                                               束力的                                    通知等结

 9.结 基金法            结                     指 该口口详         古口          该迫              第十届全 人民 表大 常                                                     员
                                                    第五                  通过 并                     该口古该          古该         该迫         第十 届全
                                               人民 表大 常                              员 第                   十                  修                 自 该口古详           绩
                                                    古    起 施的 并                               该口古滨           4结      该4          第十 届全                        人
                                               民        表大        常                 员     第十四                                全          人民              表大
                                               常             员                 修改积中                 人民          和       港          法己等七部法律
                                               的              修改的 中 人民 和 证券投资基金法                                                                         颁
                                               机        对         时做 的修 结

 古口.结          法          结               指中 证监                      该口古详        详          古滨         颁                         绩          古             施
                                               的        证券投资基金                          管理              法            颁           机          对              时做
                                                    的修 结

 古古.结 信息披露 法                 结        指中 证监                      该口古9         迪          该绩         颁                         9           古             施
                                               的             开募        证券投资基金信息披露管理                                               法                颁        机
                                                    对         时做 的修 结

 古该.结          法          结               指中 证监                      该口古4         迪          迪      颁                        迫           迫             施的
                                                         开募        证券投资基金                                管理          法                颁           机        对
 结
                                                    时做 的修 结
 古详.结 流 性风险规                      结
                                               指中 证监                      该口古迪        迫          详古        颁                         古口         古             施
                                               的             开募        开            式证券投资基金流                             性风险管理规


                                                                          5
工银瑞信   利债券型证券投资基金                                                                    更       的招募说明书


                                        颁 机 对           时做 的修 结

 古4.结中 证监           结        指中 证券监督管理 员 结

 古滨.结银 业监督管理机构 结 指中 人民银 和/或中 银                                  保险监督管理 员 结

 古绩.结基金合           人 结     指     基金合          束             据基金合                 利并                义     的
                                   法律     体     包括基金管理人                    基金托管人和基金份额
                                   人结

 古迪.结个人投资者 结              指 满 古迫 周岁 合法                         时 效的中 人民 和 居民
                                   身份证          人证        等        效身份证        的中          民                  依据
                                          法律法规规           或中           证监     批准     投资        证券投资基
                                   金的       自然人结

 古迫.结机构投资者 结              指依法          投资开           式证券投资基金的              在中           人民        和
                                        境内合法注        登        并        续或              府部门批准设立并
                                        续的企业法人            业法人           社 团体或                        结

 古9.结合格境 机构投资者 结 指符合                   效的相              法律法规规               投资           中        境内
                                   证券 场的中 境 的机构投资者结

 该口.结投资人 结                  指个人投资者           机构投资者和合格境                    机构投资者                   法
                                   律法规或中        证监           允许购           证券投资基金的                   投资人
                                   的合 结

 该古.结基金份额         人 结     指依基金合 和招募说明书合法 得基金份额的投资人结

 该该.结基金       业         结   指基金管理人或                   机构                 基金     发        基金份额
                                        理基金份额的 购 赎回 转换 非交易过户 转托管
                                        期 额投资等业 结

 该详.结       机构 结             指直 机构和             机构结

 该4.结直 机构 结                  指工银瑞信基金管理                    限            包括直     中心           网        交易
                                   系统 结

 该滨.结       机构 结             指符合               法 和中 证监 规 的                             条                  得基
                                   金       业     资格并           基金管理人签              了基金             服          理
                                                    理基金                业     的机构结

 该绩.结基金       网点 结         指直 机构的直 中心                            机构的          网点结

 该迪.结注 登 业              结   指基金登             管 过户 清算和 算业                                 体内容包括
                                   投资人基金        户的建立和管理                    基金份额注           登             基金
                                          业 的确认 清算和 算                          理发 红利 建立并保管


                                                    6
工银瑞信         利债券型证券投资基金                                                                              更    的招募说明书


                                        基金份额            人          等结

 该迫.结注 登 机构 结                        理     基金注        登     业        的机构                基金的注            登        机构
                                             工银瑞信基金管理                 限             或接        工银瑞信基金管理
                                        限            托           理 基金注 登 业 的机构结

 该9.结基金 户 结                       指注        登     机构        投资人开立的                      录             的        基金管
                                        理人 管理的基金份额余额                                      情况的 户结

 详口.结基金交易 户 结                  指          机构        投资人开立的                   录投资人通过                            机构
                                                   基金的基金份额                             余情况的 户结

 详古.结基金合 生效                结   指基金募                到法律法规规                   基金合         规        的条                基
                                        金管理人向中              证监             理基金备案手续                            并获得中
                                             证监 书面确认的 期结

 详该.结基金合                     结   指基金合           规     的基金合                                              基金                清
                                        算            清算 果 中 证监 备案并                                            告的 期结

 详详.结基金募 期 结                    指自基金份额发                        起        发          束             的期间              最长
                                             得超过 详 个 结

 详4.结 续期 结                         指基金合 生效                          间的             期期限结

 详滨.结工               结             指        海证券交易            深圳证券交易 的 常交易 结

 详绩.结震         结                   指          机构在规           时间        理投资人              购   赎回或                   业
                                             请的工         结

 详迪.结震连渡          结              指自 震       起第 渡 个工                       包含 震              结

 详迫.结开               结             指        投资人 理基金份额 购 赎回或                                      业 的工                   结

 详9.结交易时间 结                      指开          基金接            购 赎回或                    交易的时间段结

 4口.结 业 规                 结        指        工银瑞信基金管理                 限          证券投资基金注                     登        业
                                             规          是规 基金管理人                     管理的证券投资基金注                           登
                                             方面的业 规                  基金管理人 基金托管人 基金注
                                        登        机构     基金          机构           投资者                          各方                遵
                                             结

 4古.结认购 结                          指在基金募 期内 投资人                           请购 基金份额的                           结

 4该.结 购 结                           指基金合           生效          投资人              据基金合         和招募说明书的
                                        规         请购 基金份额的                       结

 4详.结赎回 结                          指基金合           生效          基金份额                   人按基金合               规        的条


                                                            7
工银瑞信   利债券型证券投资基金                                                                              更       的招募说明书


                                       要求将基金份额兑换                     金的            结

 44.结基金转换 结                 指基金份额                人按照基金合                和基金管理人届时                             效
                                  告规        的条            请将                 基金管理人管理的                             某        基
                                  金的基金份额转换                 基金管理人管理的                                             注        登
                                       机构 理登             算的             基金基金份额的                           结

 4滨.结转托管 结                  指基金份额                人将        基金       户内的某                 基金的基金份额
                                         个      机构托管到另                        机构的                  结

 4绩.结 期 额投资          结     指投资人通过                          机构提               请                       期扣款
                                  扣款金额           扣款方式                      机构                期             扣款           在投
                                  资人指        银          户内自                 扣款           基金           购        请的           种
                                  投资方式结

 4迪.结巨额赎回 结                指在        基金     个开             内        基金净赎回                请份额              基金赎
                                  回     请总份额扣除              购        请总份额             余额                净转                请
                                  份额        基金转          请总份额扣除转入                         请总份额                 余额
                                       和超过         开            基金总份额 古口还的情形 结

 4迫.结元 结                      指人民 元结

 49.结基金收益 结                 指基金投资 得红利 股息 债券利息                                                证券 差 银
                                         款利息                    的             合法收入             因        用基金                   带
                                  来的          和 用的节 结

 滨口.结基金资 总值 结            指基金拥           的各类             证券       银             款        息        基金           收
                                  购款           资 的 值总和结

 滨古.结基金资 净值 结            指基金资 总值 去基金负债 的 值结

 滨该.结基金份额净值 结           指     算 基金资 净值除                          算 基金份额总数结

 滨详.结基金资     值 结          指     算评        基金资        和负债的             值             确        基金资              净值
                                  和基金份额净值的过程结

 滨4.结指 媒       结             指中        证监     指     的用                 信息披露的全                       性        刊        指
                                         联网网站 包括基金管理人网站 基金托管人网站 中
                                       证监 基金电子披露网站                       等媒 结

 滨滨.结   抗力 结                指基金合                  人无法预               无法抗                   无法避免                 在基
                                  金合          基金管理人              基金托管人签署                                发生的              使
                                  基金合                  人无法全部或部                 履        基金合              的任何
                                         包括但        限     洪水           地                   自然灾害                 战             骚
                                        火灾          府 用 没收 恐怖袭                                          病 播 法律


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工银瑞信       利债券型证券投资基金                                                                                                        更    的招募说明书


                                                         法规                     突发停电或                   突发                 证券交易            非        常
                                                         暂停或停 交易                             通 设备或 联网 故障结

 滨绩.流 性 限资                 闭结                    指             法律法规              监管        合      或操         障碍等原因无法                     合
                                                         理     格                      的资          包括但 限 到期 在 古口 个交易
                                                                        的逆回购              银          期      款      含                       条        提前
                                                         支     的银                   款     停牌股票 流通 限的 股 非 开发
                                                              股票           资        支     证券        因发          人债                无法             转
                                                         或交易的债券等结

 滨迪.摆              机制闭结                           指             基金遭遇大额                 购赎回时             通过调整基金份额净值
                                                         的方式              将基金调整投资                    合的       场                            给
                                                              购        赎回的投资者                      而      少对              基金份额                 人利
                                                         益的           利影响              确保投资者的合法                   益           损害并得到
                                                              对 结

 滨迫.基金 品资料概要 结                                 指 工银瑞信 利债券型证券投资基金基金 品资料概要
                                                                   更             招募说明书                   基金       品资料概要的编制                        披
                                                         露     更 等内容 将 晚                                该口该口    9         古     起执             结




                                                                             基金管理人结

                 基金管理人概况结

                 工银瑞信基金管理 限                                    结

                           西城 金融大街 滨                                       滨        绩层     滨        绩口古          滨         迪层     滨        迪口古

   滨        迫层     滨   迫口古            滨          9层            滨        9口古结

               地址                 西城 金融大街 滨                                   盛大厦大厦 致               绩-9 层结

        邮     编码 古口口口详详结

        法       表人 王海璐结

             立 期 该口口滨             绩        该古     结

        批准设立机            中 证监 结

        批准设立文            中 证监 证监基金 后该口口滨逐9详                                       结

        中     银监 银监复后该口口滨逐古口滨                    结

               形式        限 任                   结

        注     资          亿元人民 结

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工银瑞信                利债券型证券投资基金                                                                              更     的招募说明书


         联系人 朱碧艳结

         联系电话 4口口-迫古古-9999结

         股              构 中 工商银 股份 限                                         注 资 的 迫口还 瑞士信 银 股份 限

                         注 资 的 该口% 结

              续期间                    续 营结

                               要人员情况结

         古        董               员结

         郭特 女士 董 长 博士 曾任工银瑞信基金管理                                               限         总 理 历任中                  工商银

     总 商业信 部 资金                                    部副处长 中 工商银                 总 资 托管部处长 副总 理 结

         销i外创且刘速结L刘天i渡              生 董         瑞士信 董 总 理                            地 资 管理 管 结L刘天i渡

生负 制 和指导                                     资     管理战略 包括                    品和合           伴 系                      机构和

人银 密 合                                提供资 管理投资解 方案 结在 该口古古                     迫        入瑞士信                 前 结L刘天i渡

     生是 致账i且延败刘账货结延且责i货且速 的首席执                     致账i且延败刘账货结延且责i货且速 是 家            香港的对 基金

闹财闹                   前             曾在 读i货刘结 延且责i货且速 和英    曼       团     任投资       合      理     L刘天i渡         生也是

销刘货败财责财速i货且渡结 有刘渡货质败刘结 范且败货渡刘败账 的联合 始人 结 在流 和非流 性另类投资 业拥

超过 该口                的 验 L刘天i渡                 生 业 美                 法        大学沃 商学院 并获得                        济学理学

士学                结

         王海璐女士 董                             硕士      任工银瑞信基金管理 限                       党 书           总 理 古99迪

迪       开始                 在中 工商银                 总 管理信息部                        金融 场部工                 该口古口       9

该口古9            古     任中 工商银 总 金融 场部副总 理                                    该口古9       入工银瑞信基金管理 限

              结

         王         心女士 董                      高      济师 中 工商银 战略管理 投资者 系部高                                            家

职董                历任中 工商银                          融资部            业        部 营业部 副总 理 中 工商银

营业部结历任副处长 处长 中 工商银 总                                              术改       信 部 理 结

         王莹女士 董                          高           师 中 工商银 战略管理 投资者 系部高                                         家        职

派        董                  该口口4       古古    获得      内            注 内部             师 延刘败货i则i刘北结I渡货刘败渡且速结致质北i货财败远结

资格证书 历任中 工商银                                       业 部 汇清算处负 人 中 工商银 清算中心 汇清

算处负 人 副处长 中 工商银 稽 监督局 汇业 稽 处副处长 处长 中 工商银

     内部                局境 机构                      处处长 工 悉                  内部         师 风险 家 结

                    强 生 独立董                           济学博士         海         大学      济学院院长               海           大学高等

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工银瑞信        利债券型证券投资基金                                                                                     更    的招募说明书


研究院院长 美 德                     致这销 大学 济系 致速则败刘北结 闹.结 延创且速k 讲席教授 首批中 部 千人

      入选者                    家特聘 家 首批人文社 科学长江学者讲 教授 曾任 海 人民 府

特聘 策咨询 家 中 留美 济学                                     长 古99古-古99该                   该口口绩   被         尔街电

中        大 十大最 影响力的                 济学家                       要研究领域包括 济理论 激励机制设                                       中

          济等 结结

      致速且渡结读结霆造i货创      生 独立董              法学学士 香港                         士 香港律师                   律师 历任

     香港 限             副董 长 怡富 股 限                               董 长 香港大学法律 业讲师 恒生指数

          员        员 香港 院管理局                      金              托人 香港证监 程序复检 员                                 员 香港

     府 济               员 发展局           员 香港联合交易                               场发展工 小                席 曾被               洲金

融          志评                   银 家          结

      程凤朝 生 独立董                      管理学博士                      湖 大学博士生导师 中 社 科学院研究

生院硕士生导师 中                                        并购融资 员 副 任 员 获湖 大学管理学博士学

          金融科学研究员 高                       师 中 注                          师     中 注 资 评 师 结

      结

      该       监          员结

      郑剑锋 生 监                    金融学科学 硕士 该口口滨                           古该   起 郑剑锋 生任职 中 工商

银        监                             任综合管理处处长 监督                            员和监                      副 任            要负

风险 内               董 高管履职的监督检查工                             该口古4         绩    起 郑剑锋 生被任命 中 工

商银 战略管理 投资者 系部 团派驻子                                           董监                    高         家        职派 董                结

      黄敏女士 监                   金融学学士 黄敏女士                       该口口绩          入 延败刘北i货结 霆质i账账刘结 诺败财质责结 进瑞士

信          团远                 任全球投资银 战略部                      理副总裁                     投资银 战略部副总裁                       中

          执 首席 营                资 管理大中                 首席 营 迟 任资 管理中                                  负 人 结

      洪波女士 监                   硕士 致延延致结 非执业 员                   该口口滨          该口口迫    任 永 明                 师

     高             员 该口口迫        该口口9         任民生证券 限 任                         监察稽 总部业                   管 该口口9

绩         入工银瑞信法律合规部                        任内 稽 部总监 结

            莹女士 监               硕士 该口口口              该口口9       任职 中 人民大学 历任副科长 科长

校团 副书                该口口9       该口古古        就职                    教工             任 部处副调研员 该口古古                         入

工银瑞信战略发展部                    任人力资源部总监 结

      章琼女士 监                   硕士 该口口古              该口口详     任职 富 证券                       部 该口口详            该口口滨

任职 银河基金                    任注 登               员 该口口滨          入工银瑞信                  部       任中央交易 总监 结

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工银瑞信              利债券型证券投资基金                                                                                                                      更        的招募说明书


          详    高 管理人员结

          王海璐女士 总 理 简历                                                 结

          朱碧艳女士 硕士                                   注          内部            师            任工银瑞信基金管理                                     限                  党            员

督察长                  任工银瑞信投资管理 限                                        监           古99迪         古999                中            融信托投资                               证券

总部 理 该口口口 该口口滨                        中               融资 管理                       投资银 部 证券业 部高 副 理 该口口滨

           入工银瑞信基金管理 限                                           结

          杜海涛 生 硕士                            任工银瑞信基金管理 限                                             副总 理                        任工银瑞信资 管理

                       限              董        古99迪            迪            该口口该         9          任职 长城证券 限 任                                                             历任

职员 债券 金融工程 研究员 该口口该                                                    古口             该口口详             滨             任职                盈基金管理 限

               历任研究员 基金 理 理 该口口详                                             绩           该口口绩              详            任职 招商基金管理 限

               历任研究员 基金 理 该口口绩                                            入工银瑞信基金管理 限                                                   结

          赵紫英女士 博士                            任工银瑞信基金管理 限                                            党                 员 副总 理                               任工银瑞

信基金管理 限                               首席信息                    工银瑞信投资管理                         限                董             古9迫9结              迫结                 古99详结

     滨结             任职 中 工商银                         海淀支                                    业                  古99详          绩结              该口口该结           4结            任

职         中 工商银                                                    业 部 历任综合科科长                                              业 部副总                          理 该口口该

滨             该口口滨          绩          任职 中 工商银 牡                                        中心            历任 场营 部副总 理 清算部

副总 理 该口口滨                            入工银瑞信基金管理 限                                           结

          郝炜 生 硕士                           任工银瑞信基金管理 限                                           党               员 副总 理                                 任工银瑞信

资         管理                            限        董                工银瑞信投资管理                          限               董              该口口古          4                 该口口滨

绩             任职 中 工商银 资 托管部 该口口滨                                                      入工银瑞信基金管理 限                                                        结

          4            基金基金 理结

          欧                生 古迪             证券 业                 验 曾任中海基金管理                                      限          基金 理 该口古口                                    入

工银瑞信                   任固 收益投资总监 该口古口                                     迫       古绩                               任工银瑞信 利债券型证券

投资基金基金 理 该口古古                                   古该         该迪           该口古迪        4          该古                任工银保 混合基金基金

理         该口古详       该          迪        该口古迪          该       绩          任工银保                  该          混合型发起式基金进自 该口古绩                                         该

     古9         起 更 工银瑞信                                   精选混合型证券投资基金远基金 理                                                  该口古详             绩            该绩

该口古迫         该       该迪               任工银瑞信保                       详     混合型基金基金 理迟结 该口古详                                          迪            4               该口古迫

     该         该详                  任工银信用纯债                                 期开 基金基金 理 该口古4                                          9            古9           起

     任工银                 富灵活 置混合型基金基金 理 该口古滨                                                       滨          该绩      起         该口古迫              绩         滨

     任工银丰盈回 灵活 置混合型基金基金 理 结

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工银瑞信                利债券型证券投资基金                                                                                                                  更    的招募说明书


                炳珅 生 古滨                       证券 业                验 曾任中信建投证券                          限                  研究员 该口口迪                               入工

银瑞信                   任 益投资总监 该口古该                                该   古4                       任工银瑞信添颐债券型证券投资基

金基金 理 该口古详                                古            古迫                 任工银瑞信 利债券型证券投资基金基金 理

该口古详          古        该迫               该口古4           古该    滨         任工银瑞信 绩口                  理 债券型基金基金                                     理 该口古4

       古        该口               该口古迫       迫           该迫            任工银瑞信红利混合型证券投资基金基金                                                      理 该口古4

       古        该口               该口古迪       滨           该迪            任工银瑞信 心                 值混合型证券投资基金基金 理

该口古4           古口        该详                              任工银瑞信研究精选股票型证券投资基金基金 理 该口古4                                                                            古古

       古迫              该口古迫        迫        该迫                 任工银 疗保健 业股票型基金基金 理 该口古滨                                                             该              古绩

              该口古迪       古该         该该                    任工银战略转型 题股票基金基金 理 该口古迪                                                        4          古该

该口古迫          古该        该迫                 任工银瑞信中 制                         该口该滨 股票型证券投资基金基金 理 结

            魏欣女士 古4                       证券 业 验 该口口滨                             入工银瑞信                      任固 收益部副总监                                         该口古古

       4          该口                            任工银                      场基金基金 理 该口古该                       迫              该该                           任工银瑞

信迪            理 债券型基金基金                                  理 该口古该      古口        该绩         该口古迪            详          古口                  任工银 古4

理          债券型基金的基金 理 该口古4                                        9    该详                      任工银瑞信 金快线                                                场基金

基金 理 该口古4                            古口          该该           该口古迪    详        古口            任工银添益快线                                            场基金基金

       理 该口古滨             滨         该绩         起                     任工银           富灵活         置混合型基金基金 理 该口古滨                                                       滨

       该绩        起                      任工银 利债券型基金基金 理 该口古滨                                              滨              该9                 该口古9             古           9

                任工银丰盈回 灵活                                  置混合型基金基金 理                      该口古滨           绩           古9               该口古迪         详              古口

                任工银 富快线                                      场基金基金 理 该口古绩                     古古        该该                     该口古迫        该         该详

       任工银瑞信 得益混合型证券投资基金基金 理 该口古绩                                                                 古该              迪                该口古9           古              古滨

                任工银瑞信 得润混合型证券投资基金基金 理 该口古绩                                                                   古该           该9              该口古迫              该

该详                   任工银瑞信 增利混合型证券投资基金基金                                                理 该口古绩                     古该          该9             该口古迫               迪

       该迪                 任工银瑞信 增益混合型证券投资基金基金 理 该口古绩                                                                        古该          该9                   该口古迫

       迪         该迪                  任工银瑞信银和利混合型证券投资基金基金 理 该口古绩                                                                       古该         该9

                任工银瑞信 生利混合型证券投资基金基金 理 该口古迪                                                                     详           该详            该口古迫              迪

该迪                   任工银瑞信 得利混合型证券投资基金基金                                                理 该口古9                     古         详口                               任工

银瑞信尊 短债债券型证券投资基金基金 理 该口古9                                                               4          古绩                                 任工银瑞信中债

详-滨               开 债券指数证券投资基金 理 该口古9                                                 滨    该古                                  任工银瑞信中债 古-详

            发 债券指数证券投资基金基金 理 该口古9                                                     绩     该迪                                 任工银瑞信中债 古-详

            开 债券指数证券投资基金基金 理 结

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工银瑞信        利债券型证券投资基金                                                                                                                   更    的招募说明书


      历任基金 理 结结

      杜海涛 生 该口古口                              迫             古绩               该口古该                古         古口            任工银 利债券基金基金

理 结

      胡文              生 该口古古                   该             古口               该口古详                古         古迫            任工银 利债券基金基金

理 结

      王佳女士 该口古详                     古             迪                 该口古滨             绩          迫                 任工银 利债券基金基金 理 结

      滨      投资 策 员                          员结

      王海璐女士 简历                                           结

      杜海涛 生 投资 策 员                                                      任 简历                                   结

             炳珅 生 简历                                       结

      欧                生 简历                                 结

      黄        乐 生           古绩        证券 业                           验                        在          相投资                 限        任研究员               信证

券        济研究           任资深 析师                                      信证券资 管理总部                                     任投资 理 研究员               该口古口

入工银瑞信                任 益投资总监 该口古古                                               古古             该详                       任工银瑞信 题策略混合型

证券投资基金基金 理 该口古详                                            9        该详                   该口古9             该     古详          任工银瑞信精选 衡基

金基金 理 该口古4                       古口           该该                   该口古迪             古口              9              任工银高端制            业股票型基金

基金 理 该口古滨                  4            该迫                   该口古迫           详             该                     任工银           料 能源 业股票型基金

基金 理 该口古绩                  古           该9                    该口古迫           古古                详口                 任工银瑞信 家战略 题股票型基

金基金 理 该口古迪                      4         该古                      该口古9           古             该4                  任工银瑞信 联网 股票型证券投

资基金基金 理 该口古迫                            详             该迫                                   任工银瑞信中小盘 长混合型证券投资基金基

金        理 该口古迫      绩          滨                               任工银瑞信高端制                                          业股票型证券投资基金基金 理 结

      李剑峰 生                 古绩        证券 业                           验 曾任中央 债登                                            算 限 任          业        理 高

     副      理 该口口迫                入工银瑞信 曾任固                                               收益研究员                        任固 收益投资总监                  金

投资中心总 理 结

      郝康         生 该古              证券               业 验                               在澳大利 首源投资管理                                   任基金 理 在

联和 通投资                     管理                            任执 董                         在工银瑞信 任                               业 总监 在工银瑞信资

管理                     限                    任副总 理 该口古绩                                             入工银瑞信基金管理 限                                任 益投

资总监             任工银瑞信                                        副总 理 该口古绩                                    古该      详口              任工银瑞信沪港深

股票型证券投资基金基金 理 该口古迪                                                      古古            9                           任工银瑞信沪港深精选灵活 置

混合型证券投资基金基金 理 该口古迫                                                      滨          古口                            任工银瑞信         济灵活 置混合

                                                                                                    14
工银瑞信           利债券型证券投资基金                                                                                      更    的招募说明书


型证券投资基金 弄廷II 基金 理 该口古迫                                      古该         该滨                      任工银瑞信红利                灵活

     置混合型证券投资基金基金 理 结

      石                生 硕士              任工银瑞信基金管理 限                                   投资总监 古99口               古99滨            任

职        荷 银                               任 理 古99滨                         该口口该          任职            大和投资信托 香港

     限                 任资深投资 理 该口口详                       该口口4              任职             湾英 保诚投资信托

任投资总监 该口口4                     该口口绩             任职      湾汇丰中 投资信托                                 任投资管理部副总

裁 该口口绩              该口口迫      任职                 联 基金管理 限                                 任副总 理 投资总监 该口口迫

           该口古详       任职          湾             投资信托                        任副总 理 投资总监 该口古4                                该口古绩

      任职             湾中 人寿保险                   限            任全球 益 场负 人 该口古迪                               该口古迫      绩

任职 尤梅投资                            任            董 总 理 结

      朱碧艳女士 简历                             结

      章              生 古该        证券         业 验           复 大学理论物理学                        业博士 英         剑桥大学管理学

研究生 曾                 在 海 狮津泉投资咨询 限                                             任数          析师 在          资     管理 限

          任          投资      理 在 泰基金管理 限                                     任指数投资 长                    执 总监                 该口古4

          入工银瑞信                任指数投资中心总 理 结结

                 述人员 间均             在 亲属 系 结

                      基金管理人的职 结

      古.结依法募 基金                      理或者           托             院证券监督管理机构认 的                               机构               理

基金份额的发                        购 赎回和登                        结

      该.结 理基金备案手续 结

      详.结对 管理的                   基金资                别管理            别                          证券投资 结结

      4.结按照基金合 的                           确 基金收益                  方案              时向基金份额                人          收益 结

      滨.结            基金            算并编制基金                                   告 结

      绩.结编制季                   告 中期 告和                     告 结结

      迪.结 算并 告基金净值信息                              确 基金份额 购 赎回 格 结

      迫.结 理 基金资 管理业 活                                      的信息披露                            结结

      9.结召 基金份额                      人大              结

      古口.结保 基金资 管理业 活 的 录                                                          表和              相 资料 结

      古古.结         基金管理人          义            表基金份额                   人利益           使      讼    利或者    施            法律

          结结

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工银瑞信         利债券型证券投资基金                                                                       更    的招募说明书


       古该.结          院证券监督管理机构规 的                 职             结

            四 基金管理人             结

       古         基金管理人将 据基金合                的规        按照招募说明书 明的投资目标 策略 限

制等全 处理 基金的投资 结

       该         基金管理人                      证券法 的                         并建立健全内部 制制               采        效

措施                       证券法           的发生 结

       详         基金管理人                      基金法 的                         并建立健全内部 制制               采        效

措施 保证基金                    用         投资或者活                  结

       古          证券 结

       该 向 人 款或者提供 保 结

       详                 无限 任的投资 结

       4                  基金份额 但是                院另 规 的除                    结

       滨    向基金管理人 基金托管人                   资或者                基金管理人          基金托管人发 的股票或者

债券 结

       绩               基金管理人 基金托管人                   股 系的股东或者 基金管理人 基金托管人

                 大利害 系的          发 的证券或者                     期内          的证券 结

       迪 将基金资 用 购 基金管理人股东发 和                                         期内         的    证券 结

       迫          内幕交易 操纵证券交易 格                                          的证券交易活           结

       9 依照法律                 法规       规                    院证券监督管理机构规 禁 的                          活         结

       4         基金管理人将 强人员管理 强 职业操                                  督促和 束员工遵              家        法律

法规             业规      诚 信用         勤勉                                             结

       古 将 固                  或者 人          混        基金                     证券投资 结

       该               地对      管理的          基金             结

       详 利用基金                基金份额             人     的第 人牟                利益 结

       4 向基金份额               人 规           收益或者               损失 结

       滨        它法律法规                院证券监督管理机构禁 的                                结

  滨        基金 理         结

            古    依照         法律 法规和基金合 的规                               着谨慎的原         基金份额            人

利益 结

            该     利用职         便 自           被 理人 被 表人                                人或任何        第 人

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工银瑞信         利债券型证券投资基金                                                             更    的招募说明书


     利益 结

           详         泄漏在任职期间知悉的                  证券 基金的商业秘密             尚 依法 开的基金投

资内容 基金投资                       等信息 结

           4                任何形式 除基金管理人              的             或个人        证券交易 结

           五 基金管理人的内部 制制 结

      古        内部 制的原 结

           古        健全性原          内部 制          包括        的各 业         各个部门或机构和各 人员

并涵盖到 策 执                        监督      馈等各个 节 结

           该         效性原           通过科学的内 手段和方法 建立合理的内 程序 维 内                           制

的     效执            结

           详        独立性原          基金管理人各机构 部门和岗 职                      保 相对独立 基金管理

人基金资               自 资                   资 的                 离 结

           4 相 制 原                   基金管理人内部部门和岗 的设置                           明 相 制衡 结

           滨               效益原       基金管理人 用科学            的 营管理方法降                     提高 济

效益             合理的 制                   到最佳的内部 制效果 结

      该        内部 制的 要内容结

           古         制 境结

      董               设        治理 风险           制 员          负 对         治理 构        期的评        检验

提     对            治理 构的修改和 善方案 对                        营管理和基金投资业               风险管理和合

规性 制 对                    内部稽            工      果           查和监督并向董           告 董            设资格

     查 薪酬 员                  负 对股东 荐的董 人选资格 高 管理人员资格 独立董 资格

       查 拟 董                  监          高 管理人员薪酬和激励           策      股东 或董         批准 结

                 管理层在总 理领导                   认真执 董            确 的内部 制战略        了 效        彻

董         制 的 营方针 发展战略 总 理 设执                                  员     负           常 营管理活 中

的     要 策 执                  员      设投资 策 员 和风险管理 员                      就基金投资和风险 制等

发表 业意                   建        投资     策 员 是基金的最高投资 策机构 结

                 设立督察长 对董                负          要负     对      内部 制的合法合规性           效性和合

理性                 查 发            大风险         时向      董         和中 证监      告 结

           该 风险评 结

      且        董           属的       治理 风险 制 员 和督察长对                       内 部风险        评        结

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工银瑞信         利债券型证券投资基金                                                            更    的招募说明书


      夕        执         员     属的风险管理          员 负 对             营管理中的 大突发性             和 大

     机情况            评        制         机处理方案并监督 施 负 对基金投资和                 中的 大 题和

     大                风险评          结

      外        各 部门负 对职                 围内的业         面临的风险         识别和评     结

           详         制活 结

           制活 包括自                 制 职           离 监察稽          物      制 业 评            格授        资

     离等 策 程序或措施 结

           制活 体                    自      制     各岗 的目标 任制 基础 是内部               制的第 道          线

在         内部建立科学                格的岗          离制     授 制        资      离制 等 在相 部门和相

     岗          间建立 要业 处理凭据 递和信息沟通制                             续部门 岗 对前 部门 岗

负        监督 任 使相 监督制衡的机制                         内部 制的第 道 线 充 发挥督察长和内

稽        部对各岗              各部门 各机构 各 业 全面监察稽                     用 建立内部 制的第 道

线 结

           4 信息 沟通结

                 建立 向的信息交流途                  形 了自 而 的信息            播 道和自 而 的信息呈

     道 通过建立 效的信息交流 道 保证了                              员工 各 管理人员           充     了解            职

     相 的信息 并 时                           的人员         处理           据      架构和授 制         建立了清

     的业            告系统 结

           滨 内部监 结

      内部监                     治理 风险           制 员      督察长 风险管理 员 和内 稽 部等部门

在各自的职                 围内开展                  设立了独立 各业      部门的内 稽 部              中监察稽 人

员履 内部稽 职能 检查 评                                内部 制制 合理性             备性和 效性 监督                  内

部        制制 的执 情况 揭示                        内部管理 基金        中的风险          时提 改     意        促

          内部管理制             效地执         结

      详        基金管理人            内部 制的声明结

           古 基金管理人确知建立                     施和维 内部 制制 是               董       管理层的          任 结

           该         述         内部 制的披露真              准确 结

           详                     将 据 场            境的              的发展     断 善内部 制制            结




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                                                                四 基金托管人结

                   基金托管人基 情况结

      古      基金托管人概况结

                法 中文                          交通银         股份 限                     简       交通银                结

                法 英文                          B致锁图结适闹结延适销销月锁I延致震I适锁霆结延适.迟L震廷结

            结结结结       中                    海 自               易试验 银城中路 古迫迫                   结结

                地址 中                          海 长宁                 霞路 古迫     结

      法           表人 任德奇结

      邮        编码 该口口详详绩结

      注        时间 古9迫迪                详        详口     结

      注        资         迪4该.绩详 亿元结

      基金托管资格批文 文                                     中 证监 证监基 后古99迫逐该滨                          结

      联系人               志俊结

      电结结话 9滨滨滨9结

      交通银 始建                       古9口迫            是中 历史最悠久的银                               也是               中 的发

古9迫迪                    建 的交通银                         式对 营业                     中    第 家全 性的                             股份制商业银

          总部设在 海 该口口滨                        绩      交通银 在香港联合交易                            牌                该口口迪     滨        在 海

证券交易                  牌                     据 该口古9         英       银 家                志发 的全球千家大银                              告 交通

银              资               第 古古                     续五 跻身全球银                 该口 强          据 该口古9          美               富          志

发        的世界 滨口口 强                排 榜 交通银 营业收入                                   第 古滨口               较           提升 古迫         结

      截        该口古9        9 详口             交通银            资 总额 人民 99迟详该迫.迪9亿元 该口古9 古-9                                         交通

银              净利润进 属 母                               股东远人民 绩口古.4迪亿元 结

      交通银 总 设资 托管业                                     中心         文简           托管中心                            员工          多 基金

证券和银 的 业 验                                   备基金 业资格                            济师               师 工程师和律师等中高

     业 术职                   员工的学历层 较高                           业        合理         职业        能 良 职业道德素 过硬

是        支诚 勤勉                 极                  开                 奋发向 的资 托管 业人员队伍 结

      该         要人员情况结

      任德奇 生 副董 长 执                                      董            长 高               济师 结

      任 生 该口古迫               迫       起任               副董 长 执 董                           长 该口古绩              古该         该口古迫     绩


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任中 银 执 董                                 副 长                     中 该口古滨               古口       该口古迫        绩           任中银香港                       股

     限              非执 董                 该口古绩          9            该口古迫         绩           任中 银                 海人民 交易业 总部总

裁         该口古4          迪         该口古绩         古古            任中 银 副 长 该口口详                          迫               该口古4         滨     历任中

建设银 信                        批部副总 理 风险监 部总 理 授信管理部总                                                                 理 湖 省                           长

风险管理部总 理 古9迫迫                                 迪               该口口详       迫                在中 建设银 岳 长岭支                                       岳

中心支                    岳                 中 建设银 信 管理 员                                                       信 风险管理部工                               任 生

古9迫迫              清 大学获工学硕士学                                    结

       袁庆 女士 资 托管业 中心总裁 高                                                                   济师 结

       袁女士 该口古滨                  迫     起任                 资 托管业 中心总裁 该口口迪                                   古该             该口古滨      迫             历

任            资 托管部总 理 理 副总 理                                                            资 托管业 中心副总裁 古999                                     古该

该口口迪           古该          历任                鲁木齐                                       部副科长 科长 处长 理 副处长

     算部高                    理 袁女士 古99该                           业 中 石油大学                      算机科学系 获得学士学                                        该口口滨

              疆               学院获硕士学                        结

       详          基金托管业                  营情况结

       截             该口古9      9         详口         交通银 托管证券投资基金 4详绩 只                                                    交通银                  托管了

基金                 特          户资 管理                              证券                 户资 管理                        银         理          品        信托

     募投资基金 保险资金 弄廷I闸 资金 全 社保基金                                                                  保障管理基金 企业 金基金

职业 金基金 弄闹II 证券投资资                                              R弄闹II 证券投资资                      弄廷II 证券投资资                          R弄廷II 证券

投资资 和 弄廷L范 资金等 品 结

                          基金托管人的内部 制制 结

       古          内部 制目标结

       交通银                    格遵               家法律法规                        业规章              内相     管理规                     强内部管理 托管

中心业 制 健全并确保 彻执 各 规章 通过对各种风险的识别 评                                                                                                      制 缓释

     效地                 对各 业 的风险管                                 确保业 稳健                           保 基金                   人的合法 益 结

       该          内部 制原 结

              古 合法性原                    托管中心制                   的各 制 符合 家法律法规 监管机构的监管要求

并         穿 托管业                     营管理活 始                             结

              该          全面性原              托管中心建立各                               部自 监 和风险合规部风险管 的内部 制

机制 覆盖各 业                               各个部门和各 人员 并渗 到 策 执                                                        监督                 馈等各个 营

     节 建立全面的风险管理监督机制 结

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           详        独立性原       托管中心独立负               托基金资 的保管 保证基金资                   交通银

的自 资 相 独立 对                           的 托基金资             别设置 户 独立 算                     管理 结

           4         制衡性原       托管中心        彻         授     相 制 的原                     架构的设置 确

保各            部和各岗                  明 相 制             并通过 效的相 制衡措施 除内部                   制中的盲

点 结

           滨         效性原        托管中心在岗               业       部和风险合规部              内 管理模式的基

础         形 科学合理的内部 制 策机制 执 机制和监督机制 通过                                        效的 制流程

     制措施 建立合理的内 程序 保障各 内 管理目标被 效执                                        结

           绩        效益性原       托管中心内部 制 基金托管规模                   业       围和业                 节的风

险     制要求相                      降        营                    合理的 制               最佳的内部 制目标 结

      详        内部 制制           措施结

           据 证券投资基金法                    中 人民 和 商业银                 法        商业银 资 托管业

指引 等法律法规 托管中心制 了 整套 密                                     整的证券投资基金托管管理规章制

确保基金托管业                     的规         全 高效 包括 交通银 资 托管业 管理                            法         交

通银 资 托管业 风险管理 法                                    交通银 资    托管业 系统建设管理               法          交

通银 资 托管部信息披露制                                 交通银 资 托管业 商业秘密管理规                               交通

银     资 托管业                 业人员        规               交通银 资 托管业 档案管理暂                       法    等

并     据 场                  和基金业 的发展 断                    善 做到业          工科学合理          术系统管理规

      业 管理制 健全                   心 业                  封 管理 落 各             全隔离措施 相 信息披露

       人负            结结

      托管中心通过对基金托管业                  各 节的 前揭示               中     制和      检查措施             全流程

全链条的风险管理 聘请                     著             师          对基金托管业                          标准的内部

制评            结

                     基金托管人对基金管理人                   基金     监督的方法和程序结

      交通银                   基金托管人       据 证券投资基金法                       开募 证券投资基金                管

理     法 和              证券法规的规          对基金的投资对象 基金资 的投资 合 例 基金资

的     算 基金资               净值的 算 基金管理人 酬的 提和支                         基金托管人 酬的 提和支

      基金的 购资金的到                    赎回资金的                基金收益       等      的合法性 合规性

监督和 查 结

      交通银                   基金托管人 发 基金管理人                         证券投资基金法                开募 证

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券投资基金                管理 法 等                       证券法规和 基金合                的             时通知基金管理人

     纠        基金管理人收到通知                          时 对确认并            调整 交通银                对通知             复

查 督促基金管理人改                         基金管理人对交通银 通知的 规                                  能 时纠     的 交通银

                  告中 证监           结

      交通银                 基金托管人 发                   基金管理人           大 规                   立即 告中 证监

     时通知基金管理人限期纠                           结

           四                  结

      最                 内交通银             负            资 托管业 的高 管理人员无 大 法 规

到中 人民银                 中 证监              中 银保监                              机 的处罚 负 基金托管业 的

高        管理人员在基金管理                   无 职的情况 结




                                                       五 相 服 机构结

                   基金        机构结

      古       直 机构结

           结结          工银瑞信基金管理                   限      结

      注          地址              西城 金融大街滨结                         滨结 绩结层   滨结 绩口古      滨结 迪结层 滨结

      迪口古        滨结 迫结层      滨结    迫口古          滨结   9结层 滨结 9口古结

                  地址              西城 金融大街滨结                     盛大厦致结 绩-9结层结

      法           表人 王海璐结

      联系人                 芳结

      电话 口古口-绩绩滨迫详古99结

           真 口古口-迫古口4该滨迫迫 口古口-迫古口4该滨99结

           户服 电话 4口口-迫古古-9999结

      网址 未未未.i外夕外外账.外财造.外渡结

      投资者              通过              电子自 交易系统 购 基金 结

      该                   机构结

           古 交通银 股份 限                           结

      注          地址       海 浦东                  银城中路古迫迫 结



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           地址        海 浦东             银城中路古迫迫 结

    法        表人 任德奇结

    联系人 王菁结

    电话 口该古 滨迫迪迫古该详4结

         真 口该古 滨迫4口迫4迫详结

         户服 电话 9滨滨滨9结

    网址 创货货责闭//未未未.夕且渡k外财造造.外财造/结

         该 中 工商银 股份 限                        结

    注     地址              西城 复             门内大街滨滨 结

           地址              西城 复             门内大街滨滨 结

    法        表人 陈四清结

         真 口古口 绩绩古口迪9古4结

         户服 电话 9滨滨迫迫结

    网址 创货货责闭//未未未.i外夕外.外财造.外渡/结

         详 中        业银 股份 限                   结

    注     地址              东城 建             门内大街绩9 结

           地址              东城 建             门内大街绩9 结

    法        表人 周慕冰结

         户服 电话 9滨滨99结

    网址 创货货责闭//未未未.且夕外创i渡且.外财造结

         4 中 银 股份 限                    结

    注     地址              西城 复             门内大街古 结

           地址              西城 复             门内大街古 结

    法        表人              结

    联系人 侯燕鹏结

         真 口古口 绩绩滨944详古结

         户服 电话 9滨滨绩绩结

    网址 未未未.夕财外.外渡结

         滨 招商银 股份 限                  结

    注     地址 深圳 福               深         大道迪口迫迫 结

                                                            23
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              地址 深圳 福              深        大道迪口迫迫 结

    法         表人 李建红结

    联系人 季               结

    电话 口迪滨滨 迫详古9迫迫迫迫结

         真 口迪滨滨 迫详古9滨口49结

         户服 电话 9滨滨滨滨结

    网址 创货货责闭//未未未.外造夕外创i渡且.外财造/结

         绩 渤海银 股份 限                   结

    注        地址      津 河西 马场道该口古-该口滨 结

              地址      津 河西 马场道该口古-该口滨 结

    法         表人 李伏 结

    联系人 王宏结

    电话 口该该-滨迫详古绩绩绩绩结

         真 口该该-滨迫详古绩滨绩9结

         户服 电话 9滨滨4古结

    网址 创货货责闭//未未未.外夕创夕.外财造.外渡结

         迪     夏银 股份 限                 结

    注        地址               东城 建          门内大街该该 结

              地址               东城 建          门内大街该该 结

    法         表人 吴建结

    联系人 郑鹏结

    电话 口古口 迫滨该详迫绩绩迪结

         真 口古口 迫滨该详迫绩迫口结

         户服 电话 9滨滨迪迪结

    网址 创货货责闭//未未未.创末夕.外财造.外渡/结

         迫     海浦东发展银 股份                  限      结

    注        地址      海 中山东 路古该 结

              地址      海 中山东 路古该 结

    法         表人 高 富结结

    联系人 吴 婷结

                                                                24
工银瑞信     利债券型证券投资基金                                              更   的招募说明书


    电话 口该古-绩古古绩该古绩口结

         真 口该古 绩详绩口该4详古结

         户服 电话 9滨滨该迫结

    网址 创货货责闭//未未未.账责北夕.外财造.外渡结

         9                   商业银 股份           限     结

    注       地址               西城                街古 院该 楼结结

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    法         表人 王金山结结

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    电话 口古口-迫9古9迫迪绩该结结

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    网址 创货货责闭//未未未.夕j败外夕.外财造结

         古口 杭 银 股份 限                   结

    注       地址 杭            庆春路4绩     杭 银 大厦结

             地址 杭            庆春路4绩     杭 银 大厦结

    法         表人 吴             结

    联系人            峻结

    电话 口滨迪古-迫滨古口迫古9滨结

         真 口滨迪古-迫滨古口绩滨迪绩结

         户服 电话 口滨迪古-9绩滨该详         4口口-迫迫迫迫-滨口迫结

    网址 未未未.创z夕且渡k.外财造.外渡结

         古古 渤海证券股份 限                 结

    注       地址        津        济 术开发 第 大街4该 写 楼古口古     结结

             地址        津        开       水西道迫 结结

    法         表人 王春峰结结

    联系人 蔡 结

    电话 口该该 该迫4滨古99古结结

         真 口该该 该迫4滨古迫9该结结

         户服 电话 4口口绩滨古滨9迫迫结结

                                                               25
工银瑞信        利债券型证券投资基金                                                 更   的招募说明书


    网址 创货货责闭//未未未.刘未未未.外财造.外渡结

         古该          大证券股份 限         结

    注          地址      海 静              路古滨口迫 结

                地址      海 静              路古滨口迫 结

    法            表人 周健男结结

    联系人              俊涛结

    电话 口该古-该该古绩9999结

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    网址 创货货责闭//未未未.刘夕账外渡.外财造/结

         古详          泰君 证券股份 限              结

    注          地址 中          海 自             易试验 商城路绩古迫 结

                地址      海 静              西路迪绩迫        泰君 大厦结

    法            表人 杨德红结

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    电话 口该古 详迫绩迪绩绩绩绩结

         真 口该古 详迫绩迪口绩绩绩结

         户服 电话 4口口-迫迫迫迫-绩绩绩结/结9滨滨该古结

    网址 创货货责闭//未未未.刚货j且.外财造/结

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    法            表人 何如结

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    电话 口迪滨滨 迫该古详口迫详详结

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         户服 电话 9滨滨详绩结

    网址 创货货责闭//未未未.刚质财账刘渡.外财造.外渡/结

         古滨 海通证券股份 限                结

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                                                          26
工银瑞信        利债券型证券投资基金                                                    更    的招募说明书


                地址         海 黄浦 广东路绩迫9 海通证券大厦结

    法             表人 周杰结

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    电话 口该古 该详该古9该迪滨结

         真 口该古 绩详绩口该迪该该结

         户服 电话 9滨滨滨详结

    网址 创货货责闭//未未未.创货账刘外.外财造/结

         古绩           泰联合证券 限 任            结

    注          地址 深圳 福             中心 中心广场香港中旅大厦第五层结

                地址 深圳 福 中心             中心广场香港中旅大厦第滨层      古迪层 古迫层   该4层   该滨

    层          该绩层结

    法             表人 马昭明结

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    电话 口迪滨滨-迫该49该口口口结

         真 口迪滨滨-迫该49该9绩该结

         服电话 4口口-迫迫迫迫-滨滨滨 9滨滨古详结

    网址 未未未.速创z两.外财造结

         古迪 联 证券股份 限                  结

                   惠        江 东江 路滨滨 广播电视 闻中心西面 层大堂和                 四层结

                地址 深圳 福             深   中路该口口该 中广 大厦   楼古口层结

    法             表人           斌结

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    电话 口迪滨滨-迫详详详古古9滨结

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    网址 创货货责闭//未未未.速末账刘外.外财造结

         古迫           万宏源证券 限         结

    注          地址         海 徐汇 长乐路9迫9 4滨层结

                地址         海 徐汇 长乐路9迫9 4滨层 邮编 该口口口详古 结

    法             表人 李梅结

    联系人 陈 结

                                                         27
工银瑞信     利债券型证券投资基金                                                    更   的招募说明书


    电话 口该古-详详详迫9迫迫迫结

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    网址 未未未.账未创本账外.外财造结

         古9 招商证券股份 限                     结

    注      地址 深圳 福                 福           路古古古 招商证券大厦结结

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    法         表人 霍 结

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    电话 口迪滨滨-迫该94详绩绩绩结

         真 口迪滨滨-迫详迪详4详4详结

         户服 电话 9滨滨绩滨            4口口迫迫迫迫古古古结

    网址 创货货责闭//未未未.渡刘未财渡刘.外财造.外渡/结

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    法         表人 姜志 结

    联系人           敏结

    电话 口古口-滨9详滨滨99迪结

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    网址 创货货责闭//未未未.刘滨绩古迫.外财造结

         该古 中 银河证券股份 限                         结

    注      地址                 西城 金融大街详滨 该-绩层结

            地址                 西城 金融大街详滨                   企业大厦延 结

    法         表人 陈 炎结

    联系人 辛               结

    电话 口古口-迫详滨迪4滨口迪结

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         户服 电话 4口口迫-迫迫迫-迫迫迫或9滨滨滨古结

                                                                28
工银瑞信     利债券型证券投资基金                                                         更    的招募说明书


    网址 未未未.外创i渡且账货财外k.外财造.外渡结

         该该 中信建投证券股份 限                    结

    注      地址               朝            立路绩绩 4 楼结

            地址               朝 门内大街古迫迫 结

    法         表人 王常青结

    联系人            唐结

    电话 口古口 迫滨古详口滨迫迫结

         真 口古口 绩滨古迫该该绩古结

         户服 电话 4口口-迫迫迫迫-古口迫结

    网址 未未未.外账外古口迫.外财造结

         该详 中信证券股份 限                  结

    注      地址 广东省深圳 福                      中心 路迫 卓 时 广场           期       结 结邮编

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    法         表人 张佑君结

            地址               朝          亮马桥路4迫 中信证券大厦结 结邮编 结古口口口该绩结

    电话 口古口-绩口迫详迫迫迫迫结

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    联系人 王 通结

         服电话 9滨滨4迫结

            网址 未未未.外账.刘外i货i外.外财造结

         该4 广 证券股份 限                    结

    注      地址 广                 河 珠江 城珠江西路滨 广                金融中心古9 该口楼结

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    电话 口该口 迫迫迫详绩999结

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         户服 电话 9绩古详口详结

    网址 未未未.刚z账.外财造.外渡结

         该滨 中泰证券股份 限                  结

                                                          29
工银瑞信        利债券型证券投资基金                                                         更   的招募说明书


    注          地址 济              中        七路迫绩 结

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    电话 口该古-该口详古滨古绩古结

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    网址 未未未.z货账.外财造.外渡结

         该绩          融证券股份 限              结

    注          地址              西城 金融大街迫 结

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    法             表人        德清结

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    联系电话 口古口 滨迫滨绩迫该详滨结

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         服电话 口古口里滨迫滨绩迫古古迫结

                网址 未未未.创败账刘外.外财造.外渡结

         该迪 长城 瑞证券 限                      结

    注          地址 福建省厦门 思明 莲前西路该 莲富大厦古迪楼结

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    法             表人 王勇结

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    联系电话 口滨9该-该口迪9该滨9结

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         户服 电话 4口口-口口99-迫迫绩结

    网址 未未未.刚未刚账外.外财造结

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                                                             30
工银瑞信        利债券型证券投资基金                                                  更   的招募说明书


    联系人 程 艳李盼盼党静结

    电话 口详迪古里绩9口99迫迫该结

         真 口详迪古里绩滨滨迫滨迫99结

    网址 未未未.外外渡刘未.外财造结

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    注          地址           西城                大街9 院古 楼结

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    法           表人 高冠江结

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    电话 口古口-迫详该滨该古迫该结

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                地址           建        江东中路该该迫        泰证券广场   深圳 福   深 大道4口古古

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    网址 创货货责闭//未未未.创货账外.外财造.外渡/结

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                                                          31
工银瑞信     利债券型证券投资基金                                                          更   的招募说明书


         真 口该迫-迫绩绩9口古该绩结

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    网址 未未未.刚jz两.外财造.外渡结

         详该 东方证券股份 限                          结

    注      地址        海 中山 路详古迫 该 楼该该层 该详层 该滨层-该9层结结

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    法         表人 潘鑫 结

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    电话 口该古 绩详详该滨迫迫迫          详古口迫结

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    网址 创货货责闭//未未未.北则z两.外财造.外渡结

         详详 中信证券 浙江                     限 任            结

    注      地址 浙江省杭                  解          东路该9          银 该该层结

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    网址 未未未.夕i刚账质渡.外财造.外渡结

         详4 中信证券 山东                      限 任            结

    注      地址 青岛 崂山 深圳路该该该 古 楼该口口古结

            地址 青岛                      东海西路该迫               翔广场东 滨层结 结

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    电话 口滨详古-迫9绩口绩古绩绩结

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         户服 电话 9滨滨4迫结

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                                                                  32
工银瑞信        利债券型证券投资基金                                                        更   的招募说明书


         详滨          都证券股份 限          结

    注          地址             东城 东直门 大街详                 投资大厦9层古口层结

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    网址 未未未.刚质财北质.外财造结

    联系人              河斌结

    电话 口古口-迫迪4古详绩详详结

         户服 电话 4口口-迫古迫-迫古古迫结

         详绩 红塔证券股份 限                 结

    地址                省昆明          路古滨滨        古 红塔大厦9楼结

    法           表人 况雨林结

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         详迪 中 中投证券 限 任                    结

    注          地址 深圳 福            益    路 福中路交界处荣超商 中心致栋第古迫层-该古层            第口4

    层口古 口该 口详 口滨 古古 古该           古详 古滨 古绩 古迫 古9 该口    该古 该该 该详 元结

                地址 深圳 福            益    路绩口口详 荣超商 中心致栋第口4 古迫层       该古层结

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    网址 创货货责闭//未未未.外创i渡且-i渡天账.外渡/结

         详迫          业银 股份 限           结

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                                                           33
工银瑞信         利债券型证券投资基金                                                       更   的招募说明书


           服电话 9滨滨绩古结

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           详9 西 东方 富证券股份 限                          结

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                 地址        宁省大         沙河            展路古该9 大         金融中心致 -大 期 大厦

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                                                               34
工银瑞信       利债券型证券投资基金                                              更   的招募说明书


    法          表人 陈 民结

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                                                              35
工银瑞信       利债券型证券投资基金                                                                          更    的招募说明书


         户服 电话 9滨滨迫口结

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         4迫         西证券股份 限                          结

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         49 中信期                     限            结

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    古4层结

                                                                        36
工银瑞信     利债券型证券投资基金                                             更    的招募说明书


            地址 深圳 福                   中心 路迫 卓 时 广场   期   古详层古详口古-古详口滨

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                                                      37
工银瑞信     利债券型证券投资基金                                          更   的招募说明书


    法         表人 杲 勇结

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                                                             38
工银瑞信        利债券型证券投资基金                                                               更   的招募说明书


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                                                               39
工银瑞信        利债券型证券投资基金                             更   的招募说明书


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                                                            40
工银瑞信        利债券型证券投资基金                                    更   的招募说明书


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    网址 未未未.本渡创货夕且渡k.外财造结

         绩滨 江 紫金             商业银      股份 限             结

    注          地址 江 省               建        江东中路详迫古 结

                地址 江 省               建        江东中路详迫古 结

    法           表人 张小 结

    联系人 游 结

    电话 口该滨-迫迫迫绩绩绩4滨结

         真 口该滨-迫迫迫绩绩迪该4结

         户服 电话 口该滨-9绩口口迫结

    网址 创货货责闭//未未未.zj败外夕且渡k.外财造结

         绩绩 富滇银 股份 限                  结

                                                             41
工银瑞信        利债券型证券投资基金                                                                 更   的招募说明书


    注          地址 昆明           东路4古 结

                地址 昆明           东路4古 结

    法           表人 夏蜀结

    联系人 杨翊 结

    电话 口迫迪古-绩详古4口详该4结

         真 口迫迪古-绩详古944迪古结

         户服 电话 4口口-迫迫-9绩滨详详结

    网址 未未未.则质北i且渡-夕且渡k.外财造结

         绩迪            银 股份 限               结

    注          地址 江 省                 工业园               园路迪该迫 结

                地址 江 省                 工业园               园路迪该迫 结

    法           表人 王 凤结

    联系人 朱瑞良结

    电话 口滨古该-绩9迫绩迫详绩4结

         真 口滨古该-绩9迫绩迫详迪口结

         户服 电话 9绩口绩迪结

    网址 未未未.账质z创财质夕且渡k.外财造结

         绩迫 深圳前海微                  股份        限        结

    注          地址 深圳 前海深港合                       前湾 路古 致栋该口古             入驻深圳 前海商 秘书

    限              结

                地址 广东省深圳                  山        厦金牛广场致         详绩楼   详迪楼结

    法           表人        敏结

    联系人 罗曦结

    电话 口迪滨滨-迫94绩该44迪结

         真 口迪滨滨-迫绩迪口口绩迫迫结

         户服 电话 4口口-999-迫迫迪迪结

    网址 未未未.未刘夕且渡k.外财造结

         绩9           海 信证券 限 任                     结

    注          地址      海浦东           世纪大道古口口                 球金融中心9楼结

                地址      海 黄浦                     西路详99 明 广场古迫里该该楼结

                                                                     42
工银瑞信        利债券型证券投资基金                                                更   的招募说明书


    法           表人 郭林结

         户服 电话 4口口迫该口滨999结

    网址 未未未.账创创末z两.外财造结

         迪口       商银 结

    注          地址 深圳 福             深   大道车 庙绿 广场裙楼古口古-B古口古 B古口该 车 庙绿

    纪元大厦详口层-详古层结

                地址 深圳 福             深   大道车 庙绿 广场裙楼古口古-B古口古 B古口该 车 庙绿

    纪元大厦详口层-详古层结

    法           表人 陈爱 结

    联系人 吴波结

    电话 口迪滨滨该详迫该滨滨滨滨结

         真 口迪滨滨该详迫该滨滨口迫结

         户服 电话 4口口-古古古-绩滨滨迫结

    网址 创货货责闭//未未未.外造夕外渡.外财造.外渡结

         迪古 江海证券 限                结

    注          地址 哈尔           香坊 赣水路滨绩 结

                地址 哈尔                              路迫详详 结

    法           表人 赵洪波结

    联系人 姜志 结结

    电话 口4滨古-迫迪迪绩滨迪详该结

         真 口4滨古-迫该详详迪该迪9结

         户服 电话 4口口-绩绩绩-该该迫迫结

    网址 结未未未.j创z两.外财造.外渡结

         迪该 青岛           商业银 股份 限                 结

    注          地址 山东省青岛 崂山 秦岭路绩 结

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    法           表人        仲生结

    联系人 李洪姣结

    电话 口滨详该-绩绩9滨迪该该迫结

         真 口滨详该-绩绩9滨迪滨详绩结

                                                             43
工银瑞信        利债券型证券投资基金                                                                                      更     的招募说明书


         户服 电话 9绩绩绩迫 青岛                          4口口-古古-9绩绩绩迫 全                结

    网址 未未未.两败外夕.外财造.外渡结

         迪详         通证券股份 限                  结

                 杭         杭大路古滨 嘉                    商 中心该口古            滨口古    滨口该 古古口详 古绩口古-古绩古滨 古迪口古-

    古迪古绩结

                地址 杭           杭大路古滨         嘉              商 中心该口古 滨口古 滨口该 古古口详 古绩口古-古绩古滨

    古迪口古-古迪古绩结

    法           表人         建强结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结结

    联系人                志 结

    电话 口滨迪古-迫迪迪迫9古绩口结

         真 口滨迪古-迫迪迫古迫详该9结

         服电话 9滨详详绩结

    网址 创货货责闭//未未未.外货账刘外.外财造结

         迪4 方 证券股份 限                          结

    注          地址 湖 长沙                 心      湘江中路 段详绩                            中心4 滨 楼详迪口古-详迪古迪结

                地址 湖 长沙                 心      湘江中路 段详绩                            中心4 滨 楼详迪口古-详迪古迪结

    法           表人 施 结

    联系人 程博怡结

    电话 口古口-滨绩4详迪口绩口结

         真 口迪详古-迫滨迫详该该古4结

         户服 电话 9滨滨迪古结

    网址 创货货责闭//未未未.则财质渡北刘败账外.外财造结

         迪滨 大 期               限         结

    注          地址 湖 省长沙                    心 芙蓉 路 段古该迫                             广场           四楼结

                地址 湖 省长沙                    心 芙蓉 路 段古该迫                             广场           四楼结

    法           表人 沈 辉结

    电话 口迪详古-迫44口9口口口结

         真 口迪详古-迫44口9口口9结

         户服 电话 4口口绩-详绩滨-口滨迫结

    网址 未未未.北且本财质则.外财造结

                                                                      44
工银瑞信       利债券型证券投资基金                                                更   的招募说明书


         迪绩 弘业期 股份 限                结

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               地址             中 路滨口   弘业大厦结

    法          表人 周剑秋结

    电话 口该滨-滨该该迪迫9迫古结

         真 口该滨-滨该该迪迫迪详详结

    联系人 张 怡结

         户服 电话 4口口-迫该迫-古该迫迫结

    网址 未未未.则货财速.外财造.外渡结

         迪迪 江 银 股份 限                 结

    注         地址             中 路该绩 结

               地址             中 路该绩 结

    法          表人 夏 结

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    电话 口该滨-滨迫滨迫迪口详绩结

         真 口该滨-滨迫滨迫迪迫该口结

         户服 电话 9滨详古9结

    网址 创货货责闭//未未未.j账夕外创i渡且.外渡结

         迪迫 山西证券股份 限               结

    注         地址        原 府西街绩9     山西           易中心东塔楼结

               地址        原 府西街绩9     山西           易中心东塔楼结

    法          表人 侯巍结

    联系人 郭 结

    电话 口详滨古 迫绩迫绩绩滨9结

         真 口详滨古 迫绩迫绩绩古9结

         户服 电话 4口口绩绩绩古绩古迫结

    网址 创货货责闭//未未未.i绩古迫.外财造.外渡/结

         迪9          万宏源西部证券 限              结

    注         地址        疆 鲁木齐 高                              路详滨迫 大   大厦该口楼该口口滨

         迫详口口古古 结

                                                          45
工银瑞信        利债券型证券投资基金                                                                        更       的招募说明书


                地址        疆 鲁木齐 高                                              路详滨迫 大           大厦该口楼

          迫详口口古古 结

    法           表人 李琦结

    联系人 王 春结

          真 口99古-该详口古9该迪结

          户服 电话 4口口-迫口口-口滨绩该结

    网址 未未未.创本账刘外.外财造结

        迫口          相投资              限        结

   注          地址                西城 金融街结古9结 富 大厦结B结 结迪口古结邮编                   古口口口详详结

               地址                西城         街         大街 该迫       延    滨 层结

   法           表人 林义相结结

   联系人 谭磊结

   电话 口古口 绩绩口4滨古迫该结

        真 口古口 绩绩口4滨滨古迫结

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   网址 创货货责闭//未未未.货末账刘外.外财造结

        迫古 深圳 禄基金                    股份 限              结

   注          地址 深圳 罗湖                   园路物资 股置地大厦 迫 楼 迫口古结

               地址 深圳 罗湖                   园路 迫        读致L适 广场 4 楼结 结

   法           表人 薛峰结结

   联系人 童                结结

   联系电话 结口迪滨滨-详详该该迪9滨口结

        真 结口迪滨滨-结详详该该迪9滨古结

        户服 电话 结4口口绩-迪迫迫-迫迫迪结

   网址 结未未未.z速则质渡北.外渡              未未未.jj造造未.外财造结

        迫该           展恒基金             股份 限              结

   注          地址                  义         沙峪镇 富街 绩              结

               地址                朝           苑路 古滨-邮电 闻大厦 绩 层结

   法           表人 闫振杰结结

   联系人 李 芳结

                                                                      46
工银瑞信        利债券型证券投资基金                                                                              更    的招募说明书


   联系电话 结口古口-滨9绩口古详绩绩-迪古绩迪结

        服电话 4口口-迫古迫-迫口口口结

        真 结口详滨古-4古古口迪古4结

   网址 结未未未.造本则质渡北.外财造结

        迫详          海     基金              限        结

   注          地址        海 徐汇                路 古9口           该        楼 层结

               地址        海 徐汇                    路 迫迫            东方 富大厦结

   法           表人            结结

   联系人 潘世 结

   联系电话 口该古-滨4滨口99迪迪结

        服电话 9滨口该古/4口口-古迫古迫-古迫迫结

        真 口该古-绩4详迫滨详口迫结

   网址 未未未.古该详4滨绩迪.外财造.外渡结

        迫4                杭          基金           限            结

   注          地址 浙江省杭               余杭 五常街道文 西路 9绩9                           详 幢 滨 层 滨99    结

               地址 浙江省杭               西湖 万塘路 古迫                    黄 时 广场 B           绩闹结

   法           表人 祖 明结

   联系人 韩爱 结

   电话 口滨迪古-该迫迫该9迪9口           口该古-绩口迫9迪迫绩9结

        服电话 4口口口-迪绩绩-古该详结

        真 口滨迪古-该绩绩9迫滨详详结

   网址 创货货责闭//未未未.则质渡北古该详.外渡/结

        迫滨          海好 基金                限        结

   注          地址        海 虹           欧 路 古9绩               该绩      楼 该 楼 4古   结

               地址        海 浦东 路 古古古迫                鄂尔多                大厦 9 楼结

   法           表人 杨文斌结

   联系人 王诗玙结

   联系电话 口该古-该口绩古详999结

        服电话 4口口-迪口口-9绩绩滨结

        真 口该古-绩迫滨9绩9古绩结

                                                                          47
工银瑞信        利债券型证券投资基金                                                                    更   的招募说明书


   网址 创货货责闭//未未未.刘创财未夕质本.外财造结

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   注          地址      海 虹           飞虹路 详绩口          9        详迪该4    结

               地址      海 杨浦 秦皇岛路 详该                  外 栋结

   法           表人 汪静波结

   联系人 余翼飞结

   联系电话 口该古-迫口详滨迫迪49结

        服电话 4口口-迫该古-滨详99结

        真 口该古-详迫滨口9迪迪迪结

   网址 结创货货责闭//未未未.渡财且创-则质渡北.外财造/结

        迫迪 和 信息科                 限          结 结

   注          地址            朝        朝        大街 该该    古口口该       结 结

               地址            朝        朝        大街 该该    泛利大厦 古口 层结 结

   法           表人 王莉结 结

   联系人 陈慧慧结

   联系电话 口古口-迫滨绩滨迪详滨详结 结

        服电话 4口口-9该口-口口该该结 结

        真 口古口-绩滨迫迫4迪迫迫结 结

   网址 创货货责闭//未未未.速i外且ik刘.外财造/结

        迫迫          海利得基金              限           结

   注          地址      海       山 蕴 路 滨4迪滨              古口详详       结

               地址      海 虹           东大 路 古口9迫             浦江金融世纪广场 古迫闹结

   法           表人 李 春结

   联系人 郭 妮结

   联系电话 口该古-滨口滨迫详滨详详结

        服电话 4口口-9该古-迪迪滨滨结

        真 口该古-绩古古口古绩详口结

   网址 结未未未.速刘且北则质渡北.外财造.外渡结

        迫9 嘉           富管理 限              结

   注          地址      海 浦东              世纪大道 迫                海 金中心       楼 期 滨详 层 滨详古该-古滨   元结

                                                                    48
工银瑞信       利债券型证券投资基金                                                                         更   的招募说明书


              地址            朝         建 路 9古                金地中心 致             绩 层结

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   联系人 李雯结

   联系电话 口古口-结绩口迫4该详口绩结

        服电话 4口口-口该古-迫迫滨口结

        真 口古口-迫滨口9迪详口迫结 结

   网址 结创货货责闭//未未未.创且败天刘账货未造.外渡/结

        9口 浦领基金                  限        结

   注         地址            朝         望        东园四          古详       楼致        9 层 9口迫   结

              地址            朝         望        浦 中心 致                9 层 口4-口迫结

   法          表人 聂婉君结

   联系人 李艳结

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                                                                     49
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                                                                    53
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                                                             54
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                                                                    56
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   书       限            结

            地址 深圳               山 海德 道航 科 广场 致                                       古迪 楼 古迪口4        结

   法            表人 震闸适结谊闸闸结读适谊闸结

   联系人 结 健结

   电话 结口迪滨滨-迫94绩口滨口口结

        真 结口迪滨滨-该古绩迪44滨详结

        户服 电话 4口口-绩迫4-口滨口口结

   网址 结未未未.i则且账货责账.外财造.外渡结

        古古迫 珠海盈米基金                        限      结

   注       地址 珠海 横                                路绩         古口滨        -详49古结

            地址 广              海珠 琶洲大道东 古                       保利           广场 塔 古该结

   楼 B古该口古-古该口详结

   法            表人 肖雯结

   联系人 邱湘湘结

   电话 口该口-迫9绩该9口99结

        真 口该口-迫9绩该9口古古结

        服电话 口该口-迫9绩该9口绩绩结

   网址 未未未.本i渡刚造i.外渡结

        古古9            晟视          基金              限          结

   注       地址                           九       河镇黄坎              迪详滨      口详        结

            地址                 朝        朝       大街        绩        万通中心 廷                  该古这该迫 层结

   法            表人 蒋煜结

   联系人 曲哲伦结

   电话 口古口-滨迫古迪口9古古结

        真 口古口-滨迫古迪口迫口口结

        户服 电话 4口口结迫古迫结迫迫绩绩结

   网址 创货货责闭//则质渡北.账创刘渡刚账创i天i刘未.外财造/结

        古该口       海基煜基金                    限      结

   注       地址          海 崇明县长               镇路潘园 路 古迫口口                     该        楼 绩古滨详            海泰和   济发展

           结

                                                                       57
工银瑞信         利债券型证券投资基金                                                                         更   的招募说明书


            地址         海 浦东              银城中路 4迫迫                 金融大厦 古滨口详           结

   法            表人 王翔结

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   电话 口该古-绩滨详迪口口迪迪-该绩迫结

        真 口该古-滨滨口迫滨99古结

        户服 电话 4口口-迫该口-滨详绩9结

   网址 结未未未.ji本质则质渡北.外财造.外渡结

        古该古 深圳         基金               限       结

   注       地址 深圳 前海深港合                      前湾 路 古             致 栋 该口古           结

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   法            表人 吴永宏结

   联系人 陈鹏结

   电话 口迪滨滨-迫绩详迫该口口该结

        户服 电话 4口口-迫口口-迫绩绩迫结

   网址 未未未.责创绩.外财造结

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   注       地址              玄         玄     大道 绩99-古         结

            地址              玄         玄     大道 绩99-古         结

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        户服 电话 4口口迪-999-999 转 详结

   网址 创货货责闭//j败.货质渡i质.外财造/结

        古该详          汇 基金                限       结 结

   注       地址              海淀 中               大街 古古        古古 层 古古口迫       结 结

            地址              西城 西直门 大街 古                    院该       楼结

   法            表人 王         结 结

   联系人 王骁骁结 结

   电话 口古口-滨绩该滨古4迪古结 结

                                                                58
工银瑞信         利债券型证券投资基金                                                                     更   的招募说明书


        真 口古口-绩该绩迫口迫该迪结 结

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   网址 未未未.创外jiji渡.外财造结

        古该4          格 富信基金                     限         结

   注       地址                 朝        东           路 古9         楼 迪口古 内 口9    结

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   法            表人 李悦章结

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   电话 口古口-迫滨滨94迪4滨结

        真 口古口-迫滨9详该4该迪结

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   网址 结未未未.i刚刘账且则刘.外财造结

        古该滨         广源 信基金                     限         结

   注       地址                 西城           街      大街 该迫         延       层 绩口滨    结

            地址                 朝        宏泰东街浦 中心 B                   古9 层结

   法            表人 齐剑辉结

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   网址 结未未未.渡i质渡i质则质渡北.外财造结

        古该绩       海万得基金                  限      结

   注       地址 中               海 自               易试验 福山路 详详               古古 楼 B     结

            地址        海 浦东                 浦明路 古滨口口        万得大厦 古古 楼结

   法            表人 王 富结

   联系人 徐                结

   电话 口该古-滨口迪古该迪迫该结

        真 结口该古-滨口迪古结口古绩古结

        户服 电话 4口口-迫该古-口该口详结

   网址 未未未.滨该口则质渡北.外财造.外渡结

                                                                   59
工银瑞信         利债券型证券投资基金                                                                                 更    的招募说明书


        古该迪          恒 明泽基金                     限           结

   注       地址                 济 术开发 宏                             路 古口       五层 滨古该该       结

            地址              朝       东                路          古9        霆适读适 嘉盛中心 详口 层 详口口古     结

   法            表人 周斌结

   联系人 结陈霞结

   电话 口古口-滨9详古详滨滨滨结

        真 口古口-滨详滨口9绩4详结

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   网址 结未未未.外创货未造.外财造结

        古该迫       津 美基金              限               结 结

   注       地址        津 济 术开发 第 大街 迪9                                      销霆廷延古-该迫 层 该迫口古结

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   法            表人      东 结

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   网址 未未未.刚财造刘则质渡北.外财造结

        古该9 泰诚 富基金                   大                  限             结结

   注       地址        宁省大         沙河                   海中 园 详                  结

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   法            表人 李春 结

   联系人 徐江结

   电话 口4古古-迫迫迫9古该古该结

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   网址 未未未.货且i外创刘渡刚外且i则质.外财造结

        古详口 方德保险 理 限                    结结

   注       地址              西城 阜         门大街 该                    古9 层 致该口古迪结

            地址              西城 阜         门大街 该                    古9 层 致该口古迪结

                                                                      60
工银瑞信         利债券型证券投资基金                                                                            更    的招募说明书


   法            表人 夏 柱结结

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   电话 口古口-绩4口绩迫绩古迪结

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   网址 未未未.则质渡北账质败刘.外财造结

        古详古                      石基金         限            结 结

   注       地址               海淀 东            西路中                 软 园 期进西扩远锁-古 锁-该 地块                   总部

   科研楼 滨 层 滨古迫         结

            地址               海淀 东            东路 古口           院东       详    楼 明大厦 延         结

   法            表人 赵芯蕊结

   联系人 李 结

   电话 口古口-绩该绩迪滨迪绩迫结

        真 结迫绩古口-绩该绩迪绩滨迫该结

        户服 电话 结口古口-绩该绩迪滨详绩9结

   网址 结 未未未.末i渡外且i.外财造结

        古详该         肯特瑞基金                限       结结

   注       地址               海淀 显         山路 古9           古幢4层古                4口古结

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   法            表人 江 结

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   电话 口古口-迫9古迫迫详4滨结

        真 迫9古迫9滨绩绩结

        户服 电话 结个人业                    9滨古古迫结结 企业业              4口口结口迫迫结迫迫古绩结

   网址 创货货责闭//则质渡北.j北.外财造结

        古详详       海 夏 富投资管理 限                         结

   注       地址        海 虹              东大 路 绩迫迪             古 幢 该 楼 该绩迫       结

            地址               西城 金融大街 详详                通泰大厦 B                迫 层结

   法            表人 毛淮 结

   联系人 仲秋玥结

                                                                  61
工银瑞信         利债券型证券投资基金                                                                       更   的招募说明书


   电话 结口古口-迫迫口绩绩绩详该结

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   网址 未未未.且造外则财败货质渡刘.外财造结

        古详4           蛋卷基金               限     结

   注       地址                  朝      阜通东大街 古         院绩      楼该     元 该古 层 该该该滨口迪结

            地址                  朝            路结详4结 院融 科 中心结延结               结古迪结层结

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   网址 创货货责账闭//北且渡j质且渡且责责.外财造结

        古详滨 济            富            基金            限        结 结结 结

   注       地址                  朝            宫中路 古绩      院古      楼 详 层 详口迪结结 结

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   法            表人 杨健结

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        户服 电话 4口口-绩迪详-迪口古口结 结结 结

   网址 未未未.ji且渡则财败货质渡刘.外财造结

        古详绩       海挖 基金                 限     结 结

   注       地址 中                海 自            易试验 杨高 路 迪99                滨 层 口古 口该 口详       结 结

            地址 中                海 自            易试验 杨高 路 迪99                滨 层 口古 口该 口详       结 结

   法            表人 冷飞结 结

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   电话 口该古-滨口迫古口绩迫详结 结

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                                                                62
工银瑞信         利债券型证券投资基金                                                                           更   的招募说明书


   网址 未未未.未且外且ijiji渡.外财造结 结

        古详迪 腾 基金                 深圳          限           结

   注        地址 深圳 前海深港合                     前湾 路 古              致 栋 该口古       入驻深圳 前海商 秘书

        限            结

             地址 深圳               山 高       科 园科 中 路腾 大厦 古古 层结

   法            表人       明 结

   联系人 郑骏锋结

   电话 口迪滨滨-迫绩口古详详迫迫 转 绩滨迫绩4结

        户服 电话 9滨口古迪 转 古 转 迫结

   网址 未未未.结货刘渡刚且渡末i渡末i.外财造结

        古详迫             宁基金               限        结 结

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   电话 口该滨-绩绩99绩绩99-迫迫该迪9绩结

        真 无结

        户服 电话 9滨古迪迪结

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        古详9 大 网金基金                       限      结

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        古4口                       盈基金           限           结

   注        地址              海淀            地十街 古口         古 幢 古 层 古口古结

                                                                   63
工银瑞信     利债券型证券投资基金                                                                         更   的招募说明书


           地址                海淀 信息路                9     奎科大厦结

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   电话 口古口-绩古9滨该迪口详结

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        古4古 玄元保险 理 限                   结

   注      地址 中                海 自             易试验 张杨路 迪口迪              古古口滨    结

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   网址 未未未.创质i速i渡夕北.外财造结

         古4详 中              期      限           结

    注      地址                朝        建   门                   路古4 古幢古层     该层      9层 古古层 古该层结

            地址                朝             路古绩 中期大厦致              9层结

    法          表人 王 结

    联系人 赵森结

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    联系电话 口古口-绩滨迫口迪详99结

         服电话 9滨古绩该结

    网址 未未未.外i则外财.渡刘货结

         古4口 焦 中旅银 股份 限                            结

    注      地址 焦              山      迎       路古             幢古结

            地址 焦              山      迎       路古             幢古结

    法           表人 结郑江结

    联系人 郭威结

    电话 古迫该结详9古9结滨迪迪该结

         真 口详9古-该古古绩迪绩该结

         户服 电话 口详9古-9绩999结

    网址 创货货责闭//未未未.jz外货夕.外财造/结

         古4古      盛证券 限 任                   结

    注      地址 江西省 昌                      建 子 路古滨迫9 结

            地址 江西省 昌 红谷                                  凤 中大道古古古滨     银   昌        营业大楼结

    法           表人 徐 峰结

    联系人           文驰结

    电话 口迪9古 迫绩该迫详详迪该结

         真 口迪9古 迫绩该迫古详口滨结

         户服 电话 9滨绩口迫口结

    网址 创货货责闭//未未未.刚账z两.外财造/结

         古4该          证券 限 任                 结

    注      地址            省           结结

            地址            省           中             路该古绩            大厦结结

    法           表人       永泽结结

    联系人              能结结

    电话 古迫该口该该迪口迫古4结结

         户服 电话 古迫该口该该迪口迫古4结结结

    网址 创货货责闭//未未未.创外z两.外财造/结

         古4详      泰期         限       结

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    注      地址 广东省广                             东风东路迪绩古   丰大厦该口层结 该9层口4 元结

            地址 深圳 福                深      中路绩口古古 锁闸适大厦 致     详滨楼结

    法           表人 吴祖芳结结

    联系人 徐志 结

    电话 口迪滨滨-该详迫迫迪9详绩结

         户服 电话 结4口口绩该迫口迫迫迫结

    网址 创货货责闭//未未未.创货则外.外财造结

         古4滨      照银 股份 限                 结

    注      地址 山东省 照 烟                   路古9迪 结

            地址 山东省 照 烟                   路古9迪 结

    法           表人 王森结结

    联系人 孔颖结

    电话 口绩详详-迫口迫古滨9口结

         真 口绩详详-迫口迫古该迪绩结

         户服 电话 结4口口-绩迫-9绩滨迫迫结

    网址 创货货责闭//未未未.夕且渡k财则败iz创且财.外财造.外渡结

         古4绩 广发证券股份 限                   结

    注      地址 广             黄埔 中         广 知识城腾飞 街该 绩古迫 结

            地址 广                河 马场路该绩 广发证券大厦详绩楼结

    法           表人       树明结

    联系人 陈姗姗结

    电话 口该口 绩绩详详绩古4绩结

         户服 电话 9滨滨迪滨或 电各地营业网点结

    网址 创货货责闭//未未未.刚则.外财造.外渡/结

         古4迪      海银 股份 限                 结

    注      地址         海 浦东             银城中路古绩迫 结

            地址         海 浦东             银城中路古绩迫 结

    法           表人           飞结

    联系人 汤 程结

    电话 口该古-绩迫4迪滨迫迫迫结

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              真 口该古-绩迫4迪绩49迪结

              户服 电话 口该古-9绩该迫迫迫结

         网址 创货货责闭//未未未.夕且渡k财则账创且渡刚创且i.外财造结

              古4迫 广东 德                    商业银              股份 限        结结

         注          地址         山         德 大良街道                    处德和居           拥翠路该 结结

                     地址         山         德 大良街道                    处德和居           拥翠路该 结结

         法            表人 结姚真勇结结

         联系人 结梁 均结

         电话 结口迪滨迪-该该详迫迪详绩迪结

              真 结口迪滨迪-该该详迫迫该该绩结

              户服 电话 结口迪滨迪-该该该该详详迫迫结

         网址 未未未.账北刘夕且渡k.外财造结

         基金管理人                   据 中 人民 和 证券投资基金法                                       开募 证券投资基金                 管

理       法            证券投资基金                  管理 法 和 基金基金合 等的规                                   选         符合要求的

机构                   基金               基金管理人网站 结

                       基金注 登 机构结

              结结          工银瑞信基金管理                  限       结

         注          地址                 西城 金融大街 滨                        滨        绩层    滨     绩口古        滨    迪层   滨

迪口古           滨       迫层       滨     迫口古       滨         9层      滨   9口古结

         注          登 业                地址                     西城 金融大街 滨                盛大厦 致         绩 层结

         法            表人 王海璐结

         全          统       户服 电话 4口口-迫古古-9999结

              结结真 口古口-绩绩滨迫详古口口结

         联系人 朱辉毅结

                       律师                          律师结

              结结                德恒律师                    结

              结结                    西城 金融街 古9                 富 大厦 B             十 层结

                     地址                 西城 金融街 古9                   富 大厦 B         十    层结

         负          人 王 结

         电结结话            口古口 绩绩滨迪滨迫迫迫结

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             结结真         口古口 绩滨该详该古迫古结

                    律师 徐建               李 明结

             四              师                         注          师结

             结结            永 明             师                  特殊 通合        结

             结                     东城 东长 街 古                 东方广场东方           城 东             楼 古绩 层结

                    地址                东城 东长 街 古               东方广场东方              城 东             楼 古绩 层结

        法           表人 葛明结

                    注            师 王静 王珊珊结

        联系电话               口古口 滨迫古滨该古4滨结

             真          口古口 滨迫古古4绩4滨结

        联系人 王珊珊结



                                                                    基金的募 结

                     基金募 的依据结

             基金 基金管理人依照 基金法                                        法                法      基金合                   法律

法规的               规 募                  基金募            请      中 证监        该口古口    4     古9    证监许             该口古口

4迫口    文 准 结

                     基金类型结

        债券型 结

                     基金的             方式结

        契          型 开 式 结

             四 基金 续期间结

                     期 结

             五 基金的面值结

             基金 份基金份额的初始面值 人民 古.口口元 结



                                                        七 基金合 的生效结

                     基金合 生效结

             基金基金合                 该口古口    迫 古绩    起 式生效 自基金合               生效         起        基金管理人

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     式开始管理 基金 结

                 基金 续期内的基金份额                      人数 和资 规模结

      基金合        生效       的       续期内         基金份额           人数         满该口口人或者基金资           净值

滨口口口万元 基金管理人                      时 告中 证监                 基金份额           人数       续该口个工

到该口口人 或 续该口个工                    基金资 净值                滨口口口万元    基金管理人           向中      证监 说

明           述情况的原因并提                    解 方案 结

      法律法规另 规 的 按 规                              理 结



                                           基金份额的 购 赎回 转换结

                    购 赎回 理的场 结

           基金的        机构包括基金管理人和基金管理人 托的                                 机构 结

      投资人           在          机构          理基金      业        的营业场       或按        机构提供的            方式

理基金的 购 赎回                          机构          和联系方式             述第五节第              条 结

      基金管理人              据情况 更或增                   机构 并在基金管理人网站 示                              机构

     据情况增 或者 少                            城     网点 并另              告 结

      若基金管理人或                    机构开通电话          真或网 交易业 的 投资人                               电话       真

或网 交易等形式                    基金的 购和赎回                 体 法                  机构 告 结

                    购 赎回 理的开                        时间结

      古    开         业              理时间结

           基金的开           是指 投资人 理基金 购 赎回等业 的 海 深圳证券交易 交易

      但基金管理人 据法律法规 中 证监 的要求或基金合 的规                                                  告暂停 购 赎回

时除         开        的 体业                   理时间       机构             的时间 准 结

      若            的证券交易 场或                     特殊情况 基金管理人将视情况对前述开                                  体业

       理时间          相 的调整并提前 告                     时 中 证监 备案 结

      该       购 赎回的开始时间结

           基金自 该口古口         9      古口        起开始 理 常 购业                 自 该口古口    9     该口     起开始

理     常赎回业          结

                    购 赎回的原 结

      古          知          原         即基金的         购 赎回         格      理    请        收             算的基金份额


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净值 基准                   算 结

       该        金额 购 份额赎回 的原                    即 购 金额 请 赎回 份额 请 结

       详          的 购 赎回 请                  在交易时间 束前撤            在交易时间 束             得撤      结结

       4                   原       即在基金份额          人赎回基金份额       基金管理人对 基金份额

人的基金份额                赎回处理时 认购              购确认 期在 的基金份额 赎回 认购                       购确

认     期在 的基金份额 赎回                      确        用的赎回    率 结

       滨          基金发生大额 购或赎回情形时 基金管理人                        在履        程序            采用摆

            机制         确保基金 值的             性     体处理原      操 规 遵循相 法律法规                     监

管部门 自律规 的规                     结

       绩    基金管理人在           影响基金份额          人     利益的情况       更改 述原              但最

在     的原          施该       前在 少 种中 证监 指 媒                        告 结

            四          购 赎回的程序结

       古        购 赎回 请的提 结

       基金投资人 按                机构规       的程序 在开         的业      理时间提       购或赎回的 请 结

       投资人在提交 购 请时 按                          机构规 的方式备足 购资金 投资人在提交赎回

请时              足够的基金份额余额 否                  提交的 购     赎回 请无效 结

       该        购 赎回 请的确认结

            基金注        登    机构        交易时间      束前收到    购和赎回    请的                   购或赎回

     请 进震       远 并在 震连古      内对 交易的 效性              确认 震     提交的 效 请 投资人

在 震连该        起到       网点柜 或              机构规 的          方式查询 请的确认情况 结

       详        购 赎回 请的款 支 结

            购时 采用全额缴款方式 若 购资金在规 时间内 全额到                                 购无效 若 购

无效 基金管理人或基金管理人指 的                          机构将投资人 缴 的 购款                  金        给投资

人 结

       赎回时             投资人赎回 请                  基金管理人将指示基金托管人按              规 在 震 迪

       包括              内支 赎回款             在发生巨额赎回时 款 的支               法按照基金合              条

款处理 结

            五          购 赎回的数额限制结

       古        购时 投资者通过                 网点 笔 购的最 金额           古元 含 购                通过 基

金管理人电子自 交易系统                     购     个基金 户 笔        购最 金额         古元 含        购        追

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          购时最          购限额          古 元人民      含 购             通过 基金管理人直 中心                    购 首

最          购金额          古口口 万元人民           含 购              在直 中心 认/ 购                           旗 基金

录的投资者                首        购最       金额的限制          笔 购最 金额          古 元人民                含 购

          操 中           各        机构的 体规             准 结

      投资人将 期                   的基金收益 投资时                    最       购金额的限制 结

      该              赎回基金份额 得                  古 份 基金份额             人赎回时或赎回 在                  机构网点

保留的基金份额余额 足 古 份的 在赎回时需                                全部赎回            操       中       各       机构的

     体规           准 结

      通过 基金管理人电子自 交易系统赎回                                      赎回份额 得                 古份 结

      如遇巨额赎回等情况发生而导                          期赎回时 赎回 理和款 支 的 法将参照基金合

            巨额赎回或 续巨额赎回的条款处理 结

      详.     接          购 请对              基金份额         人利益构 潜在 大 利影响时 基金管理人

     采 设                投资者 购金额 限或基金                       净 购 例 限                   大额 购 暂停基金

     购等措施                  保          基金份额         人的合法 益             体规 请参 相                    告 结

      4.结基金管理人                  据 场情况 在法律法规允许的情况                        调整 购金额 赎回份额

     最             份额的数 限制              基金管理人必 在调整的 该              前在        少 种中 证监 指

媒            告 结

                       购        赎回 结

      古.结 购 结

            基金 致 类基金份额的最高                  购 率 超过 滨% 投资者                多            购 基金           购

率按 笔 购 请 独 算                              基金 B 类基金份额 收               购      结

      对      非          金 户            基金的 购 率如 表 示 结

                                                      基金的 购 率 构
                            购金额结            致 类基金份额 购 率结              B 类基金份额 购 率结
                        销积古口口 万结                    口.迫还结
                   古口口 万 销积详口口 万结               口.滨还结
                                                                                                 口还结
                   详口口 万 销积滨口口 万结               口.详还结
                        滨口口 万 销结          按笔收         古口口口 元/笔结

      注      销          购金额结

      对               金 户 工银瑞信 利债券基金 致 类份额 前端收 模式                                    施特       购 率



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B 类份额                       服       模式                    维 原                率             体如       表 示 结

                                    购金额进销迟 购 远结                                                  致 类基金份额特                  购 率结

                                         销积古口口 万结                                                                口.详该还结

                                    古口口 万 销积详口口 万结                                                           口.古滨还结

                                    详口口 万 销积滨口口 万结                                                           口.口绩还结

                                         滨口口 万 销结                                                      按笔收           古口口口 元/笔结

      注        销         购金额结

               基金的 购 用                              购人                            要用             基金的        场 广                   注 登            等各

     用                  入基金                    结

      该.结赎回 结

               基金的最高赎回 率 超过 滨% 赎回 率 投资人                                                                      基金份额期限的增 而递

     基金赎回 率如                       结
                                                                   致 类基金份额结
                用种类结                                                                                                             B 类基金份额结
                                                                                  限同    结
                                                       同积迪       结                         古.滨还结
                                                                                                                        同     迪    结               古.滨还结
                                        迪                同 详口            结                口.迪滨还结

               赎回       结                                                                                       迪         同 详口      结         口.迪滨还结
                                        详口                  同    古       结                口.古还结

                                             古               同积该        结                 口.口滨还结
                                                                                                                        同    详口    结                口还结
                                                   该              同结                          口还结

      注            古    指 详绩滨               结

      赎回 用 赎回基金份额的基金份额                                                             人            在基金份额                  人赎回基金份额时收

               中对 续                期少               迪         的投资者收 的赎回                          全额 入基金                      对     续           期

少        迪        的投资者收 的赎回                                                    赎回 总额的 该滨还                    基金                  余用 支 登

          算 和                必要的手续                              结

      详.结基金管理人                         在基金合                               的 围内调整 购                          率和赎回 率或收 方式

率或收 方式如发生 更 基金管理人 在调整 施 详 个工                                                                                    前在 少 种中                证监

指        媒             刊登 告 结

               七          购份数 赎回金额的 算方式结

      古.结 购份额的 算方式 结

      净         购金额               购金额/ 古                                 购 率 结

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            购 用            购金额 净 购金额结

            购份额 净 购金额/ 购                        基金份额净值结

                净 购金额             购 用           购份额均按四舍五入方法 保留到小数点

误差 生的收益或损失 基金                                            生的收益       基金              结

         例      投资人选          购 致 类基金份额 某投资者投资 滨 万元 购 基金的 致 类基金份额

假设 购                 致 类基金份额净值            古.口滨口 元               得到的 购份额        结

         净      购金额 滨口迟口口口/      古 口.迫还          49迟绩口详.古迪 元结

              购 用 滨口迟口口口 49迟绩口详.古迪 详9绩.迫详 元结

              购份额 49迟绩口详.古迪/古.口滨口       4迪迟该4古.古古 份结

         即 投资者投资 滨 万元 购                 基金的 致 类基金份额 假设 购                      致 类基金份额净值

古.口滨口 元                得到 4迪迟该4古.古古 份基金份额 结

         例      投资人选          购 B 类基金份额 某投资者投资 滨 万元 购 基金的 B 类基金份额

假设 购                 B 类基金份额净值             古.口滨口 元               得到的 购份额        结

         净      购金额 滨口迟口口口/      古 口还          滨口迟口口口 元结

              购 用 滨口迟口口口-滨口迟口口口结称结口 元结

              购份额 滨口迟口口口/古.口滨口 4迪迟绩古9.口滨 份结

         即 投资者投资 滨 万元 购                 基金的 B 类基金份额 假设 购                       B 类基金份额净值

古.口滨口 元                得到 4迪迟绩古9.口滨 份基金份额 结

         该.结赎回金额的 算结

         赎回金额 赎回份数贸赎回                       基金份额净值结

         赎回 用 赎回金额贸赎回                   率结

         净赎回金额称赎回金额 赎回                   用结

                 赎回金额 赎回 用 净赎回金额均按四舍五入方法 保留到小数点

误差 生的收益或损失 基金                                            生的收益       基金              结

         例       投资人赎回 致 类基金份额 某投资者赎回 基金 古 万份 致 类基金份额                                    时间

    古        详个        对 的赎回         率       口.口滨还 假设赎回               致 类基金份额净值是 古.该滨口 元

         得到的赎回金额               结

         赎回金额称古口迟口口口贸古.该滨口称古该迟滨口口 元结

         赎回 用称古该迟滨口口贸口.口滨还称绩.该滨 元结

         净赎回金额称古该迟滨口口-绩.该滨称古该迟49详.迪滨 元结

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      即        投资者赎回 基金 古结 万份 致 类基金份额                     期限        古   详个          假设赎回

致 类基金份额净值是 古.该滨口 元                       得到的赎回金额        古该迟49详.迪滨 元 结

      例         投资人赎回 B 类基金份额 某投资者赎回 基金 古 万份 B 类基金份额                                       时间

     滨个         对 的赎回 率           口 假设赎回              B 类基金份额净值是 古.古该口 元                     得到

的赎回金额             结

      赎回金额称古口迟口口口贸古.古该口称古古迟该口口 元结

      赎回 用称古古迟该口口贸口还称结口 元结

      净赎回金额称古古迟该口口-口称古古迟该口口 元结

      即 投资者赎回             基金 古 万份 B 类基金份额                期限      滨个        假设赎回            B 类基

金份额净值是 古.古该口 元                   得到的赎回金额           古古迟该口口 元 结

      详.结基金份额净值 算结

                基金 用的                基金 致 类基金份额和 B 类基金份额将 别 算基金份额净值

     算 式          算 各类基金份额基金资 净值除                       算       类基金份额的总份额余额 结

      震        致 类基金份额净值称震        致 类基金资 净值/震            致 类基金份额总份额余额 结

      震        B 类基金份额净值称震         B 类基金资 净值/震             B 类基金份额总份额余额 结

      基金份额净值                元        算 果保留在小数点                      小数点 第四 四舍五入

      生的误差在基金              中     支 结

           个开        的基金份额净值在                收         算 并在               告 遇特殊情况              中 证

监         意                     算或 告 并 中 证监 备案 结

                    购 赎回的注 登 结

      古 投资人 购基金                      基金注 登 机构在 震 古                      投资人增           益并 理注

登    手续 投资人自 震 该              起        赎回 部 基金份额 结

      该 投资人赎回基金                     基金注 登 机构在 震 古                      投资人扣除 益并 理相

的注 登 手续 结

      详    基金管理人 在法律法规允许的 围内                       对 述注         登        理时间         调整      并最

      开始 施 该            前在 少      种中 证监 指 媒                           告 结

           九          或暂停 购 暂停赎回的情形 处理结

      古    在如 情况            基金管理人                  或暂停接 投资人的 购 请 结

           古 因            抗力导 基金无法 常               或基金管理人无法接 投资人的 购 请 结


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           该    证券交易场        在交易时间内非 常停                  导 基金管理人无法           算      基金资

净值 结

           详 发生基金合 规 的暂停基金资                         值情况 结

           4     基金资 规模过大 使基金管理人无法 到合 的投资品种 或                                        能对基金

业         生负面影响             而损害         基金份额         人的利益的情形 结

           滨    基金管理人                理 认    接 某笔或某            购         请 能 影响或损害           基金

份额            人利益时 结

           绩    接 某笔或某               购 请         能导           投资者         基金份额的 例超过 滨口还

或者 相规避 滨口还 中 的情形时 结

           迪    某笔或某          购 请超过基金管理人设 的                      净    购 例 限             投资者

     或 笔 购金额 限的 结

           迫      前       值     基金资 净值 滨口还            的资            无    参考的活跃 场 格          采用

     值 术 导            允 值 在 大 确 性时                            基金托管人 商确认                基金管理人

     采 暂停接 基金 购 请的措施 结

           9 法律法规规 或中 证监 认 的                            情形 结

      发生 述 古             该       详     4      迫      9      情形时 基金管理人                据      规   在指

     媒         刊登暂停 购 告 结

      如果投资人的 购 请被                         被       的 购款 将                给投资人 结

      在暂停 购的情况 除时 基金管理人                             时恢复 购业 的 理 结

      该        在如 情况         基金管理人             暂停接 投资人的赎回 请或 缓支 赎回款                         结

           古 因        抗力导 基金管理人 能支 赎回款                        结

           该    证券交易场        在交易时间内非 常停                  导 基金管理人无法           算      基金资

净值 结

           详      续 该 个或 该 个         开      发生巨额赎回            据基金合 规             基金管理人

暂停接 赎回 请的情况 结

           4 发生基金合 规 的暂停基金                            值情况 结

           滨      前       值     基金资 净值 滨口还            的资            无    参考的活跃 场 格          采用

     值 术 导            允 值 在 大 确 性时                            基金托管人 商确认                基金管理人

     采         缓支 赎回款 或暂停接 基金赎回 请的措施 结

           绩 法律 法规规 或中 证监 认 的                           情形 结

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工银瑞信         利债券型证券投资基金                                                                        更    的招募说明书


      发生 述情形时 基金管理人                              在      向中 证监            备案并             告 结

                 确认的赎回 请 基金管理人                         足额支        如暂时 能足额支                         按 个赎

回        请人 被接 的赎回 请                              接 的赎回 请总 的 例                   给赎回 请人                余部

     在 续开                 基金管理人按照发生的情况制 相                       的处理 法             支         结

      在暂停赎回的情况 除时 基金管理人                                   时恢复赎回业 的 理 结

      详        暂停期间 束 基金                      开     购或赎回时 基金管理人 按规                       告 结

           古 如发生暂停的时间                   古        第 该 个工         基金管理人 依照                规 在指 媒

     刊登基金           开         购或赎回 告 并                   最       古 个开        的基金份额净值 结

           该 如发生暂停的时间超过 古                      但少    该 周 暂停 束 基金              开             购或赎回时

基金管理人 提前 该 个工                          在指 媒           刊登基金            开      购或赎回 告              并 告最

     古 个开           的基金份额净值 结

           详 如发生暂停的时间超过 该 周 暂停期间 基金管理人                                      该 周 少刊登暂停 告

古         暂停 束 基金               开              购或赎回时 基金管理人 提前 该 个工                          在指 媒

     续刊登基金              开     购或赎回 告 并 告最                        古 个开        的基金份额净值 结

           十 巨额赎回的情形 处理方式结

      古        巨额赎回的认 结

      巨额赎回是指在 个开                        内         基金中基金净赎回           请份额 基金赎回 请总份额扣

除        购 请总份额 余额                 净转             请份额 基金转              请总份额扣除转入 请总份额

余额             和超过       开          基金总份额 古口还的情形 结

      该        巨额赎回的处理方式结

                 巨额赎回时 基金管理人                       据 基金 时的资                   合状况         接 全额赎回或

部         期赎回 结

           古     接 全额赎回              基金管理人认                能力兑 投资人的全部赎回 请和基金间转

换时 按 常赎回程序执                        结

           该     部      期赎回           基金管理人认                基金兑 投资者的全部赎回 转                        请 困

难 或认                   投资者的赎回 转                    请        的资                 能使基金份额净值发生较大波

     时    基金管理人在              接     赎回 转 的 例                                     基金总份额 古口还的前提

对        余 请 期 理 对                         的赎回 转              请        按 个 户赎回或转                      请

          基金赎回 转              请总     的 例 确               个 户               理的赎回或转 份额                     理部

     除投资者在提交 请时选                  将              获    理部           撤 者                             开         理

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工银瑞信          利债券型证券投资基金                                                                     更    的招募说明书


转入              开       的        请        赎回和转              并将                      个开      的基金份额净值

基准 算                    类         直到全部          赎回 请               结

            发生巨额赎回并 期 理时 基金管理人                             通过邮寄                真或者招募说明书规 的

          方式在 详 个交易 内通知基金份额                    人 说明                 处理方法 并                告 结

            详     若 基金发生巨额赎回                  个基金份额                 人的赎回 请超过              开      基金总

份额的 古口还 基金管理人                           对      个基金份额                人超       古口还的赎回 请 施 期

理        而对         个基金份额             人 古口还 内 含 古口还 的赎回 请                         基金份额         人的赎

回        请 基金管理人                    据基金 时的资           合状况或巨额赎回份额                    情况         全额赎

回或部              期赎回                 期的赎回 请              开             赎回 请 并处理 无                    并

     开           的 类基金份额净值 基础 算赎回金额                                  类         直到全部赎回              体

相          告 结

       详        暂停接 和 缓支                   基金 续 该 个或 该 个                  开       发生巨额赎回 如基金管

理人认              必要         暂停接       赎回 请         确认的赎回 请                           缓支 赎回款            但

缓期限 得超过 该口 个工                           续发生巨额赎回并暂停接 赎回 请时 基金管理人

在该        内编制临时 告书                        告 结

            十         基金转换结

       古        基金的转换结结

       基金管理人                     据相     法律法规      基金合            的规              开      基金    基金管理人

管理的                      登            算机构 理登        算的         基金 间的转换业                  基金转换            收

            的转换          相 规 请参照基金管理人 据相 法律法规 基金合 的规                                         制 并发

     的相           告 结

       该        基金的转换业              理时间结结

       基金转换业                理时间 基金的 购 赎回时间                          相        投资者 理基金转换业             时迟

转        方的基金必            处        赎回状 迟转入方的基金必 处                           购状      如果        转换的基

金          只 处 开                  迟基金转换 请处理 失               结

            体业           理机构和相 规           参 基金管理人的                        告 结

       详        转换 结

       转换 率                  基金管理人发       的基金转换业 的 告 结

       基金管理人                调整转换 率或收 方式 并最 将                                 的 率或收 方式开始             施前

详 个工            在 少 种中 证监 指 的信息披露媒                                   告 结

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           十          基金的非交易过户         转托管结

      古        非交易过户是指 采用 购             赎回等基金交易方式               将         数 的基金份额按照

     规          某 投资人基金 户转移到另 投资人基金                      户的                包括继         捐        法强

制执                   基金注 登 机构认 的 它                      无论在 述何种情况                    接         转的 体

必        是合格的个人投资者或机构投资者                   中 结

           古     继       是指基金份额           人死亡             的基金份额                 合法的继 人继              结

           该     捐       仅指基金份额          人将 合法           的基金份额捐 给福利性 的基金 或

                 社      益性 的社       团体 结

           详          法强制执        是指 法机 依据生效的 法文书将基金份额                                 人      的基金

份额强制执               转给     自然人 法人 社 团体或                                  结

      基金注 登 机构                     理的非交易过户情形                      告的业 规               准 结

      该          理非交易过户业 必 提供基金注 登 机构要求提供的相 资料 直接向基金

注        登 机构或 指 的机构 请 理 对 符合条 的非交易过户 请按基金注 登 机

构的规            理 基金         机构          按照 业 规 规             的标准收              结

      详        基金份额        人在 更 理基金 购 赎回等业 的                                 机构 网点 时                 据

各         机构的          情况 理              基金份额的转托管 基金                    机构         按照 业 规 规

     的标准收 转托管              结

           十            期 额投资         结

           期 额投资是基金 购业                 的 种方式 投资者 通过基金                            机构提交 请

     期扣款            扣款金额 扣款方式           指 的           机构         期            扣款 在投资者指 资金

     户内自              扣款和基金      购 请        期 额投资并 构 对基金 常 购 赎回等业

的影响 投资者在 理相 基金 期 额投资的 时                                       然                    常 购        赎回业        结

           基金管理人 开通 基金在直 机构和部                              机构的 期 额投资业                         体内容

          基金管理人和                 机构       基金 期 额投资的 告 结结

           十四 基金的冻 和解冻结

      基金注 登 机构只 理 家                        机 依法要求的基金                户或基金份额的冻                解冻

基金份额被冻 的 被冻 部                         生的 益 并冻              结




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                                          九 基金的注 登 结

                      基金基金份额的注        登 业 指          基金登            管 过户    清算和交收业

     体内容包括投资人基金 户管理                基金份额注 登             清算和 算 基金                    业 确认

     理发 红利 建立并保管基金份额                     人        等 结

                      基金的注 登 业           基金管理人或基金管理人 托的                  符合条 的机构

理 基金管理人 托               机构       理 基金注 登 业 的                       理机构签           托         理

     明确基金管理人和 理机构在投资人基金 户管理 基金份额注 登                                  清算和 算 基

金         业    确认       理发 红利 建立并保管基金份额                    人       等      中的           利和义

保    基金份额            人的合法     益 结

                 注 登 机构履 如              职 结

           古 保管基金份额           人开户资料 交易资料 基金份额                     人       等 结

           该         备足够的 业人员 理 基金的注 登 业                      结

           详         格按照法律法规和基金合 规 的条                理 基金的注 登 业                       结

           4 接 基金管理人的监督 结

           滨 保 基金份额            人         相 的认购           购 赎回等业             录 古滨                   结

           绩   对基金份额       人的基金        户信息负        保密义      因            保密义 对投资人或

基金带来的损失                 相 的赔偿 任 但 法强制检查 法律法规规 的                                     情形除          结

           迪   按基金合         招募说明书的规                  投资人 理非交易过户业                     提供            必

要的服           结

           迫 法律法规规 的            职       结

           四 注 登 机构履                述职 的                得注 登             结



                                               十 基金的投资结

                 投资目标结

      在                风险并保 资 流 性的基础                  通过 置债券等固 收益类金融工                              追

求基金资 的长期稳 增值                 通过          投资 益类资        力 获 增强型回                结

                 投资 围结

           基金的投资 围限                良好流 性的金融工               包括 内依法发                    的企业债券



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          债券       转换债券 含          离债券       金融债 央       票据           债        资 支 证券 短期

融资券和债券回购等固 收益类资                            场 股        购和增发 股                           场股票和 证

等        益类资            法律法规或中 证监 允许基金投资的                      金融工               结

      法律法规或监管机构                允许基金投资的         品种 基金管理人在履                            程序

     将 纳入投资 围 结

           基金投资 合资            置 例 债券 含 转换债券 等固 收益类资                                     基金资 的

     例            迫口% 股票等 益类资              基金资 的 例 超过 该口% 基金                                金 到期

     在            内的   府债券 基金资 净值的 例                      滨还      中        金 包括 算备 金

          保证金和 收 购款等 结

                  投资理念结

           济 构的调整和 济增长方式的转 将使中                        济增长更 稳健 中 债券 场和股

票        场将在 济增长的支撑           健康发展并 断 善 债券类资 是 要的资                                   置品种 各

类债券工 的发 将 投资者提供良好的 风险投资机                                   基金在债券 合的基础                        时

           置股票等 益类资            抓 股票 场投资机                力 获 股票                   场和              场的

投资收益 结

           四 投资策略结

           基金将在资            置策略的基础        通过固 收益类品种投资策略构筑债券 合的 稳

收益 通过 极的 益类资                   投资策略追求基金资 的增强型回                      结

      古    资        置策略结

           基金将研究 跟踪中 宏                 济      状况和资        场        特            依据           析和 性

     析相 合的方法 考虑 济 境                    策 向 类别资 收益风险预期等因素 采                                  自

而         的方法将基金资 在债券 股票等资 类别 间                                 资            置 结

           基金将在稳健的资             置策略基础           据股票            场和              场的          状况和收

益预期 在 格              制风险的基础           极并 时         的参          益类资             置 把握 场时机

力         基金资 获 增强型回              结

      该    固 收益品种投资策略结

           基金将采 利率策略 信用策略 债券选 策略等                           极投资策略 在 格 制风险的

前提             发掘和利用 场失衡提供的投资机                          合增值的目标 结

           古 利率策略结

      通过全面研究 诺廷范 物             就业            收支等 要 济                           析宏         济      的

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能情            并预测           策          策等宏           济 策    向          析金融 场资金供求状况

     势          构 在    基础         预测金融 场利率水                    势           金融 场收益率曲线斜

           势 结

           合久期是            利率风险最    要的指标             基金将 据对 场利率                   势的预期 制

           合的目标久期 预期             场利率水 将 升时 降                  合的久期 预期 场利率将 降

时        提高 合的久期 结

           该 信用策略结

           据 民 济              周期阶段          析企业债券          债券等发 人 处 业发展前                    业

     发展状况            场竞 地             状况 管理水 和债 水 等因素 评 债券发 人的信

用风险 并 据特 债券的发 契                               评 债券的信用 别 确 企业债券                     债券的信

用风险利差 结

      债券信用风险评 需要 点                 析企业               构 偿债能力            营效益等       信息          时

需要考虑企业的 营 境等                   部因素 着            析企业 来的偿债能力 评                     风险水        结结

           详 债券选 策略结

           据 个债券到期收益率相对                       场收益率曲线的偏离程             合 信用等        流 性

选         条款 税赋特点等因素 确                    投资 值        要选           合理或 值被           的企业

          债券       投资 结

           4        转换债券投资策略结

           转换债券              益类证券    固 收益类证券的特性 结

           基金将选              基 素       良           对 的基础证券 着较高 涨潜力的 转换债券

     投资 并采用期                    模型等数             值工 评         投资     值        合理 格    入并

     基金          的 转换债券           转换 股票 结

           滨 资 支 证券等品种投资策略结

      包括资 抵押 款支 证券                      致B霆         抵押 款支          证券 销B霆 等在内的资          支

证券                     多种因素影响 包括 场利率 发 条款 支 资 的构                                           提前偿

     率等          基金将深入 析          述基      面因素 并辅 采用蒙特 洛方法等数                             模型

评         内在 值 结

      详        股票投资策略结

           古       股投资结

      在股票发            场      股票供求        系        衡 常导 股票发               格            场 格     间

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在               差     而使     股     购          种风险较      的投资方式      基金将研究首           发    股票

进I范适远 增发 股的                     基    面因素         据股票 场整体        水                   股      交易

的合理 格 并参考                       场资金供求 系             而制   相 的 股 购策略                基金对 通

过参             股认购 获得的股票 将 据                    场 格相对      合理内在 值的高                  确 继续

       或者            结

           该               场股票投资结

      在资            置策略的基础            基金 直接                  场股票投资 对                      场股票投

资将采             业 置 个股精选相 合的投资策略 结

      且          业 置结

           基金将密            注 内         济      情况        内      策和 业 策等 策 向 深入

析     民 济各 业的发展 状                        策影响 并 合 业 气 析 对                  良好发展前 特别

是     家 点扶植的 业                      点 置 结

      夕        个股精选策略结

                       续的 金收益和盈利的稳 增长前 是股                       涨的长期内在             力      基金

在个股选 中将                    值投资理念 理性地 析中 证券 场的特点和                          规律 用 业投

资眼            采用长期投资战略 辅 金融工程 术 发掘                       值被 场          的              长期增长

能力的             的股票       入并长期             将中        济长期增长的潜力最大程 地转                  投资者

的长期稳 收益 结

      4           证投资策略结

                   基金投资目标 在 效 制风险的前提                       基金 将在法规和基金合                允许的

     围内并基 谨慎原                              证投资     基金        证投资时 将在对 证标的证券

     基 面研究               值的基础         合股 波 率等参数             用数        期             模型 确

合理内在 值                  而构建套利交易或避险交易 合 结

           五 投资管理程序结

           基金管理人              投资 策 员 领导 的团队制 管理模式 建立了 谨 科学的

投资管理流程                 体包括投资研究 投资 策                合构建 交易执 和风险管理                   效评

等全过程 如             古     示 结




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                                                                                            相对 值
                    利率策略
                                                          风险管理         效
              - 久期策略
                                                              评
              - 收益率曲线斜 策略
                                                                                            短期因素



                  类属 置策略                              投资 合构建
                                                                                              场 割




                    信用策略                                                                风险偏好
                                                               交易执
                                                                                            税收处理

                                                                                                              结
      古   投资研究 投资策略制 结

           基金管理人在固 收益证券投资 研究方面                            投资策略研究 业             工制

基金 理 研究员                 业小             宏         济        策         业 构 金融 场            个证券等

领域的深入研究         别 利率 债券信用风险 相对 值等角                            提 独立的投资策略建

     固 收益投资团队 论 并 投资 策                        员 批准         形 固 收益证券指导性投资策略

     投资策略是         来 段时间内对 领域的风险和收益的判断 对                              旗 管理的             基

金或 合的固 收益类证券投资                  指导 用 结

      各个 业领域的投资策略 业小                     季         期        策略 析研            提           阶段投

资策略        周 期       策略评                回         周的各          济数据和 大                 析 对季

投资策略的影响 检 投资策略的 效性 必要的时候                                    调整 结

      该   投资 策结

      基金 理在         固 收益证券总体投资策略的指导                            据基金合            投资目标 投

资     围 投资限制等规           制 相 的投资                        投资 策 员             批 结

      投资    策 员 是基金投资的最高 策机构                               基金总体投资策略 资             置方案

       基金 理提交的投资               提供指导性意             并                  基金投资管理的 大 题 结

      详   投资 合构建结

      基金 理 据投资 策 员                 的         在       限 围内 评 债券的投资 值 选 证券

构建基金投资 合 并 据                 场    调整基金投资 合                       投资 合的 常管理 结

      4    交易执 结

      交易员负 在合法合规的前提                 执 基金 理的投资指                   结

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      滨        风险管理        效评 结

      风险管理部对投资 合的风险水                              基金的投资 效                    评         风险管理 员                抄

     投资 策 员                投资总监 基金 理 并就基金的投资 合提 风险管理建                                                 结

      风险管理部对基金的投资                            合规性监                并对投资过程中 在的风险 患向基金

     理 投资总监 投资 策                    员      风险管理 员                        风险提示 结

                  业       较基准结

           基金的业            较基准        中债综合 富指数收益率结

      中债综合           富指数       中央       债登          算        限    任      编制的             中    债券         场总体走

势的 表性指数                  指数的            券覆盖         银 间 场和交易                       场        份债券包括            债

央     票据         策性金融债 商业银 债 企业债券 短期融资券等几乎                                               债券种类

广泛的 场 表性 结

      如果             证券    场中                表性更强或者更科学                      的业           较基准        用          基金

时         基金管理人           依据维 基金份额                      人合法         益的原            据        情况对业              较

基准             相 调整 调整业                  较基准         基金托管人 意迟并 中 证监 备案 基金管

理人 在调整前 该 个工                   在 少 种指 媒                                  告 结

           七 风险收益特 结

           基金 债券型基金 预期收益和风险水 高                                            场基金               混合型基金 股票

型基金 因               基金           置           场股票                    预期收益和风险水 高 投资 围 含

       场股票的债券型基金 结

                  投资禁                限制结

      古        禁 用 基金                                结

           古          证券 结

           该 向 人 款或者提供 保 结

           详                 无限 任的投资 结

           4                  基金份额 但是               院另 规 的除                     结

           滨     向 基金的基金管理人               基金托管人                资或者             基金的基金管理人 基金托

管人发 的股票或者债券 结

           绩                 基金的基金管理人 基金托管人                            股    系的股东或者                  基金的基金

管理人 基金托管人                           大利害 系的                   发 的证券或者               期内              的证券 结

           迪          内幕交易 操纵证券交易 格                                        的证券交易活                结

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            迫 依照法律                   法规      规            中 证监 规            禁 的          活         结

       如法律法规或监管部门                        述禁 性规               基金管理人在履                   程序

述规 的限制 结

       该        基金投资 合 例限制结

            古         基金          的债券 含      转换债券 等固 收益类资                          基金资 的 例

迫口还 结

            该         基金投资 股票等 益类资 的 例 高 基金资 的 该口还 结

            详         基金保              基金资 净值 滨还的 金或者到期 在                             内的 府债券

中        金 包括 算备 金                        保证金和 收 购款等 结

            4        基金       参    股票发        购          基金            的金额       超过 基金的总资               基

金                  的股票数         超过拟发 股票                     发 股票的总             结

            滨         基金           家            的股票              值 超过基金资 净值的 古口还 除法律法

规另 规                        基金 基金管理人管理的                   基金           家       发 的证券总和              超过

     证券的 古口还 结

            绩         基金 入全 银 间              业 场              债券回购的资金余额 得超过基金资                    净值

的 4口还 结

               迪      基金在任何交易              入        证的总金额            得超过       交易     基金资        净值的

口.滨还             基金       的全部 证                值 得超过基金资              净值的 详还        基金管理人管理的

全部基金                的           证       得超过           证的 古口还 结

            迫         基金投资             原始    益人的各类资 支 证券的 例                           得超过基金资 净

值的 古口还             基金         的全部资 支 证券                    值     得超过基金资 净值的 该口还                基金

          的          进指      信用 别远资 支               证券的 例             得超过 资 支 证券规模的 古口还

     基金管理人管理的全部基金投资                              原始 益人的各类资 支 证券                         得超过 各类

资        支 证券合 规模的 古口还 结

            9          基金 投资 信用 别评                       BBB            含 BBB 的债券或资 支 证券                  基

金          债券或资 支 证券期间 如果 信用等                                  降         符合投资标准              在评     告

发                  起详个 内          全部             结

            古口        基金在银 间 业             场的债券回购最长期限                 古          债券回购到期          得展

期 结

            古古        基金         投资 流       性 限资 的 值 得超过 基金资 净值的 古滨还 因证

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券     场波                       股票停牌 基金规模                         等基金管理人               的因素 使基金 符合前

款     规            例限制的 基金管理人 得                             增流 性 限资 的投资 结

             古该       基金管理人管理的全部开 式基金进包括开 式基金                                          处    开 期的         期开

     基金远              家              发     的 流通股票                  得超过                           流通股票的 古滨还

基金管理人管理的全部投资                      合                家                发    的 流通股票                得超过

     流通股票的 详口还            全按照              指数的构              例         证券投资的开 式基金                       中 证监

     认 的特殊投资 合                         前述 例限制 结

             古详     基金        募类证券资管 品 中 证监 认 的                                           体 交易对手开展逆回

购交易的                接       押品的资 要求                        基金合                  的投资 围保                   结

             古4 法律法规 基金合                           中 证监 规 的                        限制 结

       如果法律法规对基金合                               投资 合 例限制                        更的          更 的规              准 法

律法规或监管部门                         述限制 如 用                   基金                  基金投资             相 限制 结

       除第 详               9    古古        古详         规           因证券 场波                                合并 基金规模

     等基金管理人                的因素       使基金投资 例 符合                        述规 投资 例的 基金管理人

在 古口 个交易 内                 调整               到标准 法律法规另                    规 的          规         结

       基金管理人                自基金合 生效                       起 绩 个 内使基金的投资 合                     例符合基金合

的                      基金托管人对基金投资的监督 检查自基金合 生效                                           起开始 结

             九 基金管理人 表基金                         使股东 利 债 人 利的处理原                               方法结

       古.基金管理人按照 家                          规         表基金独立 使股东 利 债 人 利 保 基金份

额           人的利益 结

       该.           求对                的 股             参         投资                    的 营管理 结

       详.          利 基金        的 全 增值 结

       4.           通过 联交易 自身                  员 授            理人或任何 在利害 系的第 人牟 任何

     利益 结

             十 基金的融资 融券结

             基金         按照 家的                  规           融资 融券 结

             十         基金投资 合 告结

             投资 合的 告期                该口古9         4     古    起        绩    详口               数据                      结结




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     1.1      告期 基金资                      合情况

                                                                                                 基金总资 的 例
     序 结                              目结               金额 元 结
                                                                                                       还 结
      古结         益投资结                               该迟滨古9迟9绩滨迟绩古迪.详9结                         古详.口详结
       结          中 股票结结                            该迟滨古9迟9绩滨迟绩古迪.详9结                         古详.口详结
      该结    基金投资结                                                               -结                               -结
      详结    固          收益投资结结                   古绩迟该9迫迟4详9迟迪迪古.绩口结                        迫4.详口结
       结          中 债券结结结                         古绩迟该9迫迟4详9迟迪迪古.绩口结                        迫4.详口结
       结     资          支 证券结                                                    -结                               -结
      4结          金属投资结                                                          -结                               -结
      滨结    金融 生品投资结                                                          -结                               -结
      绩结         入返 金融资 结结                                                    -结                               -结
                中   断式回购的                     入
       结                                                                              -结                               -结
              返 金融资 结结结
              银              款和       算备     金合
      迪结                                                    古44迟口古4迟详口口.绩迫结                           口.迪4结
                   结结
      迫结                资 结结结                           详迪口迟该9迪迟迫口口.绩滨结                         古.9该结
      9结     合          结结结结结                     古9迟详详该迟迪古迪迟49口.详该结结结                   古口口.口口结
注            四舍五入的原因金额 基金总资 的 例                                   和 合          能     差 结


     1.2      告期 按 业 类的股票投资 合



     1.2.1     告期 按 业 类的境内股票投资 合

       码结                            业类别结              允 值 元 结                        基金资 净值 例进还远结
      致结                林 牧 渔业结                                                  -结                              -结
      B结     采矿业结                                                                  -结                              -结
      延结    制          业结                             古迟该迪迫迟迪古滨迟详滨绩.迫迪结                       迫.该滨结
              电力 热力 燃气 水生
      廷结                                                                              -结                              -结
              和供 业结
      闸结    建筑业结                                                                  -结                              -结
      闹结    批发和零 业结                                                             -结                              -结
      诺结    交通 输                    储和邮 业结              绩迟迪9该迟口口口.口口结                         口.口4结
      读结                和餐饮业结                                                    -结                              -结
              信息 输 软 和信息 术
      I结                                                      滨口滨迟4口详迟该该9.迪详结                         详.该绩结
              服 业结
      国结    金融业结                                         古古9迟口滨口迟口口口.口口结                        口.迪迪结
      图结         地 业结                                     滨详详迟该94迟详详详.9详结                          详.44结
      L结     租赁和商 服 业结                                                          -结                              -结
      销结    科学研究和 术服 业结                                                      -结                              -结

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          锁结     水利              境和             设施管理
                                                                                4该迟9滨4迟迫该口.94结                                   口.该迫结
                   业结
          适结     居民服               修理和            服
                                                                                                      -结                                      -结
                   业结
          范结     教育结                                                                             -结                                      -结
          弄结     卫生和社 工 结                                               古口迟古迫绩迟9迫古.该口结                               口.口迪结
          R结      文           体育和娱乐业结                                  该详迟滨绩迫迟迫94.迪该结                                口.古滨结
          霆结     综合结                                                                             -结                                      -结
           结      合 结                                               该迟滨古9迟9绩滨迟绩古迪.详9结                                   古绩.该迪结
注                 四舍五入的原因 允 值 基金资 净值的                                       例               和 合            能       差 结



     1.2.2             告期 按 业 类的港股通投资股票投资 合

            无 结



     1.3           告期 按 允 值 基金资 净值 例大小排序的前十 股票投资明
                                                                                                                                     基金资
     序 结                  股票 码结                 股票       结   数          股 结             允 值 元 结                    净值 例
                                                                                                                                       % 结
          古结                       口口口口口该结      万科 致结     9迟999迟9口滨结 该迪迫迟口9迪迟详滨迫.口滨结                      古.迫口结
          该结                       绩口口口4迫结 保利地 结          古9迟999迟迪绩详结 该滨滨迟古9绩迟9迪滨.迫迫结                     古.绩滨结
          详结                       绩口口口详古结            工结   古绩迟999迟迫详古结 该该该迟详滨迪迟迪迫9.4迫结                    古.44结
          4结                        口口口绩滨古结 格力电器结         详迟口口口迟口详迪结 古绩滨迟口口该迟口详滨.口口结                古.口迪结
          滨结                       绩口口口详口结 中信证券结         滨迟口口口迟口口口结 古古9迟口滨口迟口口口.口口结                 口.迪迪结
          绩结                       绩口口滨迪口结 恒生电子结         古迟滨99迟迪口古结 古口9迟口古9迟绩该详.古滨结                    口.迪口结
          迪结                       口口口迪迫绩结          建 结     滨迟999迟绩绩迪结 古口迫迟迪迪详迟9绩该.迪古结                    口.迪口结
          迫结                       绩口口滨迫滨结 海螺水泥结         该迟滨99迟9滨4结 古口迪迟迫9迫迟口9古.口口结                      口.迪口结
          9结                        口口该古滨该结 广电 通结         古4迟999迟9该古结 古口该迟迪49迟4滨迫.迫滨结                       口.绩绩结
         古口结                      详口口该滨详结 卫宁健康结         滨迟口口口迟口绩该结       迪口迟9口口迟迫迪9.古绩结              口.4绩结
结结结


     1.4           告期 按债券品种 类的债券投资 合
     序                                                                                                           基金资 净值 例
                               债券品种结                              允 值 元 结
           结                                                                                                           % 结
     古结              家债券结                                                                         -结                                    -结
     该结         央        票据结                                                                      -结                                    -结
     详结         金融债券结                                               绩迟口滨滨迟49迫迟口口口.口口结                              详9.口9结
      结               中       策性金融债结                               绩迟口口该迟详4迫迟口口口.口口结                             详迫.迪滨结
     4结          企业债券结                                               迪迟详44迟绩古9迟49详.绩口结                                 4迪.4古结
     滨结         企业短期融资券结                                                                      -结                                    -结


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        绩结    中期票据结                                                     古迟迫绩4迟该详口迟口口口.口口结                         古该.口详结
        迪结      转债            交换债 结                                    古迟口详4迟口9该迟该迪迫.口口结                            绩.绩迫结
        迫结      业         结                                                                            -结                                  -结
        9结            结                                                                                  -结                                  -结
     古口结 合 结                                                            古绩迟该9迫迟4详9迟迪迪古.绩口结                          古口滨.该古结
注              四舍五入的原因 允 值 基金资 净值的                                             例           和 合              能     差 结结


        1.5       告期 按 允 值 基金资 净值 例大小排序的前五 债券投资明
                                                                                                                                 基金资 净
     序 结             债券 码结             债券            结    数          张 结                允 值 元 结
                                                                                                                               值 例 % 结
                                              古迫        开
         古结               古迫口该口滨结                          古迫迟口口口迟口口口结 古迟9详滨迟古迫口迟口口口.口口结             古该.49结
                                                          口滨结
                                              古迪        开
         该结               古迪口该古口结                          古滨迟迫口口迟口口口结 古迟绩口该迟古该口迟口口口.口口结            古口.详4结
                                                          古口结
                                              古迪        开
         详结               古迪口该古滨结                          古滨迟古口口迟口口口结 古迟滨滨古迟绩迪绩迟口口口.口口结            古口.口该结
                                                          古滨结
                                              古绩 中
         4结                古详绩迪迪滨结                              4迟4口口迟口口口结      4详4迟4古该迟口口口.口口结                该.迫口结
                                                     口该结
                                              古绩 凤
         滨结               古详该口口迪结                              详迟迪绩该迟详迫口结    详迪该迟口99迟详迫该.口口结               该.4口结
                                                     闸B结
 结结


        1.6       告期 按 允 值 基金资 净值 例大小排序的前十 资 支 证券投资明

                基金        告期                     资      支 证券 结结结


        1.7       告期 按 允 值 基金资 净值 例大小排序的前五                                                         金属投资明

                基金        告期                          金属 结结


        1.8       告期 按 允 值 基金资 净值 例大小排序的前五                                                         证投资明

                基金        告期                          证 结结


        1.9       告期            基金投资的 债期 交易情况说明


        1.9.1      期 债期 投资 策

                  告期内            基金             用      债期               投资 结

           结



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         1.9.2      告期           基金投资的 债期                      和损益明

                 基金          告期                     债期 投资 也无期间损益 结

  结

         1.9.3      期 债期 投资评

                   告期内          基金            用      债期         投资 结

         1.10 投资 合 告 注


  1.10.1           基金投资的前十 证券的发                         体 期 到调查                   处罚的情况的说明

                 基金投资的前十 证券的发                          体 期           被监管部门立案调查 或在 告编制

         前        内 到 开谴                     处罚的情形 结

          结

  1.10.2 基金投资的前十 股票超 基金合 规 的备选股票 情况的说明

                 基金投资的前十 股票 超 基金合 规 的备选股票                                                结

          结

         1.10.3           资 构
         序 结                            结                                              金额 元 结
          古结            保证金结                                                                                    古迟迫详口迟绩古9.9详结
          该结          收证券清算款结                                                                                                     -结
          详结          收股利结                                                                                                           -结
          4结           收利息结                                                                                   该9迫迟迪口古迟迫该口.4滨结
          滨结          收 购款结                                                                                   绩9迟迪绩滨迟详绩口.该迪结
          绩结                 收款结                                                                                                      -结
          迪结          摊 用结                                                                                                            -结
          迫结            结                                                                                                               -结
          9结      合 结                                                                                           详迪口迟该9迪迟迫口口.绩滨结
结结结

         1.10.4         告期              的处 转股期的 转换债券明

                                                                                                                 基金资 净值 例
       序 结            债券 码结                  债券       结            允 值进元远结
                                                                                                                       % 结
  古结                           古详该口口迪结     古绩 凤    闸B结        详迪该迟口99迟详迫该.口口结                                该.4口结
  该结                           古详该口口4结      古滨    盛 闸B结        详口迫迟古该滨迟9迪古.9口结                                古.99结
  详结                           古古口口详古结       航信转债结            该该详迟绩详滨迟4古迫.迫口结                               古.44结
  4结                            古详该口口绩结     古绩 皖    闸B结        古口迫迟迪古口迟古迫口.口口结                              口.迪口结
  滨结                           古古详滨该该结       旭升转债结             古详迟迪9口迟迫绩迫.口口结                                口.口9结
  绩结                           古古口口49结         海尔转债结                   4该滨迟9详该.迫口结                                 口.口口结

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    注          表包含期                的处      转股期的 转换债券和                   交换债券明            结结

    结

         1.10.5           告期 前十 股票中 在流通 限情况的说明

                 无 结

    结

         1.10.6 投资 合 告 注的                            文          述部

                无     结结

           结



                                                          十          基金的业 结

           基金管理人                   恪 职             诚 信用 勤勉                 的原 管理和 用基金                           但 保

    证基金             盈利 也 向投资者保证最 收益 基金的过 业 并                                             表           来表       投资

         风险 投资者在                  投资      策前               阅        基金的招募说明书 结

                基金合 生效                该口古口 迫     古绩        基金合 生效 来            截 该口古9           口绩 详口       的投

    资业               期基准的 较如              表 示 结

    工银 利债券致结

                                                          净值增长率 业               较基 业         较基
                                        净值增长率
                阶段结                                         标准差          准收益率 准收益率标 进古远                  进详远结 进该远   进4远结
                                              古 结
                                                                  该 结             详 结      准差 4 结

该口古口.迫.古绩-该口古口.古该.详古结     口.迪口还结          口.古迫还结      -古.绩口还结    口.口9还结           该.详口还结       口.口9还结


           该口古古      结               该.滨迫还结          口.该迫还结      滨.详详还结     口.口迫还结          -该.迪滨还结      口.该口还结


           该口古该      结               迫.滨该还结          口.该绩还结      详.绩口还结     口.口绩还结          4.9该还结         口.该口还结


           该口古详      结               4.4绩还结            口.古迪还结      -口.4迪还结     口.口9还结           4.9详还结         口.口迫还结


           该口古4       结               该古.古迫还结        口.该迫还结      古口.详4还结    口.古古还结          古口.迫4还结      口.古迪还结


           该口古滨      结               古4.详迫还结         口.该迪还结      迫.古滨还结     口.口迫还结          绩.该详还结       口.古9还结




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            该口古绩     结               4.迫迪还结       口.详该还结     古.迫滨还结     口.口9还结    详.口该还结        口.该详还结


            该口古迪     结               -口.该9还结      口.古4还结      口.该4还结      口.口绩还结   -口.滨详还结       口.口迫还结


            该口古迫     结               9.绩古还结       口.古4还结      迫.该该还结     口.口迪还结   古.详9还结         口.口迪还结


该口古9.口古.口古-该口古9.口绩.详口结     滨.9迫还结       口.古9还结      古.迫该还结     口.口绩还结   4.古绩还结         口.古详还结


自基金合 生效起                    结     9迪.古详还结     口.该4还结      4详.4迫还结     口.口迫还结   滨详.绩滨还结      口.古绩还结

     工银 利债券B结

                                                         净值增长率 业           较基 业         较基
                                        净值增长率
              阶段结                                       标准差         准收益率 准收益率标 进古远            进详远结 进该远   进4远结
                                              古 结
                                                              该 结            详 结      准差 4 结

该口古口.迫.古绩-该口古口.古该.详古结     口.绩口还结      口.古9还结      -古.绩口还结    口.口9还结    该.该口还结        口.古口还结


            该口古古     结               该.口9还结       口.该9还结      滨.详详还结     口.口迫还结   -详.该4还结        口.该古还结


            该口古该     结               迪.9迫还结       口.该迪还结     详.绩口还结     口.口绩还结   4.详迫还结         口.该古还结


            该口古详     结               4.口绩还结       口.古迪还结     -口.4迪还结     口.口9还结    4.滨详还结         口.口迫还结


            该口古4      结               该口.滨4还结     口.该迫还结     古口.详4还结    口.古古还结   古口.该口还结      口.古迪还结


            该口古滨     结               古4.口9还结      口.该迪还结     迫.古滨还结     口.口迫还结   滨.94还结          口.古9还结


            该口古绩     结               4.4迪还结        口.详该还结     古.迫滨还结     口.口9还结    该.绩该还结        口.该详还结


            该口古迪     结               -口.迪该还结     口.古滨还结     口.该4还结      口.口绩还结   -口.9绩还结        口.口9还结


            该口古迫     结               9.古迪还结       口.古滨还结     迫.该该还结     口.口迪还结   口.9滨还结         口.口迫还结


该口古9.口古.口古-该口古9.口绩.详口结     滨.迫迫还结      口.古9还结      古.迫该还结     口.口绩还结   4.口绩还结         口.古详还结


自基金合 生效起                    结     9口.该绩还结     口.该4还结      4详.4迫还结     口.口迫还结   4绩.迪迫还结       口.古绩还结

     结


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  该       基金合 生效 来基金累 净值增长率                     期业          较基准收益率        的   较 结

                              该口古口   迫   古绩        该口古9     口绩    详口




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                                                                                                                  结
注    古        基金基金合         该口古口    迫   古绩    生效 结结

      该        据基金合 规            基金自基金合 生效起 个                 内 建 期 截            告期

     基金的各 投资符合基金合 的规                          基金投资债券 含 转换债券 等固 收益类资

      基金资 的 例                   迫口% 股票等 益类资               基金资 的 例 超过 该口% 基金

           金 到期        在        内的 府债券            基金资 净值的 例            滨还        中   金 包

括    算备 金                 保证金和 收 购款等 结



                                              十           基金的        结

                 基金资 总值结

      基金资 总值是指 基金拥                  的各类         证券 票据        值 银   款 息 债券的

利息 基金 收的 购基金款 缴 的保证金                                     投资 形 的 值总和 结

           构       要        结

           古 银         款          利息 结

           该      算备 金               利息 结



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         详       据      规 缴 的保证金                   收利息 结

         4        收证券交易清算款 结

         滨       收 购基金款 结

         绩 股票投资                   值调整 结

         迪 债券投资                   值调整和     利息 结

         迫           投资             值调整 结

         9            资 等 结

               基金资 净值结

         基金基金资 净值是指基金资 总值 去负债 的                            值 结

               基金          的 户结

    基金托管人               基金的 义在 营业机构开立 基金的银                        款托管 户             基金托管

人的 义在中 证券登                      算 限 任          开立基金      算备 金 户               基金的 义在基

金托管人托管系统中开立                      算备 金 户           基金托管人和 基金联 的方式在中 证

券登          算 限 任              开立证券 户            基金的 义开立银 间债券托管 户并 中

人民银 备案 开立的 述基金                          户 基金管理人 基金托管人                    机构和注 登

机构自 的                户               基金          户相独立 结结

    如        家相 法律法规调整 基金管理人和基金托管人                         依据 规 执              结

         四 基金             的保管 处 结

         古       基金            独立 基金管理人 基金托管人的固                       并 基金托管人保管 结

         该    基金管理人          基金托管人因基金            的管理        用或者         情形而 得的          和

收益          基金           结

         详    基金管理人          基金托管人因依法解散          被依法撤      或者被依法      告破 等原因

  清算的 基金                     属      清算 围 结

    4      基金         的债           得 基金管理人       基金托管人固              的债    相抵              基金

       的债 债               得相 抵        非因基金            身      的债          得对基金        强制执          结



                                          十       基金              的 值结

                     值目的结

    基金资 的 值目的是                         准确地      基金         的   值 并 基金份额的 购 赎回


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提供                  依据 结

                             值 结

             基金的 值                  基金合 生效 相 的证券交易场                       的 常营业                结

                             值对象结

      基金 拥 的股票 债券                               证和银            款 息        收款 和           投资等资                 结

             四              值方法结

      古          股票 值方法结

             古                 流通股票按 值                在证券交易 的收盘                 值        值    无交易的                但最

     交易                    济 境 发生          大         的          最 交易    的收盘           值        值 无交易                     最

     交易                    济     境发生了      大        的 将参考类似投资品种的                                     大        因素

调整最 交易 收盘                            确        允 值 如 充足证据表明最 交易 收盘                                  能真 地

          允 值的                   对最 交易 的收盘                      调整 确         允 值 结

             该                   股票的 值 结

             首 发 的股票 采用 值 术确                                   允 值 在       值 术难               靠             允 值的

情况                  按            值 结

             首              开发       明确          期的股票               股票在交易                  按 值                    在证券

交易                   的           股票 第进古 条确 的 值 格                          值 结

                      股 转增股             股和 开增发 股等方式发 的股票 按 值                                                   在证券

交易                  牌的          流通股票     第 古 条确 的 值 格                        值 结

             非 开发                 明确        期的股票按如 方法                     值 结

      致              值 在证券交易                    交易的           股票 第 古 条确 的 值                  格            非        开发

     股票的初始 得                      时        采用在证券交易                  交易的       股票 第              古 条确 的

值        格                 值      非 开发 股票的 值 结

      B               值 在证券交易                    交易的           股票 第 古 条确 的 值                  格高 非                 开发

     股票的初始 得                      时       按              式确        值     非 开发 股票的 值 结

      闹有称延连进范-延远贸进廷速-廷败远/廷速结结

      闹有                 值       非 开发 股票的 值 延                       非 开发     股票的初始 得                          因 益

业        导               场 格除 时                  除        对     初始 得的           相 调整            范            值 在证

券交易                       交易的          股票的              廷速        非 开发    股票         期 含的交易                  的交易

     数        廷败             值 剩余          期     即 值                 期 束     含的交易         的交易 数                     含

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值                 结

           详远 家 最 规 的 按                       规              值 结

      该        债券 值方法结

           古      在证券交易              场 牌交易的              净     交易的债券按 值 收盘                   值        值

无交易的 但最                  交易          济 境 发生 大                      的     最 交易 的收盘                  值        值

     无交易             最 交易              济 境发生了 大                     的 将参考类似投资品种的

     大           因素 调整最 交易 收盘                        确        允 值 如 充足证据表明最                  交易 收盘

          能真 地                   允 值的          对最 交易 的收盘                       调整 确         允    值 结

           该      在证券交易              场 牌交易的                   净 交易的债券按 值 收盘                   去债券收

盘        中 含的债券 收利息得到的净                                 值         值 无交易的 但最 交易                       济

境        发生 大               的 按最 交易 债券收盘                      去 含的最 交易 债券 收利息 的净

                  值       值 无交易              最 交易                济 境发生了 大                 的 将参考类似投资

品种的                         净            大       因素 调整最 交易 收盘                        净      确          允 值

如        充足证据表明最 交易                 收盘        净             能真    地          允 值的            对最 交易

的收盘 进净               远        调整 确          允 值 结

           详      首 发                   债券采用       值 术确            允 值          在 值 术难            靠         允

     值的情况              按             值 结

           4       在银        间债券 场交易的债券 据 业                         指导的处理标准或意 并综合考虑

场        交            场            流 性 收益率曲线等因素确                         允 值 结

           滨           家 最 规 的 按               规                  值 结

      详          证 值方法结

           古远         流通 证按 值                  在证券交易 的收盘                     值      值 无交易的 但最

交易               济 境 发生 大                     的        最 交易 的收盘                 值        值 无交易           最

交易               济 境发生了 大                    的 将参考类似投资品种的                               大          因素 调

整最 交易 收盘                       确      允 值 如 充足证据表明最 交易 收盘                                  能真 地

     允 值的               对最 交易          的收盘                调整 确           允 值 结

           该远首 发                      的 证 采用 值 术确                     允    值 在 值 术难                   靠

允        值的情况              按          值 结

           详 停 交易 但                      的     证 采用 值 术确                    允 值 结

           4       因          股票而        的 股        证             股除        起到    股确认             若收盘      高

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     股           按收盘 和 股             的差额           值 若收盘                   股             值     零 结

           滨      家 最 规 的 按               规                值 结

      4         资 支 证券的 值方法结

           古     交易      大     交易方式转        的资 支        证券 采用           值 术确             允 值     在

值        术难       靠           允 值的情况          按               值 结

           该     全 银 间         场交易的资        支 证券                 据 业      指导的处理标准或意            并综

合考虑 场 交                      场         流 性 收益率曲线等因素确                        允 值 结

           详      家 最 规 的 按               规                值 结

      滨           资 的 值方法结

                 资 按 家             规            值 结

      绩        在任何情况         基金管理人如采用 述              值方法对基金                    值 均 被认

采用了            的 值方法 但是 如基金管理人认                              述 值方法对基金                   值 能

                  允 值的 基金管理人在综合考虑 场各因素的基础                                     据 体情况 基金

托管人商                 按最能            允 值的 格 值 结

      迪           基金发生大额 购或赎回情形时 基金管理人                            在履         程序         采用摆

          机制      确保基金 值的             性       体处理原               操 规 遵循相 法律法规                   监管

部门 自律规 的规                      结

      基金管理人 基金托管人发                  基金 值              基金合              明的 值方法 程序                   相

     法律法规的规 或者 能充 维 基金份额                                 人利益时 发 方            时通知对方

     的方法 程序和相 法律法规的规                             值             维 基金份额        人的利益 结

           据      基金法          基金的基金               任方    基金管理人          任 因       就         基金

的               题 如    相 各方在 等基础 充                      论            无法           的意         基金管理人

          按照 对基金净值的 算 果对                                     结

           五        值程序结

      基金 常 值 基金管理人                    基金托管人                       基金份额净值 基金管理人

值         将 值 果              方        的形式      给基金托管人 基金托管人按基金合                       规 的 值

方法 时间 程序                   复        基金托管人复 无误 将 果返回给基金管理人                             基金管理

人对                              中和         值复         基金               目的 对 时              结

                  暂停 值的情形结



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        古 基金投资                  的证券交易 遇法 节假 或因                          原因暂停营业时 结
        该 因             抗力或       情形       使基金管理人 托管人无法准确评 基金                                 值时 结
        详          基金相         例的投资品种的 值                      大转         而基金管理人 保障基金份额
       人的利益                       值时 结结
        4                基金管理人认 属           紧急 故的情况 导 基金管理人 能                              或评    基金
资     时 结
        滨          前      值     基金资 净值 滨口还              的资           无    参考的活跃 场 格               采用
     值 术 导              允 值 在 大 确 性时                            基金托管人 商                的 基金管理人
     暂停基金 值 结
        绩 中 证监 和基金合 认 的                             情形 结
        七 基金份额净值的 算结

             基金 用的                  基金 致 类基金份额和 B 类基金份额将 别 算基金份额净值

     算 式        闭某类基金份额净值称 算                类基金份额基金资 净值/ 算                           类基金份额的

总份额余额 结

      基金份额净值的 算 精确到 口.口口古结 元 小数点第四                               四舍五入         家另 规         的

       规      结

                     值错误的处理结

        古          基金         的 值导 基金份额净值小数点                            内 含第               发生差错时

视     基金份额净值 值错误 基金管理人和基金托管人将采 必要                                              合理的措施确保

基金           值的准确性             时性             值或基金份额净值                    错误时 基金管理人

立即         纠          并采 合理的措施               损失          扩大               错误偏差 到或超过基金份

额净值的 口.该滨还时 基金管理人 通 基金托管人 并                                 告中 证监                   错误偏差 到

基金份额净值的 口.滨还时 基金管理人 通                        基金托管人          按基金合     的规                   告 并

     中 证监 备案 结

        该 差错类型结

        基金             过程中 如果          基金管理人 基金托管人 注 登 机构                                 理      机构

或投资人自身的原因                  差错 导                    人遭 损失的              任人       对               差错遭

损失的         人           损方      按 述 差错处理原                    给 赔偿 结

        述差错的 要类型包括但                     限     资料        差错 数据 输差错 数据 算差错 系

统故障差错                 指 差错等 对 因 术原因引起的差错 若系                                  业           术水 无法

预      无法避免 无法抗                      属        抗力 结


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                    抗力原因          投资人的交易资料灭失 被错误处理或                               差错 因           抗

力原因           差错的        人 对                  人       赔偿 任 但因 差错 得                        得利的       人

          负 返            得利的义        结

           详 差错处理原 结

      因基金        值错误给投资人              损失的         基金管理人和基金托管人依照法律法规的规

                   基金管理人或基金托管人对                                 的 任            向 任人追偿 基金合

     的         人 将按照              的原 处理基金 值差错 结

      古    差错 发生 但尚 给                   人          损失时 差错 任方                 时 调各方           时

更         因更 差错发生的 用            差错 任方                        差错 任方           时更            生的差错

给         人       损失的 差错        任方            若差错 任方                  极 调 并                  义 的

     人 足够的时间             更 而 更                            或扩大的损失 差错 任方和 更 方依法

     别各自         相 的赔偿 任 差错 任方 对更 的情况向                                       人          确认 确保差

错        得到更      结

      该    差错的         任方对 能导                      人的直接损失负             对间接损失负              并 仅

对差错的            直接       人负             对第 方负            结

      详    因差错而获得            得利的           人负          时返           得利的义      但差错 任方

对差错负           如果        获得        得利的           人 返 或         全部返            得利                     人

的利益损失           差错 任方         赔偿 损方的损失 并在 支 的赔偿金额的 围内对获得

     得利的         人       要求交             得利的 利 如果获得                  得利的      人           将 部

     得利返 给 损方                 损方         将           获得的赔偿额                   获得的          得利返 的

总和超过              损失的差额部 支 给差错 任方 结

      4     差错调整采用            恢复 假设 发生差错的 确情形的方式 结

      滨    如果因基金管理人原因                基金         损失时 基金托管人                基金的利益向基金管

理人追偿 如果因基金托管人原因                         基金         损失时 基金管理人            基金的利益向基金

托管人追偿 除基金管理人和托管人                        的第 方              基金      的损失         基金管理人负

向差错方追偿 结

      绩    如果           差错的      人 按规 对 损方                     赔偿     并 依据法律               法规 基

金合 或             规       基金管理人或基金托管人自 或依据法院判                           仲裁裁 对 损方

了赔偿 任            基金管理人或基金托管人                   向          差错的      人       追索 并           要求

赔偿或补偿            发生的 用和遭 的损失 结

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    迪         按法律法规规 的          原        处理差错 结

          4 差错处理程序结

    差错被发                     的       人              时         处理 处理的程序如              结

    古         查明差错发生的原因            明                人          据差错发生的原因确 差错 任方 结

    该          据差错处理原 或              人 商的方法对因差错                    的损失         评          结

    详          据差错处理原 或              人 商的方法 差错的 任方                           更 和赔偿损失 结

    4            据差错处理的方法 需要修改基金注                      登 机构的交易数据的                     基金注     登

机构            更        并就差错的更 向                      人      确认 结

    滨         基金管理人 基金托管人                错误偏差          到或超过基金份额净值的 口.该滨还时                 基金

管理人 通 基金托管人 并                   告中 证监                        错误偏差 到基金份额净值的 口.滨还时

基金管理人 通 基金托管人 按基金合 的规                                          告 并 中 证监 备案 结

          九 特殊情形的处理结

          古 基金管理人按 节第 四                        第 绩 条款             值时             的误差                基金份

额净值错误处理 结

          该                抗力原因 或             证券交易               登    算           发 的数据错误 基金管

理人和基金托管人虽然                  采 必要                   合理的措施             检查 但 能发             错误的

          的基金             值错误    基金管理人和基金托管人                      免除赔偿 任 但基金管理人

基金托管人                 极采 必要的措施 除                          的影响 结



                                       十四 基金的收益                                   结

                 基金利润的构 结

    基金利润指基金利息收入 投资收益                             允 值           收益和         收入扣除相              用 的

余额 基金                  收益指基金利润 去 允 值                          收益 的余额 结

                 基金 供         利润结

    基金             供     利润指截    收益         基准           基金         利润              利润中               收益

的孰 数 结

                 收益        原 结

          基金收益             遵循       原        结

    古.         基金       类别内的       基金份额                   等           结结


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      该.在符合             基金 红条 的前提                          基金         收益            数最多        绩           收益

            例         收益            基准             供      利润的 绩口还 期            供       利润是指期            资 负债

表中              利润                 利润中                收益的孰 数 结

      详.若基金合 生效 满 详 个                                        收益           结

      4.基金收益                      基金份额净值 能                  面值 即指基金收益                 基准 的基金份额净

值     去            基金份额收益              金额             能          面值 结

      滨.        基金收益             方式              种      金 红 红利 投资 基金投资者 选                                金红利

或将 金红利按除息 的 类份额基金份额净值自 转 基金份额                                                          投资 若投资者

选               基金默认的收益               方式是 金 红 结

      绩.        基金红利发            距离收益              基准          即期       供         利润 算截                 的时间

超过 古滨 个工              结

      法律 法规或监管机构另 规 的 基金管理人在履                                                 程序      将对 述基金收益

            策       调整 结

            四 收益              方案结

      基金收益              方案中载明基金期                    供          利润 基金收益               对象           原

时间              数额           例           方式 支 方式                        手续 等内容 结

            五 收益              方案的确                告结

      基金收益              方案 基金管理人拟                    并 基金托管人对相 数据                               确     基金管

理人 依照 信息披露 法                         的         规 在指 媒                告 结

                  收益           中发生的 用结

      古     收益        采用红利 投资方式免收 投资的 用 结

      该     收益        时发生的银 转                   等手续 用           基金份额         人自                     基金份额

     人的 金红利小                     金额         足 支 银 转 或                         手续 用时 基金注 登 机构

     将基金份额             人的 金红利按 益登                         除         的基金份额净值自 转 基金份额 结



                                             十五 基金的 用 税收结

                  基金 用的种类结

            古 基金管理人的管理                    结

            该 基金托管人的托管                    结


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        详 基金的证券交易 用 结

        4 基金合 生效                   的 基金相 的信息披露 用 结

        滨 基金份额               人大         用 结

        绩 基金合 生效                  的 基金相 的                         师 和律师       结

        迪 基金银 汇                   用 结

        迫        基金     B 类基金份额基金的                         中 提          服      结

        9 按照 家                 规                  入的                 用 结

        述 用 基金                 中支          结

              基金 用 提方法                     提标准和支 方式结

        古 基金管理人的管理 结

        基金的管理 率                     率 口.迪还 结

      在通常情况           基金管理 按前                      基金资 净值的               率 提     算方法如           结

              读结    闸贸 管理 率杂                         数结

              读结                    提的基金管理 结

              闸结    前         基金资 净值结

      基金管理                   提         累                个               按 支          基金管理人向基金托管人

发     基金管理            指           基金托管人复                               首 起 滨 个工   内 基金         中

     性支 给基金管理人 结

        该 基金托管人的基金托管 结

        基金的托管 率                     率 口.该还 结

      在通常情况           基金托管 按前                      基金资 净值的               率 提     算方法如           结结

              读结    闸贸 托管 率杂                         数结结

              读结                    提的基金托管            结结

              闸结    前         的基金资 净值结结

      基金托管                   提         累                个               按 支          基金管理人向基金托管人

发     基金托管            指           基金托管人复                               首 起 滨 个工   内 基金资 中

     性支 给基金托管人 结

        详           服     结

        基金 致 类基金份额 收                          服             B 类基金份额的         服        率     口.4还

基金         服       将 门用             基金的                     基金份额         人服    基金管理人将在基金

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     告中对              用的 支情况                      说明 结

                 服      按前          B 类基金资 净值的 口.4口还                                   率 提               算方法如        结

      读        闸贸口.4口还杂             数结

      读         B 类基金份额                      提的             服          结

      闸         B 类基金份额前               基金资 净值结

                 服                 提 按 支                  基金管理人向基金托管人发                                         服            指

基金托管人复                          首 起 滨 个工                      内 基金资 中                                   注 登 机构 收 注

     登 机构收到 按相 合                          规 支 给基金                            机构等 结

           4      除管理 和托管                        的基金 用                     基金托管人                据              法规 相

的规             按 用支 金额支                        入或摊入 期基金                             用 结

                         入基金 用的 目结

      基金管理人和基金托管人因                          履    或                全履           义     导      的        用支   或基金             的损

失              处理 基金             无      的          发生的 用等                              入基金 用 基金合 生效 前的律

师                  师 和信息披露                 用等 得 基金                            中       支 结

           四 基金管理 和基金托管 的调整结

      在符合相 法律法规和履 了必备的程序的条                                                        基金管理人和基金托管人                        商

情调 基金管理 和基金托管                               无 召开基金份额                              人大            基金管理人必 最

的     率 施 前该                在 少            种中 证监 指 媒                                  刊登 告 结

           五                用结

      按照 家                规 和基金合                            基金管理人                      在基金              中 支        的      用 并

按照相 的法律法规的规                                  告或备案 结

                    税收结

           基金          过程中             的各纳税 体 依照 家法律法规的规 履 纳税义                                                        结



                                             十              基金的                                           结

                    基金            策结

           古 基金的                              历         古结        古结             古该结     详古结        结

           该 基金 算 人民                                                      人民 元                                   结

           详           制 按 家                  的         制 执                   结


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        4       基金独立建          独立        算 结

        滨      基金          任人 基金管理人 结

        绩     基金管理人     保留 整的                  目 凭证并           常的             算 按照               规

编制基金             表 基金托管人 期 基金管理人就基金的                            算        表编制等                   对

并     书面方式确认 结

               基金            结

        古     基金管理人聘请 基金管理人 基金托管人相独立的                                    证券 期              相

业     资格的        师              注            师对基金                 表           规                              结

        该         师         更换         注           师               得基金管理人和基金托管人                   意 结

        详     基金管理人认          充足理       更换          师           通 基金托管人 基金管理人

     在更换       师           按照 信息披露 法 的                       规 在指 媒           告 结



                                      十七 基金的信息披露结

               披露原 结

        基金信息披露义 人包括基金管理人 基金托管人 召 基金份额                                       人大      的基金

份额          人等法律         法规和中 证监 规 的自然人 法人和非法人                                     结

        基金信息披露义 人 保                基金份额            人利益           发点 按照法律法规和中

证监 的规 披露基金信息 并保证 披露信息的真                            性 准确性           整性            时性 简明

性和易得性 结

        基金信息披露义 人              在中 证监 规 时间内 将                       披露的基金信息通过中

证监 指         的全      性 刊           简       指        刊      指      联网网站                简        指        网

站      等媒     披露 并保证基金投资者能够按照基金合                         的时间和方式查阅或者复制

开披露的信息资料 结

        基金信息披露义 人              在 开披露基金信息的过程中 得                                       结

        古 虚假 载 误导性陈述或者 大遗漏 结

        该 对证券投资业               预测 结

        详      规        收益或者         损失 结

        4 诋毁            基金管理人 基金托管人或者基金份额发 机构 结

        滨 登载任何自然人 法人和非法人                          的祝 性 恭维性或 荐性的文                      结


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        绩 中 证监 禁 的                          结

        基金 开披露的信息 采用中文文                              时采用 文文 的 基金信息披露义 人

保证         文 的内容                文         间发生 义的                    中文文          准 结

        基金 开披露的信息采用阿拉 数                            除特别说明                             人民 元 结

              基金募 信息披露结

        古 基金募          请 中 证监                 准          基金管理人             在基金份额发 的 详               前

将招募说明书 基金合 摘要登载在指 媒                                基金管理人 基金托管人                     将基金合

基金托管         登载在各自         网站         结

        该   基金管理人         就基金份额发 的 体                         编制基金份额发               告 并在披露招

募说明书的           登载 指 媒             结

        详 基金管理人           在基金合 生效的                     在指 媒              登载基金合 生效 告 结

        4    基金合 生效          基金招募说明书的信息发生 大                            更的 基金管理人                  在

个工         内 更 基金招募说明书并登载在指 网站                                基金招募说明书               信息发生 更

的 基金管理人 少            更             基金                    的 基金管理人                更 基金招募说明书 结

        滨   基金     品资料概要是基金招募说明书的摘要文                              用 向投资者提供简明的基金

概要信息 基金合 生效              基金 品资料概要的信息发生 大 更的 基金管理人                                                 在

     个工     内 更 基金 品资料概要 并登载在指 网站 基金                                        机构网站或营业网点

基金 品资料概要            信息发生 更的 基金管理人                         少        更               基金                的

基金管理人           更 基金 品资料概要 结

                 期 告结

      基金      期   告   基金管理人按照法律法规和中                      证监      颁     的      证券投资基金信息

披露内容 格式的相 文 的规                   独编制                基金托管人复             基金 期 告 包括基金

        告 基金中期 告和基金季                   告 结

        古   基金          告 基金管理人                   在         束         起      个 内 编制                基金

     告 将           告登载在指     网站         并将               告提示性 告登载在指                      刊        基金

       告中的              告         过         证券 期 相                业 资格的              师                      结

        该   基金中期 告 基金管理人                        在              束         起 个 内          编制           基金中

期     告 将中期 告登载在指 网站                       并将中期 告提示性 告登载在指                               刊      结

        详 基金季         告 基金管理人                在季          束          起 古滨 个工       内 编制               基金

季      告 将季           告登载在指 网站                  并将季          告提示性 告登载在指                     刊          结

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        4 基金合 生效 足 该 个                  的 基金管理人               编制 期季             告 中期           告或

者           告 结

        滨      基金 续        &nb